Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2023
Institutional positions in Caterpillar Inc as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,408
- +110 vs. Q2 2023
- Shares held
- 356.3M
- −2.26M (−0.6%) vs. Q2 2023
- Total value
- $97.3B
- +$9.42B (+10.7%) vs. Q2 2023
- New holders
- 190
- 910 more added
- Sold out
- 80
- 903 more reduced
30 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| CNB Bank | 3,294 | $899.3K | 0.53% | −70−2.1% | Reduced |
| Nicolet Bankshares Inc | 3,291 | $898.4K | 0.28% | 00.0% | Unchanged |
| Mitchell Capital Management Co | 3,291 | $898.4K | 0.21% | +33+1.0% | Added |
| First Heartland Consultants, Inc. | 3,291 | $898.0K | 0.11% | +84+2.6% | Added |
| Pitcairn Co | 3,273 | $893.5K | 0.07% | +749+29.7% | Added |
| Colonial Trust Co | 3,251 | $887.5K | 0.22% | +13+0.4% | Added |
| Birinyi Associates Inc | 3,250 | $887.0K | 0.35% | 00.0% | Unchanged |
| Wealth Effects LLC | 3,247 | $886.4K | 0.44% | +18+0.6% | Added |
| Eqis Capital Management, Inc. | 3,243 | $885.3K | 0.11% | +690+27.0% | Added |
| Peoples Financial Services Corp. | 3,239 | $884.2K | 0.42% | +40+1.3% | Added |
| Sittner & Nelson, LLC | 3,238 | $883.9K | 0.51% | +2+0.1% | Added |
| Washington Trust Advisors, Inc. | 3,232 | $882.4K | 0.09% | +157+5.1% | Added |
| Menard Financial Group LLC | 3,232 | $882.4K | 1.28% | +195+6.4% | Added |
| Change Path, LLC | 3,232 | $882.0K | 0.06% | −1,012−23.8% | Reduced |
| Redhawk Wealth Advisors, Inc. | 3,219 | $878.9K | 0.29% | +2,265+237.4% | Added |
| Farmers National Bank | 3,201 | $873.9K | 0.30% | −411−11.4% | Reduced |
| Visionary Wealth Advisors | 3,194 | $872.0K | 0.07% | −68−2.1% | Reduced |
| MONECO Advisors, LLC | 3,192 | $871.3K | 0.24% | +514+19.2% | Added |
| Rossmore Private Capital | 3,191 | $871.1K | 0.13% | +69+2.2% | Added |
| David Loasby | 3,280 | $869.2K | 0.10% | +6+0.2% | Added |
| Cardiff Park Advisors, LLC | 3,179 | $867.9K | 0.11% | +12+0.4% | Added |
| Cyndeo Wealth Partners, LLC | 3,179 | $867.9K | 0.09% | +309+10.8% | Added |
| Concord Asset Management, LLC | 3,178 | $867.6K | 0.29% | +3,178 | New |
| Summit Financial Group Inc | 3,176 | $867.0K | 0.36% | −15−0.5% | Reduced |
| Pathway Financial Advisors LLC | 3,173 | $866.2K | 0.30% | 00.0% | Unchanged |
| Magnus Financial Group LLC | 3,172 | $865.8K | 0.13% | +53+1.7% | Added |
| Alphadyne Asset Management LP | 3,168 | $864.9K | 0.42% | +3,168 | New |
| SignalPoint Asset Management, LLC | 3,163 | $863.5K | 0.28% | +43+1.4% | Added |
| Ballast Advisors LLC | 3,158 | $862.1K | 0.34% | −231−6.8% | Reduced |
| Atwood & Palmer Inc | 3,158 | $862.1K | 0.08% | −50−1.6% | Reduced |
| Prosperitas Financial LLC | 3,152 | $860.7K | 0.67% | +3,152 | New |
| Concentric Wealth Management, LLC | 3,150 | $860.0K | 0.28% | +10+0.3% | Added |
| Evergreen Capital Management LLC | 3,149 | $859.7K | 0.04% | +595+23.3% | Added |
| Montecito Bank & Trust | 3,145 | $858.6K | 0.20% | −170−5.1% | Reduced |
| King Wealth | 3,144 | $858.0K | 0.18% | −9−0.3% | Reduced |
| Berkshire Asset Management LLC | 3,138 | $856.7K | 0.05% | +307+10.8% | Added |
| Vanguard Capital Wealth Advisors | 3,126 | $853.4K | 0.79% | +4+0.1% | Added |
| CCG Wealth Management, LLC | 3,121 | $852.0K | 0.56% | 00.0% | Unchanged |
| Lion Street Advisors, LLC | 3,121 | $852.0K | 0.28% | −456−12.7% | Reduced |
| Belpointe Asset Management LLC | 3,109 | $848.8K | 0.09% | +1,519+95.5% | Added |
| Adell Harriman & Carpenter Inc | 3,109 | $848.8K | 0.09% | −925−22.9% | Reduced |
| Sutton Wealth Advisors Inc. | 3,107 | $848.2K | 0.42% | +41+1.3% | Added |
| Legacy Wealth Asset Management, LLC | 3,102 | $846.8K | 0.31% | −137−4.2% | Reduced |
| Archer Investment Corp | 3,094 | $844.8K | 0.30% | +18+0.6% | Added |
| KLCM Advisors, Inc. | 3,089 | $843.2K | 0.16% | +1,432+86.4% | Added |
| Fortem Financial Group, LLC | 3,081 | $841.1K | 0.49% | −2−0.1% | Reduced |
| Fidelis Capital Partners, LLC | 3,078 | $840.3K | 0.29% | +133+4.5% | Added |
| Horizon Wealth Management, LLC | 3,074 | $839.2K | 0.34% | +11+0.4% | Added |
| Gray Wealth Management Inc. | 3,071 | $838.4K | 0.43% | −27−0.9% | Reduced |
| Geller Advisors LLC | 3,063 | $836.2K | 0.10% | +17+0.6% | Added |
| Hilltop Holdings Inc. | 3,061 | $835.4K | 0.10% | −27−0.9% | Reduced |
| Capital Advisors Inc | 3,056 | $834.4K | 0.02% | +505+19.8% | Added |
| Abn Amro Investment Solutions | 3,056 | $834.3K | 0.02% | −536−14.9% | Reduced |
| Hancock Whitney Corp | 3,043 | $830.7K | 0.03% | −570−15.8% | Reduced |
| NVWM, LLC | 3,042 | $830.5K | 0.27% | −17−0.6% | Reduced |
| CVA Family Office, LLC | 3,022 | $825.0K | 0.19% | +209+7.4% | Added |
| StrategIQ Financial Group, LLC | 3,020 | $824.5K | 0.10% | +10.0% | Added |
| Wealth Management Partners, LLC | 3,018 | $823.9K | 0.51% | −850−22.0% | Reduced |
| WMS Partners, LLC | 3,005 | $820.3K | 0.06% | −1,098−26.8% | Reduced |
| V Wealth Advisors LLC | 3,005 | $820.3K | 0.66% | −6,237−67.5% | Reduced |
| Provenance Wealth Advisors, LLC | 3,003 | $819.8K | 0.13% | +3,003 | New |
| Supplemental Annuity Collective Trust of NJ | 3,000 | $819.0K | 0.31% | 00.0% | Unchanged |
| CMG Global Holdings, LLC | 2,992 | $816.9K | 0.70% | 00.0% | Unchanged |
| Benin Management CORP | 2,986 | $815.2K | 0.30% | 00.0% | Unchanged |
| Woodstock Corp | 2,980 | $813.5K | 0.10% | −220−6.9% | Reduced |
| Deseret Mutual Benefit Administrators | 2,978 | $813.0K | 0.40% | −222−6.9% | Reduced |
| Epoch Investment Partners, Inc. | 2,969 | $810.5K | 0.01% | −1,591−34.9% | Reduced |
| Bath Savings Trust Co | 2,965 | $809.4K | 0.10% | +15+0.5% | Added |
| Carnegie Capital Asset Management, LLC | 2,964 | $809.2K | 0.03% | −48−1.6% | Reduced |
| Sentry Investment Management LLC | 2,962 | $809.0K | 0.39% | −702−19.2% | Reduced |
| Hazlett, Burt & Watson, Inc. | 2,951 | $809.0K | 0.60% | −10−0.3% | Reduced |
| CX Institutional | 2,959 | $807.9K | 0.04% | −24−0.8% | Reduced |
| Harfst & Associates, Inc. | 2,954 | $806.4K | 0.23% | 00.0% | Unchanged |
| Two Sigma Securities, LLC | 2,953 | $806.2K | 0.04% | +1,794+154.8% | Added |
| Compass Ion Advisors, LLC | 2,950 | $805.2K | 0.14% | +2,950 | New |
| Means Investment Co., Inc. | 2,946 | $804.3K | 0.13% | +238+8.8% | Added |
| Mechanics Financial Corp | 2,940 | $802.6K | 0.44% | +95+3.3% | Added |
| Threadgill Financial, LLC | 2,956 | $801.8K | 0.61% | +2,956 | New |
| Mendel Money Management | 2,933 | $800.7K | 0.43% | +63+2.2% | Added |
| Texas Yale Capital Corp. | 2,931 | $800.2K | 0.04% | 00.0% | Unchanged |
| Aspiriant, LLC | 2,922 | $797.9K | 0.04% | +126+4.5% | Added |
| Rogco, LP | 2,917 | $796.3K | 0.39% | +2,917 | New |
| Hudson Valley Investment Advisors Inc | 2,911 | $794.7K | 0.11% | −503−14.7% | Reduced |
| CTC Alternative Strategies, Ltd. | 2,900 | $791.7K | 1.49% | +2,900 | New |
| Virtus ETF Advisers LLC | 2,900 | $791.7K | 0.48% | +2,900 | New |
| Fi3 FINANCIAL ADVISORS, LLC | 2,896 | $790.5K | 0.43% | +2,896 | New |
| Ironwood Investment Counsel, LLC | 2,892 | $789.8K | 0.19% | +2+0.1% | Added |
| Somerville Kurt F | 2,890 | $789.0K | 0.16% | 00.0% | Unchanged |
| ORG Partners LLC | 2,882 | $787.4K | 0.23% | −728−20.2% | Reduced |
| Y.D. More Investments Ltd | 2,878 | $784.7K | 0.16% | −166−5.5% | Reduced |
| Nomura Holdings Inc | 2,874 | $784.6K | 0.01% | −2,986−51.0% | Reduced |
| Alpha DNA Investment Management LLC | 2,874 | $784.6K | 0.50% | +2,874 | New |
| ICA Group Wealth Management, LLC | 2,871 | $783.3K | 0.22% | +201+7.5% | Added |
| Farther Finance Advisors, LLC | 2,869 | $783.2K | 0.12% | +2,274+382.2% | Added |
| CIC Wealth, LLC | 2,863 | $781.6K | 0.28% | −74−2.5% | Reduced |
| Abacus Planning Group, Inc. | 2,855 | $779.5K | 0.19% | 00.0% | Unchanged |
| McGlone Suttner Wealth Management, Inc. | 2,854 | $779.4K | 0.18% | +139+5.1% | Added |
| Connectus Wealth, LLC | 2,849 | $779.1K | 0.02% | +1,332+87.8% | Added |
| Penserra Capital Management LLC | 2,857 | $779.0K | 0.02% | −1,092−27.7% | Reduced |
| Carson Advisory Inc. | 2,850 | $778.1K | 0.68% | −1,401−33.0% | Reduced |