Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2023
Institutional positions in Caterpillar Inc as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,408
- +110 vs. Q2 2023
- Shares held
- 356.3M
- −2.26M (−0.6%) vs. Q2 2023
- Total value
- $97.3B
- +$9.42B (+10.7%) vs. Q2 2023
- New holders
- 190
- 910 more added
- Sold out
- 80
- 903 more reduced
30 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Allegheny Financial Group LTD | 2,849 | $777.8K | 0.29% | +434+18.0% | Added |
| Caxton Associates LP | 2,843 | $776.1K | 0.11% | −752−20.9% | Reduced |
| Alera Investment Advisors, LLC | 2,841 | $775.6K | 0.13% | −389−12.0% | Reduced |
| Girard Partners Ltd. | 2,839 | $775.2K | 0.09% | +10.0% | Added |
| Ballast, Inc. | 2,825 | $771.2K | 0.31% | −40−1.4% | Reduced |
| USA Financial Portformulas Corp | 2,817 | $769.0K | 1.15% | 00.0% | Unchanged |
| First Command Advisory Services, Inc. | 2,816 | $768.8K | 0.01% | +2,816 | New |
| Prostatis Group LLC | 2,859 | $768.4K | 0.38% | −661,308−99.6% | Reduced |
| Disciplined Equity Management, Inc. | 2,810 | $767.1K | 0.64% | 00.0% | Unchanged |
| Manchester Capital Management LLC | 2,804 | $765.5K | 0.11% | 00.0% | Unchanged |
| Wealthspan Partners, LLC | 2,802 | $764.9K | 0.60% | +5+0.2% | Added |
| Peavine Capital, LLC | 2,800 | $764.4K | 0.20% | 00.0% | Unchanged |
| Redwood Wealth Management Group, LLC | 2,791 | $761.9K | 0.89% | +15+0.5% | Added |
| Allen Mooney & Barnes Investment Advisors LLC | 2,788 | $761.2K | 0.16% | −126−4.3% | Reduced |
| Ted Buchan & Co | 2,786 | $760.6K | 0.61% | −110−3.8% | Reduced |
| Financial Management Network Inc | 2,864 | $759.1K | 0.25% | −63−2.2% | Reduced |
| Capstone Financial Advisors, Inc. | 2,777 | $758.0K | 0.06% | +5+0.2% | Added |
| Stiles Financial Services Inc | 2,771 | $756.4K | 0.39% | −157−5.4% | Reduced |
| Patriot Investment Management Inc. | 2,764 | $754.7K | 0.07% | −668−19.5% | Reduced |
| Cahaba Wealth Management, Inc. | 2,762 | $754.0K | 0.08% | −123−4.3% | Reduced |
| Friedenthal Financial | 2,751 | $751.0K | 0.51% | +2,751 | New |
| Key Financial Inc | 2,742 | $748.6K | 0.25% | 00.0% | Unchanged |
| Live Oak Investment Partners | – | $747.2K | 0.64% | – | – |
| Eagle Bluffs Wealth Management LLC | 2,734 | $746.4K | 0.57% | −43−1.5% | Reduced |
| Fort Sheridan Advisors LLC | 2,730 | $745.3K | 0.17% | +375+15.9% | Added |
| Joel Isaacson & Co., LLC | 2,728 | $744.8K | 0.05% | +10.0% | Added |
| Hamel Associates, Inc. | 2,715 | $739.8K | 0.27% | 00.0% | Unchanged |
| Tilt Investment Management Holdings, PBC | 2,705 | $738.5K | 0.53% | 00.0% | Unchanged |
| Lakewood Asset Management LLC | 2,704 | $738.2K | 0.60% | +7+0.3% | Added |
| Heartwood Wealth Advisors LLC | 2,704 | $738.2K | 0.11% | +500+22.7% | Added |
| Heck Capital Advisors, LLC | 2,701 | $737.4K | 0.14% | −564−17.3% | Reduced |
| Waycross Partners, LLC | 2,700 | $737.1K | 0.16% | 00.0% | Unchanged |
| Washburn Capital Management, Inc. | 2,690 | $734.4K | 0.62% | +915+51.5% | Added |
| Mach-1 Financial Group, Inc. | 2,687 | $733.6K | 0.31% | +2,687 | New |
| Wayfinding Financial, LLC | 2,701 | $733.0K | 0.55% | +16+0.6% | Added |
| Well Done, LLC | 2,677 | $730.8K | 0.16% | +6+0.2% | Added |
| Windsor Capital Management, LLC | 2,674 | $730.1K | 0.25% | −84−3.0% | Reduced |
| Chicago Trust Co NA | 2,674 | $730.0K | 0.18% | +305+12.9% | Added |
| OmniStar Financial Group, Inc. | 2,647 | $729.5K | 0.87% | −466−15.0% | Reduced |
| Westmount Partners, LLC | 2,662 | $726.7K | 0.32% | +30+1.1% | Added |
| Ancora Advisors, LLC | 2,660 | $726.2K | 0.02% | 00.0% | Unchanged |
| Appleton Partners Inc | 2,652 | $724.0K | 0.06% | −33−1.2% | Reduced |
| Range Financial Group LLC | 2,647 | $722.6K | 0.48% | +56+2.2% | Added |
| Northstar Group, Inc. | 2,646 | $722.5K | 0.17% | 00.0% | Unchanged |
| Palumbo Wealth Management LLC | 2,641 | $721.0K | 0.40% | −2−0.1% | Reduced |
| Close Asset Management Ltd | 2,641 | $721.0K | 0.04% | +990+60.0% | Added |
| Klingenstein Fields & Co LP | 2,639 | $720.4K | 0.04% | +2,639 | New |
| Courier Capital LLC | 2,634 | $719.2K | 0.06% | 00.0% | Unchanged |
| Fernwood Investment Management, LLC | 2,608 | $712.0K | 0.26% | −75−2.8% | Reduced |
| Pine Haven Investment Counsel, Inc | 2,600 | $709.8K | 0.74% | −85−3.2% | Reduced |
| Verus Capital Partners, LLC | 2,593 | $707.8K | 0.10% | −60−2.3% | Reduced |
| Desjardins Global Asset Management Inc. | 2,581 | $704.7K | 0.08% | −148−5.4% | Reduced |
| Paulson Wealth Management Inc. | 2,581 | $704.6K | 0.25% | +463+21.9% | Added |
| White Lighthouse Investment Management Inc. | 2,571 | $701.9K | 0.17% | 00.0% | Unchanged |
| LCNB Corp | 2,567 | $700.8K | 0.31% | −75−2.8% | Reduced |
| BOS Asset Management, LLC | 2,563 | $699.7K | 0.51% | 00.0% | Unchanged |
| United Asset Strategies, Inc. | 2,562 | $699.6K | 0.09% | −5,089−66.5% | Reduced |
| Marietta Investment Partners LLC | 2,559 | $698.6K | 0.20% | +735+40.3% | Added |
| Heritage Wealth Advisors | 2,556 | $697.8K | 0.04% | 00.0% | Unchanged |
| Point72 Asset Management, L.P. | 2,554 | $697.2K | 0.00% | +1,218+91.2% | Added |
| Patton Albertson Miller Group, LLC | 2,553 | $697.0K | 0.14% | −65−2.5% | Reduced |
| BlueSky Wealth Advisors, LLC | 2,549 | $695.9K | 0.14% | 00.0% | Unchanged |
| Jones Financial Companies LLLP | 2,548 | $695.6K | 0.00% | +32+1.3% | Added |
| Bill Few Associates, Inc. | 2,546 | $695.2K | 0.36% | −10.0% | Reduced |
| Weil Company, Inc. | 2,546 | $695.0K | 0.35% | −137−5.1% | Reduced |
| Granite Investment Partners, LLC | 2,542 | $694.0K | 0.03% | +2,542 | New |
| Armstrong Advisory Group, Inc | 2,538 | $692.9K | 0.08% | +17+0.7% | Added |
| Bridges Investment Management Inc | 2,535 | $692.1K | 0.02% | −15−0.6% | Reduced |
| Brown, Lisle/Cummings, Inc. | 2,530 | $690.8K | 0.31% | +155+6.5% | Added |
| Northstar Advisory Group, LLC | 2,520 | $688.0K | 0.50% | +2,520 | New |
| Greenwich Wealth Management LLC | 2,515 | $687.0K | 0.07% | +197+8.5% | Added |
| RNC Capital Management LLC | 2,516 | $686.9K | 0.04% | +135+5.7% | Added |
| Aspire Private Capital, LLC | 2,511 | $685.5K | 0.22% | +2,221+765.9% | Added |
| Drive Wealth Management, LLC | 2,502 | $683.0K | 0.25% | +111+4.6% | Added |
| Sippican Capital Advisors | 2,500 | $682.5K | 0.63% | 00.0% | Unchanged |
| Kercheville Advisors, LLC | 2,500 | $682.5K | 0.43% | 00.0% | Unchanged |
| Slocum, Gordon & Co LLP | 2,500 | $682.5K | 0.59% | 00.0% | Unchanged |
| IFG Advisory, LLC | 2,480 | $677.1K | 0.06% | +2,480 | New |
| Worth Financial Advisory Group, LLC | 2,480 | $676.9K | 0.61% | −131−5.0% | Reduced |
| Hexagon Capital Partners LLC | 2,479 | $676.8K | 0.18% | +21+0.9% | Added |
| Seelaus Asset Management LLC | 2,478 | $676.5K | 0.77% | 00.0% | Unchanged |
| Harbor Investment Advisory, LLC | 2,471 | $674.5K | 0.09% | 00.0% | Unchanged |
| Grandview Asset Management LLC | 2,461 | $672.0K | 0.39% | +2,461 | New |
| Opal Wealth Advisors, LLC | 2,461 | $671.8K | 0.39% | +102+4.3% | Added |
| Van Strum & Towne Inc. | 2,460 | $671.6K | 0.28% | 00.0% | Unchanged |
| Carret Asset Management, LLC | 2,459 | $671.3K | 0.09% | +15+0.6% | Added |
| Keel Point, LLC | 2,459 | $671.3K | 0.09% | −356−12.6% | Reduced |
| Kaizen Financial Strategies | 2,450 | $668.8K | 0.57% | −196−7.4% | Reduced |
| Trillium Asset Management, LLC | 2,434 | $664.0K | 0.02% | 00.0% | Unchanged |
| Eisler Capital (US) LLC | 2,431 | $663.7K | 0.24% | +2,431 | New |
| Clarus Group, Inc. | 2,426 | $662.2K | 0.48% | +3+0.1% | Added |
| Hunter Associates Investment Management LLC | 2,427 | $662.0K | 0.13% | 00.0% | Unchanged |
| Prestige Wealth Management Group LLC | 2,403 | $656.0K | 0.16% | +13+0.5% | Added |
| WSFS Capital Management, LLC | 2,402 | $655.7K | 0.04% | +433+22.0% | Added |
| Ocean Capital Management, LLC | 2,400 | $655.2K | 0.30% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 2,387 | $651.6K | 0.07% | −19−0.8% | Reduced |
| Wimmer Associates 1, LLC | 2,385 | $651.1K | 0.41% | −6−0.3% | Reduced |
| Marcum Wealth, LLC | 2,382 | $650.3K | 0.08% | +144+6.4% | Added |
| Grimes & Company, Inc. | 2,381 | $649.9K | 0.03% | −366−13.3% | Reduced |
| RMR Wealth Builders | 2,380 | $649.7K | 0.10% | +11+0.5% | Added |