Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2023
Institutional positions in Caterpillar Inc as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,408
- +110 vs. Q2 2023
- Shares held
- 356.3M
- −2.26M (−0.6%) vs. Q2 2023
- Total value
- $97.3B
- +$9.42B (+10.7%) vs. Q2 2023
- New holders
- 190
- 910 more added
- Sold out
- 80
- 903 more reduced
30 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Founders Financial Alliance, LLC | 2,373 | $647.8K | 0.28% | −917−27.9% | Reduced |
| JGP Wealth Management, LLC | 2,371 | $647.3K | 0.11% | −757−24.2% | Reduced |
| Accredited Investors Inc. | 2,370 | $646.9K | 0.05% | +161+7.3% | Added |
| Day & Ennis, LLC | 2,364 | $645.2K | 0.24% | +2+0.1% | Added |
| PSI Advisors, LLC | 2,361 | $644.4K | 0.28% | −2,206−48.3% | Reduced |
| Engineers Gate Manager LP | 2,349 | $641.3K | 0.02% | −2,268−49.1% | Reduced |
| Mechanics Bank Trust Department | 2,345 | $640.2K | 0.11% | −242−9.4% | Reduced |
| Marion Wealth Management | 2,330 | $636.0K | 0.22% | +9+0.4% | Added |
| Braun Stacey Associates Inc | 2,325 | $635.0K | 0.03% | +225+10.7% | Added |
| Fulton Bank, N.A. | 2,323 | $634.2K | 0.03% | −38−1.6% | Reduced |
| Kozak & Associates, Inc. | 2,381 | $633.5K | 0.23% | −414−14.8% | Reduced |
| Claris Advisors, LLC | 2,316 | $632.3K | 0.40% | 00.0% | Unchanged |
| Beverly Hills Private Wealth, LLC | 2,305 | $629.2K | 0.19% | −62−2.6% | Reduced |
| Tompkins Financial Corp | 2,304 | $629.0K | 0.10% | −500−17.8% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 2,303 | $628.7K | 0.04% | −769−25.0% | Reduced |
| E&G Advisors, LP | 2,300 | $627.9K | 0.23% | −100−4.2% | Reduced |
| W Advisors, LLC | 2,297 | $627.1K | 0.52% | +53+2.4% | Added |
| Bordeaux Wealth Advisors LLC | 2,293 | $626.0K | 0.25% | −291−11.3% | Reduced |
| Valmark Advisers, Inc. | 2,289 | $624.8K | 0.01% | +25+1.1% | Added |
| 180 Wealth Advisors, LLC | 2,282 | $622.9K | 0.14% | +60+2.7% | Added |
| Carlton Hofferkamp & Jenks Wealth Management, LLC | 2,521 | $617.5K | 0.29% | −20−0.8% | Reduced |
| Aberdeen Wealth Management LLC | 2,262 | $617.5K | 0.47% | −70−3.0% | Reduced |
| Stonebridge Capital Advisors LLC | 2,261 | $617.2K | 0.07% | +163+7.8% | Added |
| TBH Global Asset Management, LLC | 2,254 | $615.4K | 0.12% | −24−1.1% | Reduced |
| Zions Bancorporation, N.A. | 2,250 | $614.3K | 0.05% | +90+4.2% | Added |
| RE Dickinson Investment Advisors, LLC | 2,250 | $614.0K | 0.43% | 00.0% | Unchanged |
| L2 Asset Management, LLC | 323 | $613.1K | 0.29% | −2,344−87.9% | Reduced |
| New Republic Capital, LLC | 2,245 | $612.8K | 0.50% | +527+30.7% | Added |
| PDS Planning, Inc | 2,243 | $612.5K | 0.08% | +39+1.8% | Added |
| Cypress Asset Management Inc | 2,235 | $610.2K | 0.20% | +100+4.7% | Added |
| Astoria Portfolio Advisors LLC. | 2,510 | $608.5K | 0.29% | −121−4.6% | Reduced |
| 626 Financial, LLC | 2,228 | $608.3K | 0.41% | −56−2.5% | Reduced |
| Ridgecrest Wealth Partners, LLC | 2,227 | $608.0K | 0.43% | 00.0% | Unchanged |
| Platform Technology Partners | 2,223 | $607.0K | 0.28% | −37−1.6% | Reduced |
| Balyasny Asset Management LLC | 2,221 | $606.3K | 0.00% | +2,221 | New |
| Derbend Asset Management | 2,217 | $605.2K | 0.41% | +11+0.5% | Added |
| Intrust Bank NA | 2,213 | $604.1K | 0.08% | +77+3.6% | Added |
| Reynders McVeigh Capital Management, LLC | 2,212 | $604.0K | 0.04% | −69−3.0% | Reduced |
| Guardian Wealth Advisors, LLC | 2,211 | $603.7K | 0.10% | +51+2.4% | Added |
| Athena Investment Management | 2,203 | $601.4K | 0.43% | −105−4.5% | Reduced |
| Tolleson Wealth Management, Inc. | 2,200 | $601.0K | 0.14% | 00.0% | Unchanged |
| Full Sail Capital, LLC | 2,198 | $600.1K | 0.05% | −250−10.2% | Reduced |
| Fiduciary Group LLC | 2,196 | $599.6K | 0.08% | 00.0% | Unchanged |
| Callan Capital, LLC | 2,181 | $595.4K | 0.06% | +231+11.8% | Added |
| Summit Financial Strategies, Inc. | 2,179 | $594.9K | 0.11% | 00.0% | Unchanged |
| Segment Wealth Management, LLC | 2,179 | $594.8K | 0.06% | +10.0% | Added |
| Garner Asset Management Corp | 2,176 | $594.0K | 0.36% | −20−0.9% | Reduced |
| Mine & Arao Wealth Creation & Management, LLC. | 2,166 | $591.4K | 0.36% | +4+0.2% | Added |
| Goepper Burkhardt LLC | 2,160 | $589.7K | 0.36% | 00.0% | Unchanged |
| Woodley Farra Manion Portfolio Management Inc | 2,159 | $589.4K | 0.04% | +458+26.9% | Added |
| Lakeview Capital Partners, LLC | 2,155 | $588.4K | 0.11% | −10.0% | Reduced |
| NCM Capital Management, LLC | 2,155 | $588.3K | 0.42% | −50−2.3% | Reduced |
| American Trust | 2,150 | $587.0K | 0.05% | −930−30.2% | Reduced |
| Marks Group Wealth Management, Inc | 2,148 | $586.4K | 0.07% | +400+22.9% | Added |
| Fukoku Mutual Life Insurance Co | 2,139 | $583.9K | 0.05% | 00.0% | Unchanged |
| Woodmont Investment Counsel LLC | 2,138 | $583.7K | 0.06% | 00.0% | Unchanged |
| Buck Wealth Strategies, LLC | 2,137 | $583.5K | 0.23% | +1,878+725.1% | Added |
| Capital Planning Advisors, LLC | 2,137 | $583.4K | 0.12% | −155−6.8% | Reduced |
| MSH Capital Advisors LLC | 2,137 | $583.3K | 0.23% | 00.0% | Unchanged |
| Source Financial Advisors LLC | 2,135 | $582.8K | 0.20% | +14+0.7% | Added |
| First Commonwealth Financial Corp | 2,134 | $582.6K | 0.19% | +12+0.6% | Added |
| First Financial Corp | 2,133 | $582.3K | 0.34% | −8−0.4% | Reduced |
| Total Investment Management Inc | 2,124 | $579.9K | 0.08% | +66+3.2% | Added |
| WFA of San Diego, LLC | 2,118 | $578.2K | 0.60% | −200−8.6% | Reduced |
| Corundum Group, Inc. | 2,116 | $577.7K | 0.33% | −597−22.0% | Reduced |
| REDW Wealth LLC | 2,110 | $576.0K | 0.18% | +90+4.5% | Added |
| Home Federal Bank of Tennessee | 2,109 | $575.8K | 0.21% | −10.0% | Reduced |
| Morningstar Investment Management LLC | 2,107 | $575.0K | 0.08% | 00.0% | Unchanged |
| McBroom & Associates, LLC | 2,104 | $574.4K | 0.46% | +4+0.2% | Added |
| Edgestream Partners, L.P. | 2,098 | $572.8K | 0.05% | −2,078−49.8% | Reduced |
| Arcus Capital Partners, LLC | 2,093 | $571.5K | 0.18% | +2+0.1% | Added |
| Traverso Chambers Private Wealth Management, LLC | 2,092 | $571.1K | 0.15% | +30+1.5% | Added |
| Camden Capital, LLC | 2,089 | $570.2K | 0.07% | +138+7.1% | Added |
| Bensler, LLC | 2,084 | $569.0K | 0.11% | +98+4.9% | Added |
| GHP Investment Advisors, Inc. | 2,118 | $567.5K | 0.03% | 00.0% | Unchanged |
| KG&L Capital Management,LLC | 2,072 | $567.3K | 0.27% | −1,433−40.9% | Reduced |
| Tarbox Family Office, Inc. | 2,071 | $565.4K | 0.12% | 00.0% | Unchanged |
| Operose Advisors LLC | 2,066 | $564.1K | 0.22% | +473+29.7% | Added |
| Atlas Private Wealth Management | 2,066 | $564.1K | 0.30% | +10.0% | Added |
| Martin Capital Advisors, LLP | 2,065 | $563.7K | 0.55% | +150+7.8% | Added |
| Fulton Breakefield Broenniman LLC | 2,064 | $563.4K | 0.05% | −675−24.6% | Reduced |
| GSB Wealth Management, LLC | 2,062 | $562.9K | 0.19% | +16+0.8% | Added |
| Olistico Wealth, LLC | 2,060 | $562.4K | 0.50% | −300−12.7% | Reduced |
| AF Advisors, Inc. | 2,060 | $562.4K | 0.18% | 00.0% | Unchanged |
| Nwam LLC | 2,054 | $560.9K | 0.06% | −1,612−44.0% | Reduced |
| McElhenny Sheffield Capital Management, LLC | 2,050 | $559.6K | 0.28% | 00.0% | Unchanged |
| Berger Financial Group, Inc | 2,050 | $559.6K | 0.06% | −36−1.7% | Reduced |
| VisionPoint Advisory Group, LLC | 2,034 | $555.4K | 0.24% | +244+13.6% | Added |
| Stokes Family Office, LLC | 2,023 | $552.3K | 0.06% | +406+25.1% | Added |
| Acropolis Investment Management, LLC | 2,020 | $551.5K | 0.04% | 00.0% | Unchanged |
| Townsend Asset Management Corp | 2,015 | $550.1K | 0.28% | 00.0% | Unchanged |
| First American Bank | 2,009 | $548.5K | 0.05% | +25+1.3% | Added |
| Bienville Capital Management, LLC | 2,000 | $546.0K | 0.17% | 00.0% | Unchanged |
| Burns J W & Co Inc | 2,000 | $546.0K | 0.09% | 00.0% | Unchanged |
| Cito Capital Group, LLC | 2,000 | $546.0K | 0.26% | 00.0% | Unchanged |
| Atlantic Trust, LLC | 1,998 | $545.5K | 0.18% | +80+4.2% | Added |
| Lester Murray Antman dba SimplyRich | 1,996 | $544.0K | 0.26% | 00.0% | Unchanged |
| Cooper/Haims Advisors, LLC | 1,992 | $543.9K | 0.42% | −18−0.9% | Reduced |
| Capital Square, LLC | 2,090 | $541.9K | 0.73% | −2−0.1% | Reduced |
| Patten Group, Inc. | 1,971 | $538.1K | 0.16% | −49−2.4% | Reduced |