Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2023
Institutional positions in Caterpillar Inc as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,408
- +110 vs. Q2 2023
- Shares held
- 356.3M
- −2.26M (−0.6%) vs. Q2 2023
- Total value
- $97.3B
- +$9.42B (+10.7%) vs. Q2 2023
- New holders
- 190
- 910 more added
- Sold out
- 80
- 903 more reduced
30 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Quadrant Private Wealth Management, LLC | 1,967 | $537.0K | 0.18% | −594−23.2% | Reduced |
| Aft, Forsyth & Company, Inc. | 1,960 | $535.1K | 0.39% | 00.0% | Unchanged |
| Loomis Sayles & Co L P | 1,951 | $533.0K | 0.00% | −453−18.8% | Reduced |
| Centurion Wealth Management LLC | 1,951 | $532.5K | 0.26% | −21−1.1% | Reduced |
| Options Solutions, LLC | 1,950 | $532.4K | 0.61% | −50−2.5% | Reduced |
| Core Alternative Capital | 1,948 | $531.8K | 0.08% | −250−11.4% | Reduced |
| Golden State Equity Partners | 1,937 | $528.9K | 0.15% | −1,389−41.8% | Reduced |
| Carmichael Hill & Associates, Inc. | 1,937 | $528.8K | 0.26% | −18−0.9% | Reduced |
| Provence Wealth Management Group | 1,937 | $528.8K | 0.32% | +280+16.9% | Added |
| Advisory Research Inc | 1,935 | $528.3K | 0.07% | +179+10.2% | Added |
| Oak Hill Wealth Advisors, LLC | 1,934 | $528.1K | 0.20% | +36+1.9% | Added |
| Diversified, LLC | 1,920 | $524.1K | 0.14% | +44+2.3% | Added |
| Proficio Capital Partners LLC | 1,919 | $523.9K | 0.07% | +126+7.0% | Added |
| Latitude Advisors, LLC | 1,917 | $523.4K | 0.37% | +101+5.6% | Added |
| Barr E S & Co | 1,913 | $522.2K | 0.04% | +400+26.4% | Added |
| Raab & Moskowitz Asset Management LLC | 1,911 | $521.7K | 0.18% | 00.0% | Unchanged |
| Obsidian Personal Planning Solutions LLC | 1,910 | $521.4K | 0.45% | 00.0% | Unchanged |
| Cable Hill Partners, LLC | 1,909 | $520.9K | 0.07% | +289+17.8% | Added |
| Wealthsource Partners, LLC | 1,904 | $519.9K | 0.04% | −44−2.3% | Reduced |
| Ramsay, Stattman, Vela & Price, Inc. | 1,900 | $518.7K | 0.11% | 00.0% | Unchanged |
| Constitution Capital LLC | 1,900 | $518.7K | 0.35% | 00.0% | Unchanged |
| Chicago Partners Investment Group LLC | 2,093 | $517.5K | 0.03% | +122+6.2% | Added |
| One River Asset Management, LLC | 1,875 | $517.4K | 0.24% | −988−34.5% | Reduced |
| Peregrine Asset Advisers, Inc. | 1,893 | $516.8K | 0.27% | −606−24.2% | Reduced |
| Bedel Financial Consulting, Inc. | 1,887 | $515.3K | 0.10% | +69+3.8% | Added |
| Bedel Financial Consulting Inc | 1,887 | $515.3K | 0.10% | +1,887 | New |
| Tradition Wealth Management, LLC | 1,882 | $514.0K | 0.06% | +336+21.7% | Added |
| Wealth Quarterback LLC | 1,881 | $513.6K | 0.44% | −20−1.1% | Reduced |
| Elwood & Goetz Wealth Advisory Group, LLC | 1,878 | $512.7K | 0.12% | +1,878 | New |
| Mountain Pacific Investment Advisers Inc | 1,877 | $512.4K | 0.04% | +411+28.0% | Added |
| Winthrop Advisory Group LLC | 1,876 | $512.3K | 0.08% | −121−6.1% | Reduced |
| Glassman Wealth Services | 1,874 | $511.6K | 0.08% | −2−0.1% | Reduced |
| 1620 Investment Advisors, Inc. | 1,874 | $511.6K | 0.59% | −12−0.6% | Reduced |
| Sherbrooke Park Advisers LLC | 1,869 | $510.2K | 0.16% | −931−33.3% | Reduced |
| NovaPoint Capital, LLC | 1,868 | $510.0K | 0.20% | +31+1.7% | Added |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 1,860 | $507.9K | 0.03% | −145−7.2% | Reduced |
| Bard Financial Services, Inc. | 1,860 | $507.8K | 0.06% | +125+7.2% | Added |
| Shoker Investment Counsel, Inc. | 1,857 | $507.2K | 0.22% | +8+0.4% | Added |
| Patriot Financial Group Insurance Agency, LLC | 1,856 | $506.7K | 0.11% | +103+5.9% | Added |
| Horst & Graben Wealth Management LLC | 1,856 | $506.7K | 0.12% | +5+0.3% | Added |
| Montz Harcus Wealth Management LLC | 1,851 | $505.3K | 0.43% | +8+0.4% | Added |
| Burke & Herbert Bank & Trust Co | 1,846 | $504.0K | 0.41% | −833−31.1% | Reduced |
| Sterling Investment Advisors, Ltd. | 1,844 | $503.3K | 0.18% | +1+0.1% | Added |
| Allstate Corp | 1,832 | $500.1K | 0.03% | 00.0% | Unchanged |
| Pacitti Group Inc. | 1,826 | $498.5K | 0.35% | −32−1.7% | Reduced |
| First Western Trust Bank | 1,824 | $498.0K | 0.03% | −159−8.0% | Reduced |
| Cassaday & Co Wealth Management LLC | 1,823 | $497.7K | 0.02% | +309+20.4% | Added |
| Smith Anglin Financial, LLC | 1,817 | $495.9K | 0.06% | −6−0.3% | Reduced |
| L.M. Kohn & Company | 1,813 | $494.9K | 0.18% | +14+0.8% | Added |
| Union Savings Bank | 1,808 | $493.6K | 0.31% | +274+17.9% | Added |
| Wealth Management Associates, Inc. | 1,805 | $492.7K | 0.29% | +196+12.2% | Added |
| Walter & Keenan Financial Consulting Co | 1,804 | $492.6K | 0.19% | −10−0.6% | Reduced |
| Baker Boyer National Bank | 1,801 | $491.7K | 0.20% | 00.0% | Unchanged |
| Harris Associates L PSuperinvestorHarris Associates (Oakmark) | 1,800 | $491.4K | 0.00% | −2,425−57.4% | Reduced |
| Benchmark Wealth Management, LLC | 1,782 | $486.5K | 0.31% | +1+0.1% | Added |
| Lakeside Advisors, INC. | 1,780 | $486.0K | 0.37% | +1+0.1% | Added |
| MBA Advisors LLC | 1,777 | $485.2K | 0.30% | −18−1.0% | Reduced |
| Sanders Morris Harris LLC | 1,775 | $484.6K | 0.10% | 00.0% | Unchanged |
| Alan B. Lancz & Associates, Inc. | 1,772 | $483.8K | 0.55% | 00.0% | Unchanged |
| Boston Financial Mangement LLC | 1,772 | $483.8K | 0.02% | +64+3.7% | Added |
| Plancorp, LLC | 1,772 | $483.6K | 0.03% | +245+16.0% | Added |
| Telemus Capital, LLC | 1,762 | $481.0K | 0.04% | +84+5.0% | Added |
| LifeSteps Financial, Inc. | 1,759 | $480.2K | 0.49% | 00.0% | Unchanged |
| Addison Capital Co | 1,759 | $480.0K | 0.37% | −204−10.4% | Reduced |
| Neo Ivy Capital Management | 1,760 | $480.0K | 0.21% | +1,760 | New |
| Paloma Partners Management Co | 1,752 | $478.3K | 0.10% | −2,263−56.4% | Reduced |
| Thrive Wealth Management, LLC | 1,751 | $478.0K | 0.13% | +11+0.6% | Added |
| Taylor Hoffman Wealth Management | 1,748 | $477.2K | 0.25% | 00.0% | Unchanged |
| Arcataur Capital Management LLC | 1,744 | $476.1K | 0.20% | −10−0.6% | Reduced |
| Advisory Resource Group | 1,739 | $474.7K | 0.13% | 00.0% | Unchanged |
| Relative Value Partners Group, LLC | 1,729 | $472.0K | 0.03% | +1,729 | New |
| Evermay Wealth Management LLC | 1,723 | $470.5K | 0.10% | −110−6.0% | Reduced |
| Zullo Investment Group, Inc. | 1,722 | $470.2K | 0.28% | +169+10.9% | Added |
| DRW Securities, LLC | 1,722 | $470.0K | 0.04% | +1,722 | New |
| Check Capital Management Inc | 1,717 | $468.7K | 0.04% | 00.0% | Unchanged |
| Gradient Capital Advisors, LLC | 1,715 | $468.2K | 0.20% | −59−3.3% | Reduced |
| Everhart Financial Group, Inc. | 1,712 | $467.4K | 0.20% | +214+14.3% | Added |
| Legacy Financial Advisors, Inc. | 1,709 | $466.7K | 0.09% | +244+16.7% | Added |
| Silvia McColl Wealth Management, LLC | 1,704 | $465.2K | 0.47% | 00.0% | Unchanged |
| Lafayette Investments, Inc. | 1,700 | $464.1K | 0.13% | −100−5.6% | Reduced |
| Trinity Financial Advisors LLC | 1,700 | $464.1K | 0.25% | 00.0% | Unchanged |
| Banque Pictet & Cie SA | 1,700 | $464.1K | 0.01% | +1,700 | New |
| Beach Investment Counsel Inc | 1,698 | $464.0K | 0.06% | 00.0% | Unchanged |
| Thomas Story & Son LLC | 1,700 | $464.0K | 0.23% | 00.0% | Unchanged |
| Sepio Capital, LP | 1,695 | $462.7K | 0.04% | +6+0.4% | Added |
| YHB Investment Advisors, Inc. | 1,691 | $461.5K | 0.04% | +2+0.1% | Added |
| Jeppson Wealth Management, LLC | 1,690 | $461.4K | 0.21% | −15−0.9% | Reduced |
| Mark Stevens | 1,686 | $460.3K | 0.06% | +159+10.4% | Added |
| Summit Wealth Partners, LLC | 1,684 | $459.7K | 0.12% | 00.0% | Unchanged |
| Kaydan Wealth Management, Inc. | 1,677 | $457.8K | 0.18% | 00.0% | Unchanged |
| Verity Asset Management, Inc. | 1,671 | $456.2K | 0.34% | −2−0.1% | Reduced |
| WealthTrust Axiom LLC | 1,667 | $455.1K | 0.16% | −85−4.9% | Reduced |
| MCF Advisors LLC | 1,665 | $454.6K | 0.04% | +2+0.1% | Added |
| Guardian Wealth Management, Inc. | 1,664 | $454.3K | 0.43% | +2+0.1% | Added |
| Hohimer Wealth Management, LLC | 1,662 | $453.7K | 0.13% | −35−2.1% | Reduced |
| TFG Advisers LLC | 1,660 | $453.1K | 0.21% | +101+6.5% | Added |
| Sovereign Financial Group, Inc. | 1,656 | $452.0K | 0.16% | −179−9.8% | Reduced |
| Fairfield, Bush & Co. | 1,653 | $451.2K | 0.29% | −9,749−85.5% | Reduced |
| Wendell David Associates Inc | 1,653 | $451.0K | 0.05% | 00.0% | Unchanged |
| Rockingstone Advisors LLC | 1,651 | $450.7K | 0.25% | −52−3.1% | Reduced |