Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2023
Institutional positions in Caterpillar Inc as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,408
- +110 vs. Q2 2023
- Shares held
- 356.3M
- −2.26M (−0.6%) vs. Q2 2023
- Total value
- $97.3B
- +$9.42B (+10.7%) vs. Q2 2023
- New holders
- 190
- 910 more added
- Sold out
- 80
- 903 more reduced
30 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Calamos Wealth Management LLC | 1,651 | $450.7K | 0.03% | +596+56.5% | Added |
| Kohmann Bosshard Financial Services, LLC | 1,650 | $450.4K | 0.08% | 00.0% | Unchanged |
| Novare Capital Management LLC | 1,642 | $448.2K | 0.05% | 00.0% | Unchanged |
| Tennessee Valley Asset Management Partners | 1,641 | $448.0K | 0.15% | +5+0.3% | Added |
| Vertex Planning Partners, LLC | 1,637 | $446.9K | 0.15% | +7+0.4% | Added |
| Doliver Advisors, LP | 1,636 | $446.6K | 0.13% | −159−8.9% | Reduced |
| Red Door Wealth Management, LLC | 1,636 | $446.6K | 0.11% | −51−3.0% | Reduced |
| Camden National Bank | 1,630 | $445.0K | 0.09% | 00.0% | Unchanged |
| Gerber Kawasaki Wealth & Investment Management | 1,627 | $444.2K | 0.03% | +234+16.8% | Added |
| Archford Capital Strategies, LLC | 1,625 | $443.6K | 0.09% | −158−8.9% | Reduced |
| Sweet Financial Partners, LLC | 1,623 | $443.2K | 0.12% | −470−22.5% | Reduced |
| United Bank | 1,622 | $442.8K | 0.06% | −850−34.4% | Reduced |
| STAR Financial Bank | 1,622 | $442.8K | 0.45% | −150−8.5% | Reduced |
| Armstrong, Fleming & Moore, Inc | 1,621 | $442.7K | 0.43% | 00.0% | Unchanged |
| Northern Oak Wealth Management Inc | 1,621 | $442.5K | 0.06% | −75−4.4% | Reduced |
| Audent Global Asset Management, LLC | 1,618 | $441.7K | 0.51% | −26−1.6% | Reduced |
| Pacifica Partners Inc. | 1,691 | $441.0K | 0.24% | +1,001+145.1% | Added |
| Sunburst Financial Group, LLC | 1,615 | $440.9K | 0.16% | −10−0.6% | Reduced |
| Infrastructure Capital Advisors, LLC | 1,228 | $440.2K | 0.08% | +1,228 | New |
| Landscape Capital Management, L.L.C. | 1,608 | $439.0K | 0.06% | −813−33.6% | Reduced |
| Vishria Bird Financial Group, LLC | 1,606 | $438.0K | 0.25% | 00.0% | Unchanged |
| Wealth Alliance | 1,604 | $437.8K | 0.07% | −18−1.1% | Reduced |
| WESCAP Management Group, Inc. | 1,600 | $436.8K | 0.16% | 00.0% | Unchanged |
| Icapital Wealth LLC | 1,600 | $436.8K | 0.31% | 00.0% | Unchanged |
| Lazari Capital Management, Inc. | 1,598 | $436.1K | 0.26% | +96+6.4% | Added |
| Addison Advisors LLC | 1,595 | $435.4K | 0.20% | +57+3.7% | Added |
| Sage Mountain Advisors LLC | 1,593 | $434.9K | 0.06% | +74+4.9% | Added |
| Trustco Bank Corp N Y | 1,591 | $434.3K | 0.49% | 00.0% | Unchanged |
| American Money Management, LLC | 1,573 | $429.4K | 0.11% | −57−3.5% | Reduced |
| Trust Co of Virginia | 1,573 | $429.4K | 0.05% | 00.0% | Unchanged |
| BNC Wealth Management, LLC | 1,570 | $428.7K | 0.23% | −21−1.3% | Reduced |
| Davidson Investment Advisors | 1,570 | $428.6K | 0.03% | 00.0% | Unchanged |
| Meredith Wealth Planning | 1,569 | $428.3K | 0.32% | −11−0.7% | Reduced |
| BCS Wealth Management | 1,566 | $428.0K | 0.18% | +1,566 | New |
| Truadvice, LLC | 1,782 | $427.1K | 0.17% | −306−14.7% | Reduced |
| Regent Peak Wealth Advisors LLC | 1,561 | $426.2K | 0.13% | +43+2.8% | Added |
| Bridgeworth, LLC | 1,553 | $424.1K | 0.05% | +1,553 | New |
| LVW Advisors, LLC | 1,553 | $424.0K | 0.09% | +158+11.3% | Added |
| Quantum Financial Advisors, LLC | 1,552 | $423.8K | 0.12% | 00.0% | Unchanged |
| NewEdge Wealth, LLC | 1,551 | $423.5K | 0.01% | −43−2.7% | Reduced |
| Mirador Capital Partners LP | 1,551 | $423.3K | 0.10% | −4−0.3% | Reduced |
| Callan Family Office, LLC | 1,550 | $423.1K | 0.11% | −145−8.6% | Reduced |
| Smith Shellnut Wilson LLC | 1,550 | $423.1K | 0.26% | 00.0% | Unchanged |
| Charter Oak Capital Management, LLC | 1,547 | $422.3K | 0.06% | +2+0.1% | Added |
| Coastwise Capital Group, LLC | 1,547 | $422.2K | 0.48% | +405+35.5% | Added |
| Richwood Investment Advisors, LLC | 1,545 | $421.8K | 0.43% | 00.0% | Unchanged |
| Peoples Bank | 1,544 | $421.5K | 0.36% | +1,544 | New |
| CapWealth Advisors, LLC | 1,542 | $421.0K | 0.05% | +373+31.9% | Added |
| SAM Advisors, LLC | 1,540 | $420.4K | 0.18% | 00.0% | Unchanged |
| Prosperity Financial Group, Inc. | 1,540 | $420.4K | 0.35% | +94+6.5% | Added |
| West Family Investments, Inc. | 1,539 | $420.1K | 0.15% | 00.0% | Unchanged |
| N.E.W. Advisory Services LLC | 1,538 | $419.9K | 0.06% | −217−12.4% | Reduced |
| Sanchez Wealth Management Group | 1,534 | $418.9K | 0.17% | −89−5.5% | Reduced |
| Burton Enright Welch | 1,532 | $418.2K | 0.13% | 00.0% | Unchanged |
| Firethorn Wealth Partners, LLC | 1,529 | $417.5K | 0.32% | +6+0.4% | Added |
| Grove Bank & Trust | 1,526 | $416.6K | 0.08% | −100−6.2% | Reduced |
| Avestar Capital, LLC | 1,522 | $415.5K | 0.06% | −52−3.3% | Reduced |
| Comprehensive Financial Consultants Institutional, Inc. | 1,518 | $414.4K | 0.22% | +15+1.0% | Added |
| Sandy Cove Advisors, LLC | 1,517 | $414.1K | 0.24% | +234+18.2% | Added |
| ISAM Funds (UK) Ltd | 1,516 | $413.9K | 0.26% | −101−6.2% | Reduced |
| Executive Wealth Management, LLC | 1,513 | $413.3K | 0.04% | +348+29.9% | Added |
| RKL Wealth Management LLC | 1,513 | $413.1K | 0.05% | −70−4.4% | Reduced |
| Abacus Wealth Partners, LLC | 1,512 | $412.8K | 0.13% | 00.0% | Unchanged |
| Castle Rock Wealth Management, LLC | 1,549 | $412.4K | 0.14% | +690+80.3% | Added |
| Gallacher Capital Management LLC | 1,506 | $411.0K | 0.26% | +1,506 | New |
| Bell Bank | 1,500 | $409.5K | 0.04% | −5−0.3% | Reduced |
| Rbo & Co LLC | 1,500 | $409.5K | 0.07% | 00.0% | Unchanged |
| Bigelow Investment Advisors, LLC | 1,500 | $409.5K | 0.24% | 00.0% | Unchanged |
| Integrated Investment Consultants, LLC | 1,500 | $409.5K | 0.15% | +37+2.5% | Added |
| Chickasaw Capital Management LLC | 1,500 | $409.0K | 0.02% | 00.0% | Unchanged |
| Tectonic Advisors LLC | 1,494 | $407.9K | 0.04% | +5+0.3% | Added |
| C2C Wealth Management, LLC | 1,505 | $407.5K | 0.06% | 00.0% | Unchanged |
| Center For Asset Management LLC | 1,493 | $407.5K | 0.41% | +1+0.1% | Added |
| Strategic Equity Management | 1,491 | $407.0K | 0.15% | +7+0.5% | Added |
| TrinityPoint Wealth, LLC | 1,484 | $405.2K | 0.08% | +1+0.1% | Added |
| Warren Street Wealth Advisors, LLC | 1,482 | $404.7K | 0.27% | +7+0.5% | Added |
| Goodwin Daniel L | 1,480 | $404.0K | 0.20% | +440+42.3% | Added |
| Excalibur Management Corp | 1,478 | $403.5K | 0.21% | +75+5.3% | Added |
| IMS Capital Management | 1,475 | $402.7K | 0.24% | −125−7.8% | Reduced |
| Enterprise Financial Services Corp | 1,474 | $402.4K | 0.28% | +78+5.6% | Added |
| Acima Private Wealth, LLC | 1,473 | $402.1K | 0.18% | 00.0% | Unchanged |
| Affinity Capital Advisors, LLC | 1,469 | $401.0K | 0.11% | +3+0.2% | Added |
| Hollencrest Capital Management | 1,467 | $400.5K | 0.05% | −70−4.6% | Reduced |
| Planning Center, Inc. | 1,467 | $400.5K | 0.10% | −51−3.4% | Reduced |
| Evanson Asset Management, LLC | 1,466 | $400.2K | 0.04% | +1+0.1% | Added |
| Uncommon Cents Investing LLC | 1,455 | $397.2K | 0.15% | +1,455 | New |
| Frisch Financial Group, Inc. | 1,454 | $397.0K | 0.16% | −139−8.7% | Reduced |
| First Community Trust NA | 1,450 | $395.9K | 0.45% | 00.0% | Unchanged |
| WealthShield Partners, LLC | 1,449 | $395.7K | 0.06% | +205+16.5% | Added |
| Quent Capital, LLC | 1,448 | $395.2K | 0.06% | +189+15.0% | Added |
| Ledyard National Bank | 1,447 | $395.0K | 0.04% | −20−1.4% | Reduced |
| Signet Investment Advisory Group, Inc. | 1,440 | $393.1K | 0.26% | 00.0% | Unchanged |
| South Street Advisors LLC | 1,440 | $393.1K | 0.08% | +230+19.0% | Added |
| Connecticut Wealth Management, LLC | 1,440 | $393.1K | 0.03% | +1,440 | New |
| Mengis Capital Management, Inc. | 1,437 | $392.4K | 0.08% | −101−6.6% | Reduced |
| Capital CS Group, LLC | 1,437 | $392.3K | 0.47% | +1,437 | New |
| Nadler Financial Group, Inc. | 1,433 | $391.2K | 0.06% | +47+3.4% | Added |
| TCG Advisory Services, LLC | 1,432 | $391.0K | 0.06% | +190+15.3% | Added |
| Schulhoff & Co Inc | 1,430 | $390.4K | 0.20% | −70−4.7% | Reduced |
| Newbridge Financial Services Group, Inc. | 1,429 | $390.1K | 0.20% | +294+25.9% | Added |