Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2023
Institutional positions in Caterpillar Inc as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,408
- +110 vs. Q2 2023
- Shares held
- 356.3M
- −2.26M (−0.6%) vs. Q2 2023
- Total value
- $97.3B
- +$9.42B (+10.7%) vs. Q2 2023
- New holders
- 190
- 910 more added
- Sold out
- 80
- 903 more reduced
30 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Acas, LLC | 1,429 | $390.1K | 0.48% | 00.0% | Unchanged |
| Sugarloaf Wealth Management, LLC | 1,427 | $389.5K | 0.10% | +1+0.1% | Added |
| Invesco, LLC | 1,424 | $388.8K | 0.20% | −24−1.7% | Reduced |
| Bender Robert & Associates | 1,422 | $388.2K | 0.11% | 00.0% | Unchanged |
| Congress Park Capital LLC | 1,420 | $387.7K | 0.22% | 00.0% | Unchanged |
| Breakwater Capital Group | 1,666 | $386.2K | 0.13% | +190+12.9% | Added |
| WestHill Financial Advisors, Inc. | 1,411 | $385.2K | 0.11% | 00.0% | Unchanged |
| Householder Group Estate & Retirement Specialist, LLC | 1,410 | $385.0K | 0.14% | +1,410 | New |
| Forte Capital LLC | 1,404 | $383.3K | 0.06% | −105−7.0% | Reduced |
| Gryphon Financial Partners LLC | 1,404 | $383.2K | 0.09% | +24+1.7% | Added |
| Pinnacle Financial Group, LLC | 1,402 | $382.7K | 0.23% | −112−7.4% | Reduced |
| Laurel Wealth Advisors LLC | 1,401 | $382.5K | 0.08% | −36−2.5% | Reduced |
| Ironwood Investment Management LLC | 1,400 | $382.2K | 0.23% | 00.0% | Unchanged |
| New Jersey Better Educational Savings Trust | 1,400 | $382.2K | 0.94% | 00.0% | Unchanged |
| Alta Advisers Ltd | 1,400 | $382.2K | 0.22% | 00.0% | Unchanged |
| Waters Parkerson & Co., LLC | 1,398 | $382.0K | 0.02% | −165−10.6% | Reduced |
| Smith Chas P & Associates Pa Cpas | 1,397 | $381.0K | 0.03% | −79−5.4% | Reduced |
| Birchcreek Wealth Management, LLC | 1,393 | $380.3K | 0.26% | 00.0% | Unchanged |
| Garden State Investment Advisory Services LLC | 1,393 | $380.2K | 0.18% | +94+7.2% | Added |
| Cornerstone Advisory, LLC | 1,392 | $379.9K | 0.07% | +67+5.1% | Added |
| Waypoint Capital Advisors, LLC | 1,385 | $378.1K | 0.13% | +6+0.4% | Added |
| Compton Wealth Advisory Group, LLC | 1,385 | $378.1K | 0.13% | +1,385 | New |
| Valley National Advisers Inc | 1,380 | $377.0K | 0.07% | +78+6.0% | Added |
| GeoWealth Management, LLC | 1,383 | $377.0K | 0.04% | +120+9.5% | Added |
| Beaumont Financial Advisors, LLC | 1,381 | $376.9K | 0.04% | −116−7.7% | Reduced |
| Blankinship & Foster, LLC | 1,377 | $375.9K | 0.12% | 00.0% | Unchanged |
| Fingerlakes Wealth Management, Inc. | 1,375 | $375.3K | 0.46% | −31−2.2% | Reduced |
| CarsonAllaria Wealth Management, Ltd. | 1,372 | $374.8K | 0.30% | −48−3.4% | Reduced |
| Westshore Wealth, LLC | 1,371 | $374.4K | 0.21% | +9+0.7% | Added |
| SFMG, LLC | 1,371 | $374.2K | 0.04% | +5+0.4% | Added |
| Chesley Taft & Associates LLC | 1,363 | $372.1K | 0.02% | 00.0% | Unchanged |
| AdvisorShares Investments LLC | 1,363 | $372.1K | 0.10% | +1,363 | New |
| Insight Advisors, LLC | 1,362 | $371.8K | 0.09% | −79−5.5% | Reduced |
| Rosenberg Matthew Hamilton | 1,361 | $371.6K | 0.12% | 00.0% | Unchanged |
| Seed Wealth Management, Inc. | 1,355 | $369.9K | 0.42% | 00.0% | Unchanged |
| First National Corp | 1,351 | $368.7K | 0.10% | −39−2.8% | Reduced |
| apricus wealth, LLC | 1,375 | $368.4K | 0.32% | 00.0% | Unchanged |
| Van Hulzen Asset Management, LLC | 1,347 | $368.0K | 0.03% | −7,498−84.8% | Reduced |
| McGowan Group Asset Management, Inc. | 1,347 | $367.6K | 0.06% | −98−6.8% | Reduced |
| VeraBank, N.A. | 1,345 | $367.2K | 0.14% | +130+10.7% | Added |
| Sendero Wealth Management, LLC | 1,344 | $366.9K | 0.08% | 00.0% | Unchanged |
| Benedetti & Gucer, Inc. | 1,341 | $366.1K | 0.20% | −25−1.8% | Reduced |
| Morningstar Investment Services LLC | 1,327 | $366.0K | 0.00% | +1,327 | New |
| CWS Financial Advisors, LLC | 1,340 | $365.8K | 0.15% | −282−17.4% | Reduced |
| Coyle Financial Counsel LLC | 1,340 | $365.8K | 0.15% | 00.0% | Unchanged |
| Cortland Associates Inc | 1,337 | $365.0K | 0.06% | +3+0.2% | Added |
| Fagan Associates, Inc. | 1,335 | $364.5K | 0.09% | +25+1.9% | Added |
| Claro Advisors LLC | 1,331 | $363.3K | 0.09% | +120+9.9% | Added |
| Hall Laurie J Trustee | 1,330 | $363.0K | 0.15% | 00.0% | Unchanged |
| Landmark Financial Advisors, LLC | 1,327 | $362.3K | 0.15% | −315−19.2% | Reduced |
| Advisor OS, LLC | 1,324 | $361.4K | 0.05% | +183+16.0% | Added |
| Commerzbank Aktiengesellschaft | 1,322 | $361.0K | 0.02% | +1,322 | New |
| American State Bank (Iowa) | 1,322 | $360.9K | 0.26% | +17+1.3% | Added |
| Monarch Capital Management Inc | 1,317 | $359.5K | 0.12% | 00.0% | Unchanged |
| Jupiter Wealth Management LLC | 1,500 | $359.5K | 0.23% | 00.0% | Unchanged |
| Soltis Investment Advisors LLC | 1,316 | $359.2K | 0.05% | −896−40.5% | Reduced |
| Prelude Capital Management, LLC | 1,314 | $358.7K | 0.03% | +283+27.4% | Added |
| Petix & Botte Co | 1,312 | $358.2K | 0.11% | 00.0% | Unchanged |
| PBMares Wealth Management LLC | 1,311 | $358.0K | 0.13% | 00.0% | Unchanged |
| Revisor Wealth Management LLC | 1,311 | $357.9K | 0.30% | +43+3.4% | Added |
| Forbes J M & Co LLP | 1,307 | $356.8K | 0.05% | +1,307 | New |
| Covenant Asset Management, LLC | 1,306 | $356.5K | 0.11% | +45+3.6% | Added |
| Wall Street Access Asset Management, LLC | 1,305 | $356.4K | 0.18% | −775−37.3% | Reduced |
| Sage Investment Advisers LLC | 1,303 | $355.6K | 0.49% | +6+0.5% | Added |
| Morris Retirement Advisors, LLC | 1,300 | $355.0K | 0.25% | +1+0.1% | Added |
| Gillespie Robinson & Grimm Inc | 1,300 | $354.9K | 0.04% | −100−7.1% | Reduced |
| Wellington Shields Capital Management, LLC | 1,300 | $354.9K | 0.05% | −100−7.1% | Reduced |
| Perennial Investment Advisors, LLC | 1,300 | $354.5K | 0.06% | −17−1.3% | Reduced |
| Graves-Light Private Wealth Management, Inc. | 1,331 | $354.1K | 0.05% | +1+0.1% | Added |
| Landaas & Co | 1,298 | $354.0K | 0.15% | 00.0% | Unchanged |
| Old Second National Bank of Aurora | 1,294 | $353.3K | 0.11% | 00.0% | Unchanged |
| Acorn Financial Advisory Services Inc | 1,294 | $353.0K | 0.06% | +1+0.1% | Added |
| First Nebraska Trust Co | 1,292 | $352.7K | 0.04% | 00.0% | Unchanged |
| Castleark Management LLC | 1,290 | $352.2K | 0.02% | 00.0% | Unchanged |
| Relyea Zuckerberg Hanson LLC | 1,286 | $351.2K | 0.08% | +23+1.8% | Added |
| Northwest Bancshares, Inc. | 1,282 | $350.0K | 0.07% | +200+18.5% | Added |
| North Star Asset Management Inc | 1,281 | $349.7K | 0.02% | −139−9.8% | Reduced |
| Gilman Hill Asset Management, LLC | 1,280 | $349.4K | 0.07% | 00.0% | Unchanged |
| Larson Financial Group LLC | 1,279 | $349.3K | 0.03% | −995−43.8% | Reduced |
| SJS Investment Consulting Inc. | 1,276 | $348.3K | 0.09% | +8+0.6% | Added |
| Epic Trust Investment Advisors, LLC | 1,273 | $347.6K | 0.55% | +95+8.1% | Added |
| Alpha Family Trust | 1,270 | $346.7K | 0.26% | 00.0% | Unchanged |
| Resonant Capital Advisors, LLC | 1,267 | $345.9K | 0.04% | +211+20.0% | Added |
| Tortoise Investment Management, LLC | 1,265 | $345.4K | 0.05% | +5+0.4% | Added |
| Basepoint Wealth LLC | 1,262 | $344.4K | 0.28% | +24+1.9% | Added |
| Pinkerton Retirement Specialists, LLC | 1,261 | $344.3K | 0.07% | +1,261 | New |
| Hamilton Capital, LLC | 1,258 | $343.4K | 0.03% | +23+1.9% | Added |
| Isthmus Partners, LLC | 1,257 | $343.2K | 0.05% | 00.0% | Unchanged |
| Personal Cfo Solutions, LLC | 1,255 | $342.7K | 0.07% | −184−12.8% | Reduced |
| Keebeck Alpha, LP | 1,255 | $342.6K | 0.34% | +272+27.7% | Added |
| Crestone Asset Management LLC | 1,255 | $342.6K | 0.08% | +1,255 | New |
| Green Square Capital Advisors LLC | 1,254 | $342.2K | 0.05% | −34−2.6% | Reduced |
| Eudaimonia Advisors LLC | 1,253 | $342.2K | 0.24% | −12−0.9% | Reduced |
| Beacon Financial Advisory LLC | 1,251 | $341.4K | 0.19% | +12+1.0% | Added |
| Capital Markets Trading UK LLP | 1,250 | $341.0K | 0.30% | −501−28.6% | Reduced |
| Grant Street Asset Management, Inc. | 1,244 | $339.6K | 0.14% | 00.0% | Unchanged |
| Bangor Savings Bank | 1,243 | $339.3K | 0.04% | −48−3.7% | Reduced |
| Financial Partners Group, Inc | 1,449 | $339.2K | 0.07% | −39−2.6% | Reduced |
| Sound Income Strategies, LLC | 1,240 | $338.5K | 0.03% | 00.0% | Unchanged |
| Greenup Street Wealth Management LLC | 1,238 | $338.0K | 0.11% | +1,238 | New |