Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2023
Institutional positions in Caterpillar Inc as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,408
- +110 vs. Q2 2023
- Shares held
- 356.3M
- −2.26M (−0.6%) vs. Q2 2023
- Total value
- $97.3B
- +$9.42B (+10.7%) vs. Q2 2023
- New holders
- 190
- 910 more added
- Sold out
- 80
- 903 more reduced
30 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Joule Financial, LLC | 1,236 | $337.4K | 0.17% | −22−1.7% | Reduced |
| Bristlecone Advisors, LLC | 1,235 | $337.2K | 0.04% | +112+10.0% | Added |
| Oakworth Capital, Inc. | 1,235 | $337.2K | 0.03% | 00.0% | Unchanged |
| Boston Trust Walden Corp | 1,234 | $336.9K | 0.00% | 00.0% | Unchanged |
| Gould Asset Management LLC | 1,230 | $335.8K | 0.09% | 00.0% | Unchanged |
| Millington Financial Advisors, LLC | 1,229 | $335.6K | 0.30% | +5+0.4% | Added |
| Indie Asset Partners, LLC | 1,228 | $335.2K | 0.34% | +7+0.6% | Added |
| Garrett Wealth Advisory Group, LLC | 1,227 | $335.0K | 0.15% | +1,227 | New |
| Members Capital Advisors Inc | 1,225 | $334.4K | 0.42% | −6,772−84.7% | Reduced |
| Resource Consulting Group Inc | 1,223 | $333.9K | 0.06% | 00.0% | Unchanged |
| Old Point Trust & Financial Services N A | 1,217 | $332.2K | 0.15% | +44+3.8% | Added |
| State of Wyoming | 1,216 | $332.0K | 0.07% | −275−18.4% | Reduced |
| Canal Capital Management, LLC | 1,215 | $331.8K | 0.07% | +22+1.8% | Added |
| Next Level Private LLC | 1,220 | $331.5K | 0.22% | 00.0% | Unchanged |
| Blueprint Investment Partners LLC | 1,214 | $331.4K | 0.11% | +1,214 | New |
| Objective Capital Management, LLC | 1,207 | $329.5K | 0.29% | 00.0% | Unchanged |
| BSW Wealth Partners | 1,206 | $329.4K | 0.07% | −32−2.6% | Reduced |
| Greenline Partners, LLC | 1,205 | $329.0K | 0.06% | 00.0% | Unchanged |
| Copperwynd Financial, LLC | 1,205 | $329.0K | 0.15% | +153+14.5% | Added |
| Pacific Global Investment Management CO | 1,203 | $328.4K | 0.07% | −53−4.2% | Reduced |
| Fca Corp | 1,200 | $327.6K | 0.12% | 00.0% | Unchanged |
| Cornerstone Retirement Group, Inc. | 1,200 | $327.6K | 0.09% | 00.0% | Unchanged |
| Hutchinson Capital Management | 1,199 | $327.3K | 0.08% | −4−0.3% | Reduced |
| CJM Wealth Advisers, Ltd. | 1,196 | $326.6K | 0.16% | +1+0.1% | Added |
| Five Oceans Advisors | 1,194 | $326.0K | 0.21% | +9+0.8% | Added |
| Marotta Asset Management | 1,192 | $325.5K | 0.08% | 00.0% | Unchanged |
| TruWealth Advisors, LLC | 1,186 | $323.8K | 0.03% | −5−0.4% | Reduced |
| WNY Asset Management, LLC | 1,186 | $323.8K | 0.06% | +66+5.9% | Added |
| Westover Capital Advisors, LLC | 1,184 | $323.2K | 0.12% | 00.0% | Unchanged |
| Bremer Bank National Association | 1,183 | $323.0K | 0.06% | +66+5.9% | Added |
| Summit X, LLC | 1,193 | $322.1K | 0.10% | −653−35.4% | Reduced |
| Dudley Capital Management, LLC | 1,179 | $321.9K | 0.23% | −19−1.6% | Reduced |
| Keb Asset Management, LLC | 1,179 | $321.9K | 0.13% | 00.0% | Unchanged |
| Mount Vernon Associates Inc | 1,176 | $321.0K | 0.35% | 00.0% | Unchanged |
| Apexium Financial, LP | 1,174 | $320.6K | 0.03% | +1+0.1% | Added |
| Jessup Wealth Management, Inc | 1,174 | $320.5K | 0.18% | +5+0.4% | Added |
| Secure Asset Management, LLC | 1,174 | $320.4K | 0.10% | +1,174 | New |
| Regatta Capital Group, LLC | 1,172 | $320.0K | 0.10% | 00.0% | Unchanged |
| Aua Capital Management, LLC | 1,170 | $319.4K | 0.23% | +237+25.4% | Added |
| Austin Private Wealth, LLC | 1,168 | $318.9K | 0.05% | −9−0.8% | Reduced |
| LJI Wealth Management, LLC | 1,165 | $318.0K | 0.09% | −17,846−93.9% | Reduced |
| Richard W. Paul & Associates, LLC | 1,165 | $318.0K | 0.15% | +1,151+8,221.4% | Added |
| Edmp, Inc. | 1,164 | $317.8K | 0.32% | 00.0% | Unchanged |
| Capital Advisors Wealth Management, LLC | 1,162 | $317.3K | 0.08% | 00.0% | Unchanged |
| Dentgroup LLC | 1,161 | $317.1K | 0.23% | +1+0.1% | Added |
| Migdal Insurance & Financial Holdings Ltd. | 1,160 | $317.0K | 0.01% | +1,160 | New |
| Investment Advisory Services Inc | 1,160 | $316.8K | 0.14% | +75+6.9% | Added |
| Eagle Bay Advisors LLC | 1,158 | $316.1K | 0.15% | +293+33.9% | Added |
| Winslow Asset Management Inc | 1,155 | $315.0K | 0.07% | −75−6.1% | Reduced |
| Herold Advisors, Inc. | 1,150 | $313.9K | 0.10% | −100−8.0% | Reduced |
| Destination Wealth Management | 1,150 | $313.9K | 0.01% | +107+10.3% | Added |
| SkyOak Wealth, LLC | 1,148 | $313.5K | 0.09% | 00.0% | Unchanged |
| Sweeney & Michel, LLC | 1,329 | $312.2K | 0.16% | 00.0% | Unchanged |
| FSB Premier Wealth Management, Inc. | 1,143 | $312.1K | 0.17% | 00.0% | Unchanged |
| Liberty Wealth Management LLC | 1,140 | $311.0K | 0.08% | −32−2.7% | Reduced |
| Kure Advisory, LLC | 1,139 | $310.9K | 0.18% | +1,139 | New |
| Corundum Trust Company, INC | 1,136 | $310.1K | 0.93% | −5−0.4% | Reduced |
| Lake Street Financial LLC | 1,118 | $308.9K | 0.06% | +151+15.6% | Added |
| Tiedemann Advisors, LLC | 1,131 | $308.8K | 0.01% | +5+0.4% | Added |
| Wealth Dimensions Group, Ltd. | 1,131 | $308.7K | 0.11% | −77−6.4% | Reduced |
| Financial Advisors, LLC | 1,130 | $308.5K | 0.08% | 00.0% | Unchanged |
| Childress Capital Advisors, LLC | 1,126 | $307.4K | 0.10% | +1,126 | New |
| Institutional & Family Asset Management, LLC | 1,123 | $306.6K | 0.05% | +5+0.4% | Added |
| Spring Capital Management, LLC | 1,120 | $305.8K | 0.26% | 00.0% | Unchanged |
| Measured Wealth Private Client Group, LLC | 1,120 | $305.8K | 0.12% | +83+8.0% | Added |
| Brogan Financial, Inc. | 1,117 | $305.0K | 0.27% | −71−6.0% | Reduced |
| Davidson Trust Co | 1,117 | $304.9K | 0.23% | 00.0% | Unchanged |
| Purus Wealth Management, LLC | 1,116 | $304.7K | 0.21% | +11+1.0% | Added |
| Evoke Wealth, LLC | 1,108 | $302.6K | 0.01% | +94+9.3% | Added |
| Register Financial Advisors LLC | 1,108 | $302.5K | 0.22% | −133−10.7% | Reduced |
| Baldwin Brothers Inc | 1,106 | $301.9K | 0.03% | −50−4.3% | Reduced |
| Future Financial Wealth Managment LLC | 1,106 | $301.9K | 0.33% | −2−0.2% | Reduced |
| Royal Capital Wealth Management, LLC | 1,100 | $300.3K | 0.29% | 00.0% | Unchanged |
| Jarislowsky, Fraser Ltd | 1,097 | $299.5K | 0.00% | 00.0% | Unchanged |
| Kolinsky Wealth Management, LLC | 1,097 | $299.4K | 0.30% | +1,097 | New |
| Golden Green, Inc. | 1,092 | $298.1K | 0.31% | +1,092 | New |
| Summit Global Investments | 1,089 | $298.0K | 0.02% | −535−32.9% | Reduced |
| NFP Retirement, Inc. | 1,091 | $297.8K | 0.06% | +3+0.3% | Added |
| Middleton & Co Inc | 1,090 | $297.6K | 0.04% | 00.0% | Unchanged |
| Pettyjohn, Wood & White, Inc | 1,087 | $296.8K | 0.07% | +22+2.1% | Added |
| Consilium Wealth Advisory, LLC | 1,078 | $294.3K | 0.21% | 00.0% | Unchanged |
| Legacy Financial Group, Inc. | 1,078 | $294.3K | 0.15% | 00.0% | Unchanged |
| Silvant Capital Management LLC | 1,076 | $293.7K | 0.02% | 00.0% | Unchanged |
| Beacon Financial Group | 1,044 | $293.0K | 0.04% | −67−6.0% | Reduced |
| Vestmark Advisory Solutions, Inc. | 1,070 | $292.2K | 0.02% | −10,399−90.7% | Reduced |
| Jackson Wealth Management, LLC | 1,068 | $292.0K | 0.04% | −1,281−54.5% | Reduced |
| Compass Financial Group, INC | 1,069 | $292.0K | 0.09% | +2+0.2% | Added |
| Prudent Man Advisors, LLC | 390 | $291.9K | 0.12% | 00.0% | Unchanged |
| Raub Brock Capital Management LP | 1,069 | $291.8K | 0.06% | 00.0% | Unchanged |
| Cedar Brook Financial Partners, LLC | 1,068 | $291.6K | 0.08% | +8+0.8% | Added |
| Lloyd Advisory Services, LLC. | 1,065 | $290.7K | 0.10% | +1,065 | New |
| Norden Group LLC | 1,065 | $290.7K | 0.10% | +1,065 | New |
| Martingale Asset Management L P | 1,063 | $290.2K | 0.01% | +83+8.5% | Added |
| Commonwealth Financial Services, LLC | 1,063 | $290.1K | 0.09% | +1,063 | New |
| Hengehold Capital Management LLC | 1,062 | $289.9K | 0.04% | −50−4.5% | Reduced |
| BluePath Capital Management, LLC | 1,060 | $289.5K | 0.27% | +1,060 | New |
| Mogy Joel R Investment Counsel Inc | 1,060 | $289.4K | 0.02% | 00.0% | Unchanged |
| Beddow Capital Management Inc | 1,050 | $287.0K | 0.14% | 00.0% | Unchanged |
| Salomon & Ludwin, LLC | 1,051 | $287.0K | 0.03% | +40+4.0% | Added |
| Beacon Capital Management, LLC | 1,165 | $286.7K | 0.08% | 00.0% | Unchanged |