Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2023
Institutional positions in Caterpillar Inc as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,408
- +110 vs. Q2 2023
- Shares held
- 356.3M
- −2.26M (−0.6%) vs. Q2 2023
- Total value
- $97.3B
- +$9.42B (+10.7%) vs. Q2 2023
- New holders
- 190
- 910 more added
- Sold out
- 80
- 903 more reduced
30 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Greylin Investment Mangement Inc | 1,050 | $286.6K | 0.05% | 00.0% | Unchanged |
| Selective Wealth Management, Inc. | 1,079 | $286.0K | 0.16% | −152−12.3% | Reduced |
| Calton & Associates, Inc. | 1,047 | $286.0K | 0.42% | +1,047 | New |
| Cornerstone Wealth Group, LLC | 1,042 | $284.5K | 0.05% | +35+3.5% | Added |
| Hourglass Capital, LLC | 1,042 | $284.5K | 0.10% | 00.0% | Unchanged |
| Peterson Wealth Advisors, LLC | 1,041 | $284.1K | 0.08% | −53−4.8% | Reduced |
| JB Capital LLC | 1,040 | $283.9K | 0.02% | +2+0.2% | Added |
| Gemmer Asset Management LLC | 1,039 | $283.6K | 0.04% | +200+23.8% | Added |
| Wallace Advisory Group, LLC | 1,152 | $283.4K | 0.20% | −25−2.1% | Reduced |
| BancorpSouth Bank | 1,034 | $282.4K | 0.02% | +51+5.2% | Added |
| Wedgewood Investors Inc | 1,033 | $282.0K | 0.38% | 00.0% | Unchanged |
| Univest Financial Corp | 1,028 | $280.6K | 0.09% | −210−17.0% | Reduced |
| Inceptionr LLC | 1,025 | $279.8K | 0.16% | +1,025 | New |
| JSF Financial, LLC | 1,022 | $279.1K | 0.11% | −93−8.3% | Reduced |
| Gallagher Fiduciary Advisors, LLC | 1,021 | $278.6K | 0.02% | −121−10.6% | Reduced |
| Moloney Securities Asset Management, LLC | 1,018 | $277.9K | 0.05% | −329−24.4% | Reduced |
| Cheviot Value Management, LLC | 1,018 | $277.9K | 0.06% | −85−7.7% | Reduced |
| Private Portfolio Partners LLC | 1,016 | $277.2K | 0.07% | −68−6.3% | Reduced |
| Meeder Asset Management Inc | 1,014 | $276.8K | 0.02% | +130+14.7% | Added |
| Perkins Coie Trust Co | 1,014 | $276.8K | 0.08% | +1,014 | New |
| Ssi Investment Management LLC | 1,011 | $276.0K | 0.02% | −15−1.5% | Reduced |
| Thrive Capital Management, LLC | 1,008 | $275.2K | 0.15% | +1,008 | New |
| Mount Yale Investment Advisors, LLC | 1,006 | $274.7K | 0.03% | −16−1.6% | Reduced |
| Polaris Wealth Advisory Group, LLC | 1,006 | $274.6K | 0.02% | +1,006 | New |
| Elgethun Capital Management | 1,000 | $274.6K | 0.08% | +235+30.7% | Added |
| Financial Perspectives, Inc | 1,005 | $274.4K | 0.13% | +25+2.6% | Added |
| NTV Asset Management LLC | 1,004 | $274.2K | 0.05% | 00.0% | Unchanged |
| Colonial River Wealth Management, LLC | 1,004 | $274.1K | 0.18% | −367−26.8% | Reduced |
| M&R Capital Management Inc | 1,004 | $274.1K | 0.08% | 00.0% | Unchanged |
| Legacy Trust | 1,001 | $273.3K | 0.08% | 00.0% | Unchanged |
| Meridian Wealth Advisors, LLC | 1,001 | $273.3K | 0.07% | +9+0.9% | Added |
| Tandem Wealth Advisors LLC | 1,001 | $273.3K | 0.17% | +11+1.1% | Added |
| LFA - Lugano Financial Advisors SA | 1,000 | $273.0K | 0.23% | −250−20.0% | Reduced |
| Alesco Advisors LLC | 1,000 | $273.0K | 0.01% | −50−4.8% | Reduced |
| Cubic Asset Management, LLC | 1,000 | $273.0K | 0.08% | 00.0% | Unchanged |
| Somerset Group LLC | 1,000 | $273.0K | 0.26% | 00.0% | Unchanged |
| Elk River Wealth Management, LLC | 1,000 | $273.0K | 0.06% | 00.0% | Unchanged |
| Miller Wealth Advisors, LLC | 1,000 | $273.0K | 0.19% | 00.0% | Unchanged |
| Baron Wealth Management LLC | 1,000 | $273.0K | 0.17% | 00.0% | Unchanged |
| WoodTrust Financial Corp | 1,000 | $273.0K | 0.05% | 00.0% | Unchanged |
| S.A. Mason LLC | 1,000 | $273.0K | 0.20% | 00.0% | Unchanged |
| Kessler Investment Group, LLC | 997 | $272.4K | 0.23% | −83−7.7% | Reduced |
| Hanlon Investment Management, Inc. | 996 | $271.9K | 0.08% | +170+20.6% | Added |
| Monterey Private Wealth, Inc. | 996 | $271.9K | 0.14% | 00.0% | Unchanged |
| Rise Advisors, LLC | 996 | $271.9K | 0.22% | +164+19.7% | Added |
| Citizens Business Bank | 993 | $271.1K | 0.06% | −60−5.7% | Reduced |
| Retirement Planning Group | 992 | $270.8K | 0.03% | 00.0% | Unchanged |
| Sym Financial Corp | 992 | $270.8K | 0.05% | +992 | New |
| Town & Country Bank & Trust CO dba First Bankers Trust CO | 991 | $270.5K | 0.14% | 00.0% | Unchanged |
| Baxter Bros Inc | 990 | $270.3K | 0.04% | 00.0% | Unchanged |
| waypoint wealth counsel | 984 | $268.5K | 0.25% | +8+0.8% | Added |
| Tyler-Stone Wealth Management | 978 | $267.0K | 0.15% | −23−2.3% | Reduced |
| Ifrah Financial Services, Inc. | 968 | $264.2K | 0.08% | +15+1.6% | Added |
| Goldstone Financial Group, LLC | 967 | $264.0K | 0.08% | −83−7.9% | Reduced |
| Fortitude Advisory Group L.L.C. | 966 | $263.8K | 0.18% | +36+3.9% | Added |
| Investors Towarzystwo Funduszy Inwestycyjnych Spolka Akcyjna | 965 | $263.4K | 0.14% | +458+90.3% | Added |
| Highview Capital Management LLC | 960 | $262.1K | 0.15% | 00.0% | Unchanged |
| Smallwood Wealth Investment Management, LLC | 958 | $261.5K | 0.24% | +113+13.4% | Added |
| Foster Group, Inc. | 957 | $261.4K | 0.02% | −14−1.4% | Reduced |
| Q3 Asset Management | 958 | $261.0K | 0.10% | +958 | New |
| Legacy Financial Group LLC | 956 | $260.9K | 0.06% | +956 | New |
| Clear Creek Financial Management, LLC | 953 | $260.2K | 0.05% | −1,843−65.9% | Reduced |
| MinichMacGregor Wealth Management, LLC | 953 | $260.2K | 0.09% | +953 | New |
| Convergence Financial, LLC | 953 | $260.2K | 0.15% | +953 | New |
| Harel Insurance Investments & Financial Services Ltd. | 941 | $260.0K | 0.01% | −279−22.9% | Reduced |
| FDx Advisors, Inc. | 954 | $260.0K | 0.02% | −78−7.6% | Reduced |
| Abbot Financial Management, Inc. | 950 | $259.4K | 0.17% | 00.0% | Unchanged |
| Sterling Financial Planning, Inc. | 950 | $259.4K | 0.13% | 00.0% | Unchanged |
| Weybosset Research & Management LLC | 950 | $259.0K | 0.10% | 00.0% | Unchanged |
| Wedge Capital Management L L P | 943 | $257.4K | 0.01% | −27−2.8% | Reduced |
| Grant/GrossMendelsohn, LLC | 941 | $256.8K | 0.11% | +2+0.2% | Added |
| Oxford Financial Group Ltd | 939 | $256.2K | 0.02% | −532−36.2% | Reduced |
| Crane Advisory, LLC | 944 | $256.1K | 0.06% | 00.0% | Unchanged |
| Dorsey Wright & Associates | 939 | $256.0K | 0.08% | +939 | New |
| Headinvest, LLC | 939 | $255.1K | 0.06% | 00.0% | Unchanged |
| Alerus Financial NA | 933 | $254.7K | 0.02% | −116−11.1% | Reduced |
| Optas, LLC | 931 | $254.2K | 0.08% | +931 | New |
| Van Cleef Asset Management,Inc | 930 | $253.9K | 0.04% | 00.0% | Unchanged |
| Wescott Financial Advisory Group, LLC | 929 | $253.6K | 0.05% | −50−5.1% | Reduced |
| Brady Family Wealth, LLC | 929 | $253.6K | 0.10% | 00.0% | Unchanged |
| Plante Moran Financial Advisors, LLC | 927 | $253.1K | 0.03% | −54−5.5% | Reduced |
| Simon Quick Advisors, LLC | 925 | $252.7K | 0.02% | +925 | New |
| Citizens & Northern Corp | 925 | $252.5K | 0.10% | 00.0% | Unchanged |
| Exchange Capital Management, Inc. | 924 | $252.3K | 0.05% | −55−5.6% | Reduced |
| JTC Employer Solutions Trusteee Ltd | 920 | $251.0K | 0.02% | 00.0% | Unchanged |
| Agf Management Ltd | 918 | $250.6K | 0.00% | −100−9.8% | Reduced |
| Sonata Capital Group Inc | 916 | $250.0K | 0.13% | +916 | New |
| First Interstate Bank | 914 | $249.5K | 0.02% | +914 | New |
| O'Rourke & Company, Inc | 913 | $249.0K | 0.18% | +2+0.2% | Added |
| Eclectic Associates Inc | 911 | $248.7K | 0.13% | −15−1.6% | Reduced |
| Financial Engines Advisors L.L.C. | 911 | $248.7K | 0.00% | +911 | New |
| KLR Investment Advisors, LLC | 1,086 | $248.5K | 0.23% | +55+5.3% | Added |
| HTG Investment Advisors, Inc. | 910 | $248.5K | 0.20% | −15−1.6% | Reduced |
| Empirical Asset Management, LLC | 909 | $248.1K | 0.22% | 00.0% | Unchanged |
| Pettee Investors, Inc. | 908 | $247.9K | 0.12% | 00.0% | Unchanged |
| Coulter & Justus Financial Services, LLC | 906 | $247.3K | 0.18% | 00.0% | Unchanged |
| HF Advisory Group, LLC | 905 | $247.1K | 0.18% | −76−7.7% | Reduced |
| Anchor Capital Advisors LLC | 905 | $247.1K | 0.01% | 00.0% | Unchanged |
| Graham Capital Management, L.P. | 901 | $246.0K | 0.01% | +901 | New |
| Bank of Nova Scotia Trust Co | 900 | $245.7K | 0.03% | −300−25.0% | Reduced |