Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2023
Institutional positions in Caterpillar Inc as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,583
- +211 vs. Q3 2023
- Shares held
- 354.5M
- −1.08M (−0.3%) vs. Q3 2023
- Total value
- $104.6B
- +$7.48B (+7.7%) vs. Q3 2023
- New holders
- 318
- 924 more added
- Sold out
- 107
- 955 more reduced
37 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Markel Group Inc.SuperinvestorMarkel Group | 303,100 | $89.6M | 0.97% | +4,000+1.3% | Added |
| Qube Research & Technologies Ltd | 301,056 | $89.0M | 0.20% | +38,335+14.6% | Added |
| State of New Jersey Common Pension Fund D | 293,188 | $86.7M | 0.29% | 00.0% | Unchanged |
| Chevy Chase Trust Holdings, Inc. | 291,753 | $86.3M | 0.31% | −1,632−0.6% | Reduced |
| Janney Montgomery Scott LLC | 283,007 | $83.7M | 0.27% | +3,031+1.1% | Added |
| Retirement Systems of Alabama | 280,183 | $82.8M | 0.35% | −5,538−1.9% | Reduced |
| State of Wisconsin Investment Board | 273,834 | $81.0M | 0.23% | −379−0.1% | Reduced |
| Bessemer Group Inc | 273,607 | $80.9M | 0.16% | +5,008+1.9% | Added |
| Nomura Asset Management Co Ltd | 269,814 | $79.8M | 0.33% | −3,175−1.2% | Reduced |
| Public Employees Retirement System of Ohio | 263,682 | $78.0M | 0.31% | −4,749−1.8% | Reduced |
| Storebrand Asset Management AS | 263,584 | $77.9M | 0.28% | +18,807+7.7% | Added |
| Employees Retirement System of Texas | 262,200 | $77.5M | 0.91% | +76,000+40.8% | Added |
| M&T Bank Corp | 262,027 | $77.5M | 0.28% | −11,445−4.2% | Reduced |
| Old Republic International Corporation | 262,000 | $77.5M | 2.92% | −34,500−11.6% | Reduced |
| TD Asset Management Inc | 261,756 | $77.4M | 0.08% | +22,763+9.5% | Added |
| Pictet Asset Management Holding SA | 260,328 | $77.0M | 0.08% | +13,719+5.6% | Added |
| Natixis Advisors, L.P. | 258,723 | $76.5M | 0.20% | −10,572−3.9% | Reduced |
| Empower Advisory Group, LLC | 252,653 | $74.7M | 0.29% | +6,072+2.5% | Added |
| Truist Financial Corp | 248,092 | $73.4M | 0.12% | −40,487−14.0% | Reduced |
| Brandywine Global Investment Management, LLC | 246,360 | $72.8M | 0.59% | −12,649−4.9% | Reduced |
| STRS Ohio | 245,537 | $72.6M | 0.30% | −57,266−18.9% | Reduced |
| Sumitomo Mitsui DS Asset Management Company, Ltd | 244,754 | $72.4M | 0.95% | −2,636−1.1% | Reduced |
| Mn Services Vermogensbeheer B.V. | 244,428 | $72.3M | 0.65% | −7,100−2.8% | Reduced |
| Capital International Investors | 244,407 | $72.3M | 0.02% | −1,281,185−84.0% | Reduced |
| Swedbank AB | 243,058 | $71.9M | 0.12% | −18,812−7.2% | Reduced |
| Bank of Nova Scotia | 240,099 | $71.0M | 0.13% | +192,391+403.3% | Added |
| LSV Asset Management | 238,200 | $70.4M | 0.15% | +1,000+0.4% | Added |
| AXA S.A. | 237,326 | $70.2M | 0.23% | −251,341−51.4% | Reduced |
| Treasurer of the State of North Carolina | 233,891 | $69.2M | 0.33% | −477−0.2% | Reduced |
| Ensign Peak Advisors, Inc | 224,117 | $66.3M | 0.13% | −19,811−8.1% | Reduced |
| Two Sigma Advisers, LP | 220,900 | $65.3M | 0.15% | +210,300+1,984.0% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 216,760 | $64.1M | 0.25% | −2,094−1.0% | Reduced |
| Northwestern Mutual Wealth Management Co | 214,093 | $63.3M | 0.07% | −490.0% | Reduced |
| Royal London Asset Management Ltd | 214,074 | $63.3M | 0.18% | +3,576+1.7% | Added |
| CIBC World Markets Inc. | 212,276 | $62.8M | 0.18% | +30,259+16.6% | Added |
| Ofi Invest Asset Management | 234,299 | $62.7M | 2.11% | +54,750+30.5% | Added |
| Jennison Associates LLC | 211,953 | $62.7M | 0.05% | +110,108+108.1% | Added |
| Mariner, LLC | 209,190 | $61.9M | 0.15% | +13,717+7.0% | Added |
| InterOcean Capital Group, LLC | 208,599 | $61.7M | 1.66% | +48,203+30.1% | Added |
| Great West Life Assurance Co | 205,897 | $60.7M | 0.13% | −71,654−25.8% | Reduced |
| Allianz Asset Management GmbH | 199,872 | $59.1M | 0.11% | −56,431−22.0% | Reduced |
| Bollard Group LLC | 196,551 | $58.1M | 2.02% | +948+0.5% | Added |
| Aviva PLC | 190,322 | $56.3M | 0.20% | +8,987+5.0% | Added |
| Fort Washington Investment Advisors Inc | 189,940 | $56.2M | 0.39% | −15,445−7.5% | Reduced |
| State of Tennessee, Treasury Department | 186,747 | $55.2M | 0.22% | −50,258−21.2% | Reduced |
| Rathbone Brothers plc | 183,898 | $54.4M | 0.35% | +30,308+19.7% | Added |
| Creative Planning | 180,613 | $53.4M | 0.10% | +13,482+8.1% | Added |
| Mackenzie Financial Corp | 180,360 | $53.3M | 0.08% | −145,782−44.7% | Reduced |
| Federated Hermes, Inc. | 175,426 | $51.9M | 0.13% | +8,102+4.8% | Added |
| GWM Advisors LLC | 174,090 | $51.2M | 0.49% | +5,131+3.0% | Added |
| Caisse de Depot Et Placement du Quebec | 172,149 | $50.9M | 0.13% | +172,149 | New |
| Financial Counselors Inc | 168,562 | $49.8M | 0.89% | −10,899−6.1% | Reduced |
| Gateway Investment Advisers LLC | 167,640 | $49.6M | 0.58% | +328+0.2% | Added |
| Cerity Partners LLC | 507,322 | $49.5M | 0.17% | +368,421+265.2% | Added |
| Teacher Retirement System of Texas | 165,818 | $49.0M | 0.33% | −40,539−19.6% | Reduced |
| Handelsbanken Fonder AB | 163,201 | $48.3M | 0.23% | +27,779+20.5% | Added |
| Huntington National Bank | 161,032 | $47.6M | 0.43% | −9,192−5.4% | Reduced |
| Hyman Charles D | 160,806 | $47.5M | 2.84% | −2,221−1.4% | Reduced |
| Nisa Investment Advisors, LLC | 159,669 | $47.2M | 0.33% | −872−0.5% | Reduced |
| Aware Super Pty Ltd as trustee of Aware Super | 81,918 | $46.9M | 0.64% | +81,918 | New |
| MML Investors Services, LLC | 157,878 | $46.7M | 0.22% | +30,418+23.9% | Added |
| Pinebridge Investments, L.P. | 157,680 | $46.6M | 0.43% | −75,483−32.4% | Reduced |
| Tocqueville Asset Management L.P. | 157,478 | $46.6M | 0.84% | −2,105−1.3% | Reduced |
| Calamos Advisors LLC | 154,239 | $45.6M | 0.23% | −2,014−1.3% | Reduced |
| American International Group, Inc. | 152,749 | $45.2M | 0.19% | +234+0.2% | Added |
| Country Trust Bank | 151,159 | $44.7M | 1.24% | −9,720−6.0% | Reduced |
| Captrust Financial Advisors | 150,682 | $44.6M | 0.15% | +1,562+1.0% | Added |
| Cambridge Investment Research Advisors, Inc. | 149,012 | $44.1M | 0.19% | −32,371−17.8% | Reduced |
| Heritage Investors Management Corp | 143,952 | $42.6M | 1.61% | −1,463−1.0% | Reduced |
| Arizona State Retirement System | 143,525 | $42.4M | 0.32% | −2,348−1.6% | Reduced |
| Keybank National Association | 142,245 | $42.1M | 0.19% | +670+0.5% | Added |
| Glenmede Trust Co NA | 141,015 | $41.7M | 0.22% | +41,782+42.1% | Added |
| Tredje AP-fonden | 140,548 | $41.6M | 0.52% | +21,260+17.8% | Added |
| Manning & Napier Group, LLC | 140,213 | $41.5M | 0.49% | −23,674−14.4% | Reduced |
| State of Michigan Retirement System | 139,672 | $41.3M | 0.25% | −200−0.1% | Reduced |
| AMF Pensionsforsakring AB | 139,532 | $41.3M | 0.35% | −2,845−2.0% | Reduced |
| MetLife Investment Management | 139,618 | $41.3M | 0.30% | −2,833−2.0% | Reduced |
| Capital International Inc | 139,506 | $41.2M | 0.64% | +34,088+32.3% | Added |
| Mirae Asset Global Investments Co., Ltd. | 136,245 | $40.3M | 0.08% | +2,650+2.0% | Added |
| Kestra Advisory Services, LLC | 134,766 | $39.8M | 0.33% | +6,514+5.1% | Added |
| Conning Inc. | 133,826 | $39.5M | 1.37% | +3,526+2.7% | Added |
| Commerce Bank | 133,064 | $39.3M | 0.28% | +1,545+1.2% | Added |
| Russell Investments Group, Ltd. | 132,709 | $39.3M | 0.07% | −46,047−25.8% | Reduced |
| Meyer Handelman Co | 132,716 | $39.2M | 1.53% | −1,000−0.7% | Reduced |
| Capital International Sarl | 131,481 | $38.9M | 1.46% | +13,846+11.8% | Added |
| Meitav Dash Investments Ltd | 127,520 | $37.7M | 0.55% | +28,202+28.4% | Added |
| Amalgamated Bank | 125,790 | $37.2M | 0.30% | −7,573−5.7% | Reduced |
| Comerica Bank | 124,689 | $36.9M | 0.17% | −140−0.1% | Reduced |
| Forsta Ap-Fonden | 123,000 | $36.4M | 0.37% | 00.0% | Unchanged |
| Blair William & Co | 122,481 | $36.2M | 0.12% | −1,897−1.5% | Reduced |
| Daiwa Securities Group Inc. | 121,684 | $36.2M | 0.23% | +4,738+4.1% | Added |
| DnB Asset Management AS | 121,593 | $36.0M | 0.19% | −2,244−1.8% | Reduced |
| Robeco Institutional Asset Management B.V. | 121,152 | $35.8M | 0.09% | −8,164−6.3% | Reduced |
| Skandinaviska Enskilda Banken AB (publ) | 120,548 | $35.6M | 0.21% | +19,424+19.2% | Added |
| Clark Capital Management Group, Inc. | 119,653 | $35.4M | 0.29% | −3,998−3.2% | Reduced |
| Capital International Ltd | 118,802 | $35.1M | 1.80% | +983+0.8% | Added |
| Cetera Advisor Networks LLC | 118,416 | $35.0M | 0.19% | −7,681−6.1% | Reduced |
| S&CO Inc | 118,230 | $35.0M | 2.68% | −1,020−0.9% | Reduced |
| Gabelli Funds LLC | 117,250 | $34.7M | 0.27% | −1,505−1.3% | Reduced |
| Allspring Global Investments Holdings, LLC | 116,707 | $34.5M | 0.06% | −51,789−30.7% | Reduced |