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Caterpillar Inc

CAT
Exchange
NYSE
Industry
Construction Machinery & Equip
SEC CIK
0000018230

In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,069 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.

13F holders, Q4 2023

Institutional positions in Caterpillar Inc as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
2,583
+211 vs. Q3 2023
Shares held
354.5M
−1.08M (−0.3%) vs. Q3 2023
Total value
$104.6B
+$7.48B (+7.7%) vs. Q3 2023
New holders
318
924 more added
Sold out
107
955 more reduced

37 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q3 2023: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ4 2023: 2,583 institutions
Q1 2021: 2,015 institutionsQ2 2021: 2,028 institutionsQ3 2021: 1,943 institutionsQ4 2021: 2,161 institutionsQ1 2022: 2,176 institutionsQ2 2022: 2,077 institutionsQ3 2022: 1,992 institutionsQ4 2022: 2,287 institutionsQ1 2023: 2,284 institutionsQ2 2023: 2,329 institutionsQ3 2023: 2,409 institutionsQ4 2023: 2,583 institutionsQ1 2024: 2,714 institutionsQ2 2024: 2,713 institutionsQ3 2024: 2,838 institutionsQ4 2024: 3,010 institutionsQ1 2025: 2,903 institutionsQ2 2025: 3,023 institutionsQ3 2025: 3,150 institutionsQ4 2025: 3,542 institutionsQ1 2026: 3,772 institutionsQ2 2026: 4,069 institutions
Value heldQ4 2023: $104.6B
Q1 2021: $88.0BQ2 2021: $82.0BQ3 2021: $71.1BQ4 2021: $74.9BQ1 2022: $82.0BQ2 2022: $65.6BQ3 2022: $59.2BQ4 2022: $87.1BQ1 2023: $82.6BQ2 2023: $88.0BQ3 2023: $97.3BQ4 2023: $104.6BQ1 2024: $127.6BQ2 2024: $114.5BQ3 2024: $133.6BQ4 2024: $123.4BQ1 2025: $109.0BQ2 2025: $128.0BQ3 2025: $159.0BQ4 2025: $188.7BQ1 2026: $232.0BQ2 2026: $351.1B
Institutions holding CAT and their total value by quarter
QuarterHoldersValue
Q2 20264,069$351.1B
Q1 20263,772$232.0B
Q4 20253,542$188.7B
Q3 20253,150$159.0B
Q2 20253,023$128.0B
Q1 20252,903$109.0B
Q4 20243,010$123.4B
Q3 20242,838$133.6B
Q2 20242,713$114.5B
Q1 20242,714$127.6B
Q4 20232,583$104.6B
Q3 20232,409$97.3B
Q2 20232,329$88.0B
Q1 20232,284$82.6B
Q4 20222,287$87.1B
Q3 20221,992$59.2B
Q2 20222,077$65.6B
Q1 20222,176$82.0B
Q4 20212,161$74.9B
Q3 20211,943$71.1B
Q2 20212,028$82.0B
Q1 20212,015$88.0B

Institutions, Q4 2023

Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2023.

Institutions holding CAT in Q4 2023
InstitutionSharesValue% of portfolioChange in sharesAction
Front Row Advisors LLC1$2960.00%−422−99.8%Reduced
Mowery & Schoenfeld Wealth Management, LLC1$2960.00%+1New
Ibex Wealth Advisors2$6190.13%−6,589−100.0%Reduced
PEAK6 Investments LLC2$6970.00%+2New
Investors Research Corp3$8870.00%00.0%Unchanged
Sanctuary Wealth Management, L.L.C.4$1.18K0.00%00.0%Unchanged
WealthCollab, LLC4$1.18K0.00%+4New
Tucker Asset Management LLC5$1.48K0.00%−12−70.6%Reduced
Tfo-TDC, LLC5$1.48K0.00%00.0%Unchanged
POM Investment Strategies, LLC5$1.48K0.00%+5New
Proffitt & Goodson Inc6$1.63K0.00%00.0%Unchanged
American Capital Advisory, LLC6$1.82K0.00%+6New
Financial Synergies Wealth Advisors, Inc.8$1.92K0.00%−276−97.2%Reduced
Wetzel Investment Advisors, Inc.8$2.00K0.00%+8New
Highline Wealth Partners LLC8$2.38K0.00%00.0%Unchanged
Voisard Asset Management Group, Inc.9$2.66K0.00%+9New
Investment Research & Advisory Group, Inc.10$2.96K0.00%00.0%Unchanged
Semmax Financial Advisors Inc.12$3.66K0.00%00.0%Unchanged
Blume Capital Management, Inc.13$3.84K0.00%00.0%Unchanged
JDM Financial Group LLC14$4.14K0.00%00.0%Unchanged
Criterion Capital Advisors, LLC15$4.44K0.00%+15New
Red Tortoise LLC17$5.03K0.00%+6+54.5%Added
PayPay Securities Corp17$5.09K0.25%+3+21.4%Added
Albion Financial Group23$6.80K0.00%−18−43.9%Reduced
DecisionPoint Financial, LLC25$7.39K0.00%00.0%Unchanged
Winch Advisory Services, LLC25$7.46K0.00%00.0%Unchanged
Clear Point Advisors Inc.25$7.51K0.01%+25New
Chesapeake Asset Management LLC28$8.28K0.01%00.0%Unchanged
Atlas Capital Advisors LLC29$8.57K0.00%00.0%Unchanged
New Millennium Group LLC29$8.69K0.01%00.0%Unchanged
Lam Group, Inc.30$8.87K0.01%00.0%Unchanged
TFC Financial Management31$9.20K0.00%−4−11.4%Reduced
Valued Wealth Advisors LLC35$9.57K0.01%+35New
Sofos Investments, Inc.37$10.9K0.00%−666−94.7%Reduced
Kelly Financial Services LLC39$11.5K0.00%00.0%Unchanged
Macroview Investment Management LLC39$11.5K0.01%−205−84.0%Reduced
Custom Portfolio Group LLC39$11.6K0.01%+39New
Game Plan Financial Advisors, LLC40$11.8K0.01%+40New
TD Capital Management LLC41$12.2K0.00%00.0%Unchanged
IAG Wealth Partners, LLC50$14.8K0.00%00.0%Unchanged
Arlington Trust Co LLC53$15.7K0.00%+53New
Kathleen S. Wright Associates Inc.54$16.0K0.01%+54New
Raffa Wealth Management, LLC59$17.4K0.01%00.0%Unchanged
Grayhawk Investment Strategies Inc.61$18.0K0.01%00.0%Unchanged
MUFG Securities EMEA plc64$18.9K0.00%00.0%Unchanged
AlphaMark Advisors, LLC65$19.0K0.01%00.0%Unchanged
Manitou Investment Management Ltd.65$19.2K0.00%00.0%Unchanged
Credential Qtrade Securities Inc.67$19.8K0.00%00.0%Unchanged
Rockbridge Investment Management, LCC68$20.1K0.00%+68New
Belmont Capital, LLC70$20.7K0.01%00.0%Unchanged
Annapolis Financial Services, LLC74$21.9K0.01%00.0%Unchanged
Fortis Group Advisors, LLC74$21.9K0.01%+37+100.0%Added
Farmers & Merchants Trust Co of Chambersburg PA75$22.0K0.01%−275−78.6%Reduced
Long Island Wealth Management, Inc.74$22.0K0.02%+74New
Lowe Wealth Advisors, LLC76$22.5K0.01%00.0%Unchanged
Kelly Lawrence W & Associates Inc79$23.4K0.01%00.0%Unchanged
Evergreen Private Wealth LLC80$23.7K0.01%+80New
Aspect Partners, LLC85$25.1K0.02%+85New
DB Fitzpatrick & Co, Inc88$26.0K0.02%00.0%Unchanged
Caitlin John, LLC88$26.0K0.02%+88New
Partnership Wealth Management, LLC88$26.4K0.02%+88New
Capstone Investment Advisors, LLC91$26.9K0.00%−8,651−99.0%Reduced
Richardson Financial Services Inc.92$27.2K0.02%+92New
Dunhill Financial, LLC98$29.1K0.03%+98New
TCTC Holdings, LLC100$29.6K0.00%00.0%Unchanged
Twin Lakes Capital Management, LLC100$29.6K0.02%00.0%Unchanged
Northwest Capital Management Inc101$30.0K0.01%00.0%Unchanged
Resurgent Financial Advisors LLC102$30.2K0.02%−9−8.1%Reduced
Vima LLC102$30.5K0.07%+102New
West Financial Advisors, LLC103$30.5K0.01%−36−25.9%Reduced
SOA Wealth Advisors, LLC.105$31.0K0.01%−99−48.5%Reduced
Quarry LP108$31.9K0.02%−144−57.1%Reduced
Gilfoyle & Co LLC107$32.1K4.78%+107New
Cedar Mountain Advisors, LLC110$32.6K0.01%00.0%Unchanged
Planning Capital Management Corp115$34.0K0.03%+115New
Iron Horse Wealth Management, LLC116$34.3K0.01%00.0%Unchanged
Riggs Asset Managment Co. Inc.122$36.1K0.01%00.0%Unchanged
Pineridge Advisors LLC123$36.4K0.01%+123New
Bellevue Asset Management, LLC125$37.1K0.03%+1+0.8%Added
CGC Financial Services, LLC126$37.3K0.02%00.0%Unchanged
Hoese & Co LLP150$37.6K0.04%00.0%Unchanged
Mark Sheptoff Financial Planning, LLC132$39.0K0.02%00.0%Unchanged
Fortitude Family Office, LLC133$39.3K0.03%+133New
Atlantic Edge Private Wealth Management, LLC134$39.6K0.02%+134New
Syntax Research, Inc.135$39.9K0.03%00.0%Unchanged
Moisand Fitzgerald Tamayo, LLC136$40.2K0.01%00.0%Unchanged
DiNuzzo Private Wealth, Inc.137$40.5K0.01%+137New
Spectrum Wealth Counsel, LLC148$43.8K0.01%+148New
First Pacific Financial149$44.1K0.01%00.0%Unchanged
Abound Wealth Management152$44.8K0.02%+1+0.7%Added
Park Place Capital Corp154$45.5K0.02%−93−37.7%Reduced
Private Ocean, LLC154$45.5K0.00%00.0%Unchanged
Rational Advisors LLC155$45.8K0.00%00.0%Unchanged
Mascoma Wealth Management LLC155$45.8K0.01%00.0%Unchanged
Kayne Anderson Rudnick Investment Management LLC157$46.5K0.00%+37+30.8%Added
Centennial Bank158$46.7K0.03%+27+20.6%Added
HWG Holdings LP162$47.9K0.02%00.0%Unchanged
WFA Asset Management Corp163$48.1K0.03%−9−5.2%Reduced
Sachetta, LLC163$48.2K0.02%+163New
Global Wealth Strategies & Associates164$48.5K0.02%00.0%Unchanged