Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2023
Institutional positions in Caterpillar Inc as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,583
- +211 vs. Q3 2023
- Shares held
- 354.5M
- −1.08M (−0.3%) vs. Q3 2023
- Total value
- $104.6B
- +$7.48B (+7.7%) vs. Q3 2023
- New holders
- 318
- 924 more added
- Sold out
- 107
- 955 more reduced
37 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Factory Mutual Insurance Co | 116,700 | $34.5M | 0.43% | 00.0% | Unchanged |
| Fjarde Ap-Fonden /Fourth Swedish National Pension Fund | 116,484 | $34.4M | 0.43% | +23,615+25.4% | Added |
| Bradley Foster & Sargent Inc | 115,205 | $34.1M | 0.66% | +711+0.6% | Added |
| Vontobel Holding Ltd. | 114,266 | $33.8M | 0.28% | +19,344+20.4% | Added |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 111,715 | $33.0M | 0.24% | +9,142+8.9% | Added |
| Railway Pension Investments Ltd | 110,100 | $32.6M | 0.34% | +14,000+14.6% | Added |
| CBOE Vest Financial, LLC | 108,386 | $32.0M | 1.19% | +21,423+24.6% | Added |
| Levin Capital Strategies, L.P. | 108,069 | $32.0M | 3.55% | +2,485+2.4% | Added |
| Minneapolis Portfolio Management Group, LLC | 108,066 | $32.0M | 4.19% | −3,520−3.2% | Reduced |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 107,602 | $31.8M | 0.09% | +1,958+1.9% | Added |
| USS Investment Management Ltd | 105,870 | $31.3M | 0.28% | −7,642−6.7% | Reduced |
| Yousif Capital Management, LLC | 105,741 | $31.3M | 0.37% | −3,985−3.6% | Reduced |
| Texas Permanent School Fund | 105,329 | $31.1M | 0.27% | −79−0.1% | Reduced |
| AE Wealth Management LLC | 103,700 | $31.1M | 0.16% | +12,999+14.3% | Added |
| Cresset Asset Management, LLC | 104,928 | $31.0M | 0.19% | +9,155+9.6% | Added |
| Edgar Lomax Co | 104,385 | $30.9M | 2.02% | −4,025−3.7% | Reduced |
| Wilbanks Smith & Thomas Asset Management LLC | 104,384 | $30.9M | 0.94% | +501+0.5% | Added |
| IFM Investors Pty Ltd | 102,533 | $30.3M | 0.37% | −1,754−1.7% | Reduced |
| Candriam Luxembourg S.C.A. | 101,657 | $30.1M | 0.21% | +37,052+57.4% | Added |
| Wesleyan Assurance Society | 101,079 | $29.9M | 2.96% | −769−0.8% | Reduced |
| SEI Investments Co | 100,216 | $29.6M | 0.05% | −206,798−67.4% | Reduced |
| Canada Pension Plan Investment Board | 100,198 | $29.6M | 0.04% | −62,790−38.5% | Reduced |
| Paralel Advisors LLC | 100,000 | $29.6M | 1.51% | 00.0% | Unchanged |
| Xponance, Inc. | 99,207 | $29.3M | 0.35% | −3,593−3.5% | Reduced |
| KBC Group NV | 98,754 | $29.2M | 0.10% | +5,977+6.4% | Added |
| Alpha Cubed Investments, LLC | 98,386 | $29.1M | 1.63% | +9,460+10.6% | Added |
| Pinnacle Associates Ltd | 96,006 | $28.4M | 0.48% | +5,237+5.8% | Added |
| Nichols & Pratt Advisers LLP | 95,214 | $28.2M | 2.00% | −8,659−8.3% | Reduced |
| O'Shaughnessy Asset Management, LLC | 94,747 | $28.0M | 0.37% | −16,643−14.9% | Reduced |
| Willis Investment Counsel | 93,942 | $27.8M | 1.96% | +15,530+19.8% | Added |
| Erste Asset Management GmbH | 93,309 | $27.7M | 0.41% | +3,939+4.4% | Added |
| Regions Financial Corp | 92,574 | $27.4M | 0.23% | −2,803−2.9% | Reduced |
| QRG Capital Management, Inc. | 91,006 | $26.9M | 0.40% | +2,182+2.5% | Added |
| Macquarie Group Ltd | 90,814 | $26.9M | 0.03% | −35,836−28.3% | Reduced |
| Wealth Enhancement Advisory Services, LLC | 90,128 | $26.6M | 0.08% | −33,308−27.0% | Reduced |
| Stock Yards Bank & Trust Co | 89,503 | $26.5M | 0.94% | −2,459−2.7% | Reduced |
| Czech National Bank | 89,363 | $26.4M | 0.38% | +203+0.2% | Added |
| Mercer Global Advisors Inc | 89,285 | $26.4M | 0.08% | +2,386+2.7% | Added |
| Stephens Inc | 88,941 | $26.3M | 0.45% | +5,004+6.0% | Added |
| Swiss Life Asset Management Ltd | 88,760 | $26.3M | 0.32% | +16,688+23.2% | Added |
| Utah Retirement Systems | 88,505 | $26.2M | 0.33% | −600−0.7% | Reduced |
| United Services Automobile Association | 86,715 | $25.6M | 0.57% | +63,245+269.5% | Added |
| Main Street Research LLC | 86,303 | $25.5M | 2.05% | +1,464+1.7% | Added |
| Brown Advisory Inc | 85,363 | $25.2M | 0.04% | +12,490+17.1% | Added |
| Vaughan David Investments LLC | 85,158 | $25.2M | 0.69% | −2,530−2.9% | Reduced |
| ING Groep NV | 83,665 | $24.7M | 0.20% | +29,496+54.5% | Added |
| Tower Research Capital LLC (TRC) | 83,525 | $24.7M | 0.31% | +54,095+183.8% | Added |
| Chilton Capital Management LLC | 83,049 | $24.6M | 1.25% | −2,043−2.4% | Reduced |
| Wellington Management Group LLP | 82,154 | $24.3M | 0.00% | −93,652−53.3% | Reduced |
| Peapack Gladstone Financial Corp | 81,623 | $24.1M | 0.41% | −340.0% | Reduced |
| Jacobs Levy Equity Management, Inc | 81,025 | $24.0M | 0.12% | +4,734+6.2% | Added |
| Cutler Investment Counsel LLC | 79,051 | $23.4M | 3.34% | −1,379−1.7% | Reduced |
| Badgley Phelps Wealth Managers, LLC | 78,751 | $23.3M | 0.63% | +6,634+9.2% | Added |
| Busey Wealth Management | 78,134 | $23.1M | 0.89% | −3,765−4.6% | Reduced |
| Janney Capital Management LLC | 77,468 | $22.9M | 1.54% | −3,786−4.7% | Reduced |
| Cetera Investment Advisers | 77,355 | $22.9M | 0.19% | +2,375+3.2% | Added |
| Kadensa Capital Ltd | 77,189 | $22.8M | 5.75% | +16,238+26.6% | Added |
| Public Employees Retirement Association of Colorado | 76,821 | $22.7M | 0.10% | −2,399−3.0% | Reduced |
| Guggenheim Capital LLC | 75,640 | $22.4M | 0.17% | −6,090−7.5% | Reduced |
| CIBC World Markets Corp | 75,552 | $22.3M | 0.12% | +7,867+11.6% | Added |
| D.A. Davidson & Co. | 75,130 | $22.2M | 0.22% | +2,994+4.2% | Added |
| Van Eck Associates Corp | 75,101 | $22.2M | 0.04% | +75,101 | New |
| Marco Investment Management LLC | 73,583 | $21.8M | 2.23% | −535−0.7% | Reduced |
| CIBC Asset Management Inc | 73,315 | $21.7M | 0.08% | −2,992−3.9% | Reduced |
| BI Asset Management Fondsmaeglerselskab A/S | 73,245 | $21.7M | 0.46% | +35,004+91.5% | Added |
| FineMark National Bank & Trust | 73,023 | $21.6M | 0.88% | −320−0.4% | Reduced |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | 73,128 | $21.6M | 0.03% | −1,081,338−93.7% | Reduced |
| Beacon Pointe Advisors, LLC | 72,884 | $21.5M | 0.26% | −1,331−1.8% | Reduced |
| New York Life Investment Management LLC | 72,568 | $21.5M | 0.22% | −536−0.7% | Reduced |
| Jupiter Asset Management Ltd | 72,436 | $21.4M | 0.21% | −18,157−20.0% | Reduced |
| Steward Partners Investment Advisory, LLC | 72,430 | $21.4M | 0.29% | +653+0.9% | Added |
| Janus Henderson Group PLC | 72,313 | $21.4M | 0.01% | −60,380−45.5% | Reduced |
| Mutual of America Capital Management LLC | 71,866 | $21.2M | 0.24% | −3,363−4.5% | Reduced |
| NorthCrest Asset Manangement, LLC | 71,758 | $21.2M | 0.80% | +210.0% | Added |
| Glenview Trust Co | 71,302 | $21.1M | 0.52% | −2,873−3.9% | Reduced |
| Susquehanna Portfolio Strategies, LLC | 70,788 | $20.9M | 0.37% | +70,788 | New |
| United Capital Financial Advisers, LLC | 70,289 | $20.8M | 0.17% | −81,626−53.7% | Reduced |
| Private Advisor Group, LLC | 70,208 | $20.8M | 0.16% | +16,078+29.7% | Added |
| Foundry Partners, LLC | 69,973 | $20.7M | 1.25% | −8,495−10.8% | Reduced |
| Ausdal Financial Partners, Inc. | 69,935 | $20.7M | 2.56% | +1,170+1.7% | Added |
| Banco Santander, S.A. | 69,669 | $20.6M | 0.24% | −443−0.6% | Reduced |
| Grassi Investment Management | 68,854 | $20.4M | 2.13% | −150−0.2% | Reduced |
| Pathstone Holdings, LLC | 68,373 | $20.2M | 0.11% | +68,373 | New |
| Advisors Capital Management, LLC | 67,938 | $20.1M | 0.41% | +1,619+2.4% | Added |
| Westchester Capital Management, Inc. | 67,829 | $20.1M | 5.40% | −65−0.1% | Reduced |
| Oppenheimer & Co Inc | 67,390 | $19.9M | 0.37% | −807−1.2% | Reduced |
| CCM Investment Advisers LLC | 66,893 | $19.8M | 2.43% | +210+0.3% | Added |
| Harvest Portfolios Group Inc. | 66,772 | $19.7M | 0.84% | +3,498+5.5% | Added |
| Umb Bank N A | 66,632 | $19.7M | 0.29% | −4,588−6.4% | Reduced |
| ARK Investment Management LLCSuperinvestorARK Invest | 65,864 | $19.5M | 0.12% | −3,245−4.7% | Reduced |
| Baker Avenue Asset Management, LP | 64,943 | $19.2M | 0.84% | +2,503+4.0% | Added |
| Fiduciary Trust Co | 64,435 | $19.1M | 0.32% | +201+0.3% | Added |
| Callahan Advisors, LLC | 64,158 | $19.0M | 2.20% | −1,125−1.7% | Reduced |
| State of Alaska, Department of Revenue | 63,216 | $18.7M | 0.22% | −4,500−6.6% | Reduced |
| Delta Asset Management LLC | 63,042 | $18.6M | 1.78% | −1,171−1.8% | Reduced |
| Madison Asset Management, LLC | 62,845 | $18.6M | 0.25% | −30,650−32.8% | Reduced |
| Associated Banc-Corp | 61,588 | $18.2M | 0.63% | −10,415−14.5% | Reduced |
| Nissay Asset Management Corp | 60,459 | $17.9M | 0.14% | +2,196+3.8% | Added |
| RiverFront Investment Group, LLC | 60,433 | $17.9M | 0.56% | +3,129+5.5% | Added |
| Blackhill Capital Inc | 60,000 | $17.7M | 1.42% | 00.0% | Unchanged |