Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2023
Institutional positions in Caterpillar Inc as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,583
- +211 vs. Q3 2023
- Shares held
- 354.5M
- −1.08M (−0.3%) vs. Q3 2023
- Total value
- $104.6B
- +$7.48B (+7.7%) vs. Q3 2023
- New holders
- 318
- 924 more added
- Sold out
- 107
- 955 more reduced
37 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Massmutual Trust Co FSB | 59,655 | $17.6M | 0.59% | −2,510−4.0% | Reduced |
| Sequoia Financial Advisors, LLC | 59,234 | $17.5M | 0.22% | +48,362+444.8% | Added |
| British Columbia Investment Management Corp | 58,728 | $17.4M | 0.14% | +11,871+25.3% | Added |
| Kovitz Investment Group Partners, LLC | 58,682 | $17.4M | 0.29% | −1,547−2.6% | Reduced |
| Gotham Asset Management, LLC | 58,642 | $17.3M | 0.32% | −24,217−29.2% | Reduced |
| Congress Asset Management Co | 57,695 | $17.1M | 0.13% | −680−1.2% | Reduced |
| Independent Advisor Alliance | 57,224 | $16.9M | 0.61% | −1,149−2.0% | Reduced |
| Richard C. Young & CO., LTD. | 57,058 | $16.9M | 2.26% | +1,537+2.8% | Added |
| LaFleur & Godfrey LLC | 56,842 | $16.8M | 2.51% | +3,912+7.4% | Added |
| TD Waterhouse Canada Inc. | 57,827 | $16.8M | 0.16% | +8,257+16.7% | Added |
| Wharton Business Group, LLC | 56,322 | $16.7M | 0.84% | +2,294+4.2% | Added |
| Cetera Advisors LLC | 55,930 | $16.5M | 0.23% | −2,769−4.7% | Reduced |
| KCM Investment Advisors LLC | 55,645 | $16.5M | 0.66% | −2,757−4.7% | Reduced |
| Walleye Trading LLC | 55,075 | $16.3M | 0.24% | +54,413+8,219.5% | Added |
| Intech Investment Management LLC | 54,953 | $16.2M | 0.24% | −24,078−30.5% | Reduced |
| PGGM Investments | 54,825 | $16.2M | 0.25% | −1,801−3.2% | Reduced |
| Moran Wealth Management, LLC | 54,649 | $16.2M | 0.57% | −1,421−2.5% | Reduced |
| Wealthfront Advisers LLC | 54,105 | $16.0M | 0.06% | +1,391+2.6% | Added |
| Dakota Wealth Management | 53,518 | $15.8M | 0.62% | +15,950+42.5% | Added |
| Birmingham Capital Management Co Inc | 53,420 | $15.8M | 6.25% | −1,715−3.1% | Reduced |
| Squarepoint Ops LLC | 53,030 | $15.7M | 0.06% | −171,146−76.3% | Reduced |
| Meiji Yasuda Asset Management Co Ltd. | 52,570 | $15.5M | 0.70% | +9,864+23.1% | Added |
| Charter Trust Co | 52,174 | $15.4M | 1.15% | +809+1.6% | Added |
| Whittier Trust Co | 52,094 | $15.4M | 0.25% | +82+0.2% | Added |
| Howe & Rusling Inc | 50,603 | $15.0M | 1.59% | −282−0.6% | Reduced |
| CWM Advisors, LLC | 49,788 | $14.7M | 1.62% | −1,244−2.4% | Reduced |
| Clear Harbor Asset Management, LLC | 49,397 | $14.6M | 1.40% | −953−1.9% | Reduced |
| B. Metzler seel. Sohn & Co. AG | 48,930 | $14.5M | 0.18% | −6,169−11.2% | Reduced |
| Greenwood Gearhart Inc | 48,319 | $14.3M | 1.52% | −6,186−11.3% | Reduced |
| CWM, LLC | 48,288 | $14.3M | 0.08% | +12,324+34.3% | Added |
| Congress Wealth Management LLC | 47,428 | $14.0M | 0.26% | +482+1.0% | Added |
| NBT Bank N A | 47,408 | $14.0M | 1.10% | +12,465+35.7% | Added |
| Aptus Capital Advisors, LLC | 47,362 | $14.0M | 0.41% | −2,347−4.7% | Reduced |
| Integrated Advisors Network LLC | 46,663 | $13.8M | 0.78% | −14,969−24.3% | Reduced |
| Sanibel Captiva Trust Company, Inc. | 46,544 | $13.8M | 0.51% | +46,544 | New |
| Kavar Capital Partners Group, LLC | 46,424 | $13.7M | 1.53% | +24,289+109.7% | Added |
| Bogart Wealth, LLC | 45,165 | $13.4M | 0.75% | −1,326−2.9% | Reduced |
| CIBC Private Wealth Group, LLC | 45,077 | $13.3M | 0.03% | +1,521+3.5% | Added |
| American Assets Investment Management, LLC | 45,000 | $13.3M | 1.37% | 00.0% | Unchanged |
| Elo Mutual Pension Insurance Co | 44,539 | $13.2M | 0.35% | +1,421+3.3% | Added |
| Community Bank of Raymore | 44,305 | $13.1M | 5.77% | −310−0.7% | Reduced |
| Teachers Retirement System of the State of Kentucky | 44,292 | $13.1M | 0.12% | −2,780−5.9% | Reduced |
| Quilter Plc | 44,026 | $13.1M | 0.44% | −500−1.1% | Reduced |
| Dana Investment Advisors, Inc. | 44,066 | $13.0M | 0.63% | −3,391−7.1% | Reduced |
| La Banque Postale Asset Management SA | 43,667 | $12.9M | 0.28% | −6,207−12.4% | Reduced |
| Central Trust Co | 43,641 | $12.9M | 0.34% | −1,327−3.0% | Reduced |
| Pacer Advisors, Inc. | 43,636 | $12.9M | 0.04% | +8,767+25.1% | Added |
| Allied Investment Advisors, LLC | 43,570 | $12.9M | 3.50% | −185−0.4% | Reduced |
| Ethic Inc. | 43,515 | $12.9M | 0.38% | +2,204+5.3% | Added |
| Fayez Sarofim & Co | 40,524 | $12.9M | 0.04% | −2,021−4.8% | Reduced |
| Lido Advisors, LLC | 43,375 | $12.8M | 0.13% | +5,351+14.1% | Added |
| Scotia Capital Inc. | 43,374 | $12.8M | 0.08% | −1,875−4.1% | Reduced |
| HighPoint Advisor Group LLC | 35,886 | $12.8M | 0.92% | +35,886 | New |
| Culbertson A N & Co Inc | 43,095 | $12.7M | 2.37% | −420−1.0% | Reduced |
| Savant Capital, LLC | 42,885 | $12.7M | 0.16% | +238+0.6% | Added |
| Rafferty Asset Management, LLC | 42,781 | $12.6M | 0.05% | +2,205+5.4% | Added |
| Davenport & Co LLC | 42,501 | $12.6M | 0.09% | +766+1.8% | Added |
| Atwater Malick LLC | 42,466 | $12.6M | 4.92% | +451+1.1% | Added |
| Atria Investments LLC | 42,430 | $12.5M | 0.19% | −1,131−2.6% | Reduced |
| Dodge & Cox | 42,379 | $12.5M | 0.01% | 00.0% | Unchanged |
| Gulf International Bank (UK) Ltd | 42,353 | $12.5M | 0.35% | −4,878−10.3% | Reduced |
| Degroof Petercam Asset Management | 42,300 | $12.5M | 0.16% | +42,300 | New |
| Clifford Swan Investment Counsel LLC | 42,273 | $12.5M | 0.49% | −721−1.7% | Reduced |
| Jefferies Financial Group Inc. | 42,200 | $12.5M | 0.20% | +16,531+64.4% | Added |
| Salem Investment Counselors Inc | 42,155 | $12.5M | 0.43% | −4,321−9.3% | Reduced |
| Wafra Inc. | 41,881 | $12.4M | 0.73% | −49,511−54.2% | Reduced |
| Eisler Capital (UK) Ltd. | 41,221 | $12.2M | 1.11% | −14,717−26.3% | Reduced |
| Jacobs & Co | 41,123 | $12.2M | 1.38% | −27−0.1% | Reduced |
| Stillwater Capital Advisors, LLC | 40,880 | $12.1M | 1.94% | +277+0.7% | Added |
| Kentucky Retirement Systems | 40,817 | $12.1M | 0.38% | −483−1.2% | Reduced |
| M&G Investment Management Ltd | 40,592 | $12.0M | 0.07% | −7,139−15.0% | Reduced |
| JustInvest LLC | 40,515 | $12.0M | 0.31% | +519+1.3% | Added |
| Dearborn Partners LLC | 40,477 | $12.0M | 0.44% | −10,399−20.4% | Reduced |
| Pittenger & Anderson Inc | 40,285 | $11.9M | 0.53% | 00.0% | Unchanged |
| Lee Danner & Bass Inc | 40,244 | $11.9M | 1.02% | −4,681−10.4% | Reduced |
| Noesis Capital Mangement Corp | 39,924 | $11.8M | 2.78% | +1,172+3.0% | Added |
| Oregon Public Employees Retirement Fund | 39,784 | $11.8M | 0.21% | +387+1.0% | Added |
| Maryland State Retirement & Pension System | 39,779 | $11.8M | 0.24% | 00.0% | Unchanged |
| Varma Mutual Pension Insurance Co | 39,496 | $11.7M | 0.13% | −56,296−58.8% | Reduced |
| Parsons Capital Management Inc | 39,237 | $11.6M | 0.83% | +2,143+5.8% | Added |
| Hantz Financial Services, Inc. | 39,231 | $11.6M | 0.25% | −3,032−7.2% | Reduced |
| Crossmark Global Holdings, Inc. | 39,070 | $11.6M | 0.24% | −8,197−17.3% | Reduced |
| Banco Bilbao Vizcaya Argentaria, S.A. | 38,945 | $11.5M | 0.14% | −5,293−12.0% | Reduced |
| LS Investment Advisors, LLC | 38,856 | $11.5M | 1.99% | −271−0.7% | Reduced |
| Stockman Wealth Management, Inc. | 38,766 | $11.5M | 2.29% | −29−0.1% | Reduced |
| Prio Wealth Limited Partnership | 38,749 | $11.5M | 0.39% | −190−0.5% | Reduced |
| Atria Wealth Solutions, Inc. | 38,715 | $11.4M | 0.14% | −767−1.9% | Reduced |
| National Asset Management, Inc. | 38,678 | $11.4M | 0.31% | −870−2.2% | Reduced |
| Capital Investment Advisors, LLC | 38,172 | $11.3M | 0.28% | −894−2.3% | Reduced |
| Advisory Services Network, LLC | 37,800 | $11.2M | 0.27% | −5,662−13.0% | Reduced |
| Simmons Bank | 37,687 | $11.1M | 0.91% | +1,196+3.3% | Added |
| Synovus Financial Corp | 37,444 | $11.1M | 0.16% | +395+1.1% | Added |
| Prospera Financial Services Inc | 37,200 | $11.0M | 0.36% | +2,411+6.9% | Added |
| Cullinan Associates Inc | 36,836 | $10.9M | 0.61% | −8,431−18.6% | Reduced |
| MainStreet Investment Advisors LLC | 36,100 | $10.7M | 1.21% | −1,333−3.6% | Reduced |
| Ellsworth Advisors, LLC | 35,904 | $10.6M | 3.36% | +14,424+67.2% | Added |
| Achmea Investment Management B.V. | 35,795 | $10.6M | 0.22% | −1,951−5.2% | Reduced |
| Whittier Trust Co of Nevada Inc | 35,709 | $10.6M | 0.34% | +66+0.2% | Added |
| Ziegler Capital Management, LLC | 35,211 | $10.4M | 0.47% | −2,351−6.3% | Reduced |
| HB Wealth Management, LLC | 35,082 | $10.4M | 0.15% | +532+1.5% | Added |