Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2023
Institutional positions in Caterpillar Inc as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,583
- +211 vs. Q3 2023
- Shares held
- 354.5M
- −1.08M (−0.3%) vs. Q3 2023
- Total value
- $104.6B
- +$7.48B (+7.7%) vs. Q3 2023
- New holders
- 318
- 924 more added
- Sold out
- 107
- 955 more reduced
37 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sandler Capital Management | 35,000 | $10.3M | 1.34% | +35,000 | New |
| Welch Group, LLC | 34,760 | $10.3M | 0.55% | −10.0% | Reduced |
| CSM Advisors, LLC | 34,699 | $10.3M | 0.74% | +34,699 | New |
| Meridian Wealth Management, LLC | 34,680 | $10.3M | 0.65% | −11,072−24.2% | Reduced |
| Lyell Wealth Management, LP | 34,465 | $10.2M | 1.16% | +1,271+3.8% | Added |
| Hartford Investment Management Co | 34,369 | $10.2M | 0.38% | −615−1.8% | Reduced |
| James Investment Research Inc | 34,153 | $10.1M | 1.27% | −1,639−4.6% | Reduced |
| Envestnet Portfolio Solutions, Inc. | 34,112 | $10.1M | 0.04% | +1,867+5.8% | Added |
| Groupama Asset Managment | 34,076 | $10.1M | 0.26% | +34,076 | New |
| Folger Nolan Fleming Douglas Capital Management, Inc | 34,070 | $10.1M | 1.10% | −780−2.2% | Reduced |
| Bokf, NA | 33,886 | $10.0M | 0.20% | +326+1.0% | Added |
| Quantinno Capital Management LP | 33,520 | $9.91M | 0.35% | +2,611+8.4% | Added |
| Cornerstone Advisors, LLC | 33,500 | $9.90M | 0.44% | −10,400−23.7% | Reduced |
| Verition Fund Management LLC | 33,407 | $9.88M | 0.10% | −304−0.9% | Reduced |
| Federation des caisses Desjardins du Quebec | 33,365 | $9.87M | 0.09% | −10,988−24.8% | Reduced |
| LMCG Investments, LLC | 33,233 | $9.83M | 0.61% | +653+2.0% | Added |
| Jamison Private Wealth Management, Inc. | 33,083 | $9.78M | 1.83% | −314−0.9% | Reduced |
| Kestra Private Wealth Services, LLC | 32,874 | $9.72M | 0.25% | +2,459+8.1% | Added |
| Securian Asset Management, Inc | 32,333 | $9.56M | 0.27% | −4,275−11.7% | Reduced |
| First National Trust Co | 32,139 | $9.50M | 0.42% | −4,072−11.2% | Reduced |
| Baader Bank INC | 32,106 | $9.49M | 0.81% | −9,067−22.0% | Reduced |
| Norinchukin Bank, The | 31,309 | $9.26M | 0.22% | −3,639−10.4% | Reduced |
| Avantax Advisory Services, Inc. | 31,221 | $9.23M | 0.09% | +3,474+12.5% | Added |
| Toroso Investments, LLC | 31,189 | $9.22M | 0.22% | +2,216+7.6% | Added |
| Tufton Capital Management | 31,007 | $9.17M | 1.92% | −1,325−4.1% | Reduced |
| Empowered Funds, LLC | 30,988 | $9.16M | 0.23% | +15,891+105.3% | Added |
| Brookstone Capital Management | 30,863 | $9.13M | 0.18% | +620+2.1% | Added |
| Louisiana State Employees Retirement System | 30,800 | $9.11M | 0.19% | −800−2.5% | Reduced |
| Adviser Investments LLC | 30,780 | $9.10M | 0.13% | +9,257+43.0% | Added |
| Shelter Mutual Insurance Co | 30,780 | $9.10M | 2.51% | −3,420−10.0% | Reduced |
| Steel Peak Wealth Management LLC | 30,752 | $9.09M | 0.53% | +16,725+119.2% | Added |
| First American Trust, FSB | 30,685 | $9.07M | 1.12% | +254+0.8% | Added |
| Philadelphia Trust Co | 30,293 | $8.96M | 0.84% | −729−2.3% | Reduced |
| Snowden Capital Advisors LLC | 30,140 | $8.91M | 0.34% | +403+1.4% | Added |
| Illinois Municipal Retirement Fund | 29,985 | $8.87M | 0.15% | 00.0% | Unchanged |
| AIA Group Ltd | 29,837 | $8.82M | 0.36% | +6,146+25.9% | Added |
| Focus Financial Network Inc | 29,676 | $8.77M | 0.33% | +29,676 | New |
| German American Bancorp, Inc. | 29,226 | $8.64M | 1.14% | +639+2.2% | Added |
| Texas Capital Bank Wealth Management Services Inc | 29,101 | $8.60M | 1.02% | −3,116−9.7% | Reduced |
| Paradiem, LLC | 29,061 | $8.59M | 2.39% | +7,666+35.8% | Added |
| Central Bank & Trust Co | 29,014 | $8.58M | 1.33% | +78+0.3% | Added |
| Oppenheimer Asset Management Inc. | 29,001 | $8.57M | 0.12% | −7,168−19.8% | Reduced |
| Ferguson Wellman Capital Management, Inc | 28,699 | $8.49M | 0.19% | +443+1.6% | Added |
| Exchange Traded Concepts, LLC | 28,660 | $8.47M | 0.23% | +3,905+15.8% | Added |
| Prime Capital Investment Advisors, LLC | 28,341 | $8.38M | 0.13% | +2,889+11.4% | Added |
| Eagle Global Advisors LLC | 28,270 | $8.36M | 0.51% | +927+3.4% | Added |
| Hodges Capital Management Inc. | 28,066 | $8.30M | 0.44% | +12,108+75.9% | Added |
| Kanawha Capital Management LLC | 27,934 | $8.26M | 0.76% | −1,548−5.3% | Reduced |
| Natixis | 27,870 | $8.24M | 0.06% | +27,647+12,397.8% | Added |
| Drexel Morgan & Co. | 27,746 | $8.20M | 1.90% | +10,000+56.4% | Added |
| United Capital Management of KS, Inc. | 27,693 | $8.19M | 2.48% | +1,301+4.9% | Added |
| Alps Advisors Inc | 27,489 | $8.13M | 0.06% | +105+0.4% | Added |
| Venture Visionary Partners LLC | 27,365 | $8.09M | 0.43% | +18,409+205.5% | Added |
| Financial Partners Group, LLC | 27,284 | $8.07M | 3.65% | +2,285+9.1% | Added |
| Dai-Ichi Life Insurance Company, Ltd | 27,278 | $8.06M | 0.17% | −9,703−26.2% | Reduced |
| Consolidated Planning Corp | 26,986 | $7.98M | 1.49% | +243+0.9% | Added |
| New Mexico Educational Retirement Board | 26,802 | $7.92M | 0.30% | 00.0% | Unchanged |
| Farmers & Merchants Investments Inc | 26,603 | $7.87M | 0.29% | −297−1.1% | Reduced |
| Integris Wealth Management, LLC | 26,498 | $7.83M | 2.32% | −1,401−5.0% | Reduced |
| Independent Wealth Network Inc. | 26,490 | $7.83M | 4.12% | +135+0.5% | Added |
| Claudia M.P. Batlle, CRP (R) LLC | 26,345 | $7.79M | 2.49% | −454−1.7% | Reduced |
| Banque Cantonale Vaudoise | 26,324 | $7.78M | 0.34% | −6,337−19.4% | Reduced |
| Addenda Capital Inc. | 26,308 | $7.78M | 0.30% | −27−0.1% | Reduced |
| Vestcor Inc | 26,092 | $7.71M | 0.26% | −119−0.5% | Reduced |
| Sigma Investment Counselors Inc | 25,991 | $7.68M | 0.54% | +100.0% | Added |
| Compagnie Lombard Odier SCmA | 25,758 | $7.62M | 0.14% | +9,645+59.9% | Added |
| Community Bank & Trust, Waco, Texas | 25,756 | $7.62M | 2.07% | +2,905+12.7% | Added |
| First Financial Bank - Trust Division | 25,552 | $7.55M | 0.77% | −277−1.1% | Reduced |
| Eagle Asset Management Inc | 25,455 | $7.53M | 0.04% | −1,902−7.0% | Reduced |
| Logan Capital Management Inc | 25,451 | $7.52M | 0.35% | −110.0% | Reduced |
| Signet Financial Management, LLC | 25,370 | $7.50M | 1.12% | −137−0.5% | Reduced |
| Capital Group Investment Management Pte. Ltd. | 25,339 | $7.49M | 0.79% | +257+1.0% | Added |
| Fusion Capital, LLC | 25,181 | $7.45M | 3.81% | +440+1.8% | Added |
| Hixon Zuercher, LLC | 25,147 | $7.44M | 3.45% | +1,085+4.5% | Added |
| Generali Powszechne Towarzystwo Emerytalne | 25,118 | $7.43M | 3.88% | 00.0% | Unchanged |
| Man Group plc | 25,094 | $7.42M | 0.02% | – | – |
| ClariVest Asset Management LLC | 25,084 | $7.42M | 0.41% | −4,307−14.7% | Reduced |
| Shelton Capital Management | 24,970 | $7.38M | 0.24% | −1,614−6.1% | Reduced |
| Welch & Forbes LLC | 24,774 | $7.32M | 0.11% | −511−2.0% | Reduced |
| Strategic Global Advisors, LLC | 24,696 | $7.30M | 1.67% | −17,291−41.2% | Reduced |
| Benjamin F. Edwards & Company, Inc. | 24,578 | $7.27M | 0.15% | +190+0.8% | Added |
| American National Bank | 24,533 | $7.25M | 1.14% | +671+2.8% | Added |
| ExodusPoint Capital Management, LP | 24,201 | $7.16M | 0.09% | −14,477−37.4% | Reduced |
| Raymond James Trust N.A. | 24,200 | $7.16M | 0.19% | +2,559+11.8% | Added |
| Silver Oak Securities, Inc | 24,185 | $7.15M | 0.96% | +1,419+6.2% | Added |
| Aull & Monroe Investment Management Corp | 24,151 | $7.14M | 3.52% | −83−0.3% | Reduced |
| Ilmarinen Mutual Pension Insurance Co | 24,000 | $7.10M | 0.10% | 00.0% | Unchanged |
| Uniplan Investment Counsel, Inc. | 23,795 | $7.06M | 0.52% | −2,029−7.9% | Reduced |
| Beacon Investment Advisory Services, Inc. | 23,676 | $7.00M | 0.32% | −198−0.8% | Reduced |
| Principle Wealth Partners LLC | 23,521 | $6.95M | 0.60% | −58−0.2% | Reduced |
| Sentry LLC | 23,490 | $6.95M | 1.48% | +30.0% | Added |
| Hartford Financial Management Inc. | 23,292 | $6.89M | 1.56% | −193−0.8% | Reduced |
| Spinnaker Trust | 23,210 | $6.86M | 0.47% | 00.0% | Unchanged |
| Cannell Peter B & Co Inc | 23,204 | $6.86M | 0.22% | −5,133−18.1% | Reduced |
| Perigon Wealth Management, LLC | 23,174 | $6.85M | 0.22% | −284−1.2% | Reduced |
| Sheaff Brock Investment Advisors, LLC | 23,002 | $6.80M | 0.61% | −287−1.2% | Reduced |
| Moors & Cabot, Inc. | 22,989 | $6.80M | 0.42% | +2,587+12.7% | Added |
| Narwhal Capital Management | 22,726 | $6.72M | 0.73% | −990−4.2% | Reduced |
| Dynamic Advisor Solutions LLC | 23,095 | $6.67M | 0.25% | +18,589+412.5% | Added |
| Brinker Capital Investments, LLC | 22,735 | $6.64M | 0.08% | +574+2.6% | Added |