Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2023
Institutional positions in Caterpillar Inc as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,583
- +211 vs. Q3 2023
- Shares held
- 354.5M
- −1.08M (−0.3%) vs. Q3 2023
- Total value
- $104.6B
- +$7.48B (+7.7%) vs. Q3 2023
- New holders
- 318
- 924 more added
- Sold out
- 107
- 955 more reduced
37 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Orion Portfolio Solutions, LLC | 22,735 | $6.64M | 0.08% | +574+2.6% | Added |
| Advisors Asset Management, Inc. | 22,335 | $6.60M | 0.13% | −80.0% | Reduced |
| McGuire Investment Group, LLC | 22,209 | $6.57M | 1.10% | +222+1.0% | Added |
| Biechele Royce Advisors | 22,052 | $6.52M | 2.13% | +37+0.2% | Added |
| City Holding Co | 22,042 | $6.52M | 1.05% | +682+3.2% | Added |
| Buckingham Strategic Wealth, LLC | 22,030 | $6.51M | 0.08% | −1,187−5.1% | Reduced |
| SlateStone Wealth, LLC | 21,933 | $6.49M | 0.84% | +1,662+8.2% | Added |
| Citizens National Bank Trust Department | 21,684 | $6.41M | 1.63% | −95−0.4% | Reduced |
| Apollon Wealth Management, LLC | 21,674 | $6.41M | 0.22% | +7,565+53.6% | Added |
| BKD Wealth Advisors, LLC | 21,670 | $6.41M | 0.18% | −631−2.8% | Reduced |
| Wolverine Trading, LLC | 21,658 | $6.40M | 0.05% | +16,203+297.0% | Added |
| Meiji Yasuda Life Insurance Co | 21,568 | $6.38M | 0.14% | +2,319+12.0% | Added |
| Boit C F David | 22,400 | $6.37M | 3.61% | +2,000+9.8% | Added |
| Northwest Investment Counselors, LLC | 21,463 | $6.35M | 1.70% | −758−3.4% | Reduced |
| Knights of Columbus Asset Advisors LLC | 21,424 | $6.33M | 0.41% | +193+0.9% | Added |
| Highland Capital Management, LLC | 21,401 | $6.33M | 0.39% | +2,130+11.1% | Added |
| Axxcess Wealth Management, LLC | 21,343 | $6.31M | 0.19% | +3,558+20.0% | Added |
| Employees Provident Fund Board | 21,311 | $6.30M | 0.12% | +311+1.5% | Added |
| Allworth Financial LP | 21,239 | $6.28M | 0.05% | +272+1.3% | Added |
| Nikko Asset Management Americas, Inc. | 21,218 | $6.28M | 0.06% | −4,700−18.1% | Reduced |
| Knuff & Co LLC | 21,157 | $6.26M | 2.28% | +150+0.7% | Added |
| GQG Partners LLC | 21,136 | $6.25M | 0.01% | +9,936+88.7% | Added |
| Churchill Management Corp | 20,997 | $6.21M | 0.10% | −472−2.2% | Reduced |
| Prudential PLC | 20,878 | $6.17M | 0.07% | +552+2.7% | Added |
| Metropolitan Life Insurance Co | 20,765 | $6.14M | 0.29% | −343−1.6% | Reduced |
| Twin Tree Management, LP | 20,624 | $6.10M | 0.11% | +4,660+29.2% | Added |
| Financial & Tax Architects, LLC | 20,580 | $6.08M | 1.80% | −246−1.2% | Reduced |
| Beach Investment Counsel Inc | 20,539 | $6.07M | 0.75% | +18,841+1,109.6% | Added |
| Searle & Co. | 20,423 | $6.04M | 1.65% | +101+0.5% | Added |
| Vident Advisory, LLC | 20,414 | $6.04M | 0.15% | +1,447+7.6% | Added |
| Tiaa Trust, National Association | 20,351 | $6.02M | 0.02% | −407−2.0% | Reduced |
| Valeo Financial Advisors, LLC | 20,330 | $6.01M | 0.24% | +574+2.9% | Added |
| Summitry LLC | 20,181 | $5.97M | 0.35% | +668+3.4% | Added |
| Mutual Advisors, LLC | 20,039 | $5.92M | 0.21% | +5,274+35.7% | Added |
| Anderson Hoagland & Co | 20,380 | $5.85M | 0.72% | −51−0.2% | Reduced |
| Caldwell Trust Co | 19,790 | $5.85M | 0.74% | −217−1.1% | Reduced |
| Ameritas Advisory Services, LLC | 18,694 | $5.81M | 0.32% | +632+3.5% | Added |
| Asset Dedication, LLC | 19,701 | $5.81M | 0.47% | −54−0.3% | Reduced |
| Northeast Investment Management | 19,636 | $5.81M | 0.31% | −261−1.3% | Reduced |
| Crestwood Advisors Group LLC | 19,634 | $5.81M | 0.14% | +1,367+7.5% | Added |
| Old National Bancorp | 19,602 | $5.80M | 0.15% | −2,222−10.2% | Reduced |
| Millennium Management LLC | 19,494 | $5.76M | 0.01% | −190,413−90.7% | Reduced |
| Sawtooth Solutions, LLC | 19,488 | $5.76M | 0.16% | +71+0.4% | Added |
| Family Legacy, Inc. | 19,391 | $5.73M | 2.19% | +70.0% | Added |
| Metis Global Partners, LLC | 19,119 | $5.65M | 0.23% | −2,035−9.6% | Reduced |
| Ieq Capital, LLC | 19,087 | $5.64M | 0.09% | −1,740−8.4% | Reduced |
| Retirement Group, LLC | 19,011 | $5.62M | 2.27% | +51+0.3% | Added |
| Kiley Juergens Wealth Management, LLC | 18,962 | $5.61M | 1.88% | +36+0.2% | Added |
| Investment Management Corp of Ontario | 18,907 | $5.59M | 0.14% | +11,955+172.0% | Added |
| Teamwork Financial Advisors, LLC | 18,767 | $5.55M | 0.95% | +18,767 | New |
| Columbia Asset Management | 18,759 | $5.55M | 1.13% | −204−1.1% | Reduced |
| Perfromance Wealth Partners, LLC | 18,696 | $5.53M | 0.24% | −1,482−7.3% | Reduced |
| Burney Co | 18,696 | $5.53M | 0.23% | −340−1.8% | Reduced |
| Kingswood Wealth Advisors, LLC | 18,645 | $5.51M | 0.63% | +4,293+29.9% | Added |
| Romano Brothers and Company | 18,578 | $5.49M | 0.82% | −563−2.9% | Reduced |
| iA Global Asset Management Inc. | 18,543 | $5.48M | 0.13% | +666+3.7% | Added |
| TownSquare Capital, LLC | 18,532 | $5.48M | 0.09% | −16,042−46.4% | Reduced |
| Bleakley Financial Group, LLC | 18,501 | $5.47M | 0.17% | +103+0.6% | Added |
| Reliant Investment Management, LLC | 18,460 | $5.46M | 2.78% | −120−0.6% | Reduced |
| Bridge Creek Capital Management LLC | 18,430 | $5.45M | 1.89% | −364−1.9% | Reduced |
| AustralianSuper Pty Ltd | 18,429 | $5.45M | 0.03% | −1,597−8.0% | Reduced |
| King Luther Capital Management Corp | 18,405 | $5.44M | 0.03% | −1,113−5.7% | Reduced |
| Neville Rodie & Shaw Inc | 18,385 | $5.44M | 0.44% | −501−2.7% | Reduced |
| Silvercrest Asset Management Group LLC | 18,352 | $5.43M | 0.04% | +938+5.4% | Added |
| Trinity Legacy Partners, LLC | 18,334 | $5.42M | 1.71% | −198−1.1% | Reduced |
| Global Retirement Partners, LLC | 18,867 | $5.42M | 0.23% | −1,588−7.8% | Reduced |
| Kerrisdale Advisers, LLC | 18,323 | $5.42M | 1.61% | 00.0% | Unchanged |
| KMG Fiduciary Partners, LLC | 18,314 | $5.41M | 0.63% | +30.0% | Added |
| Physicians Financial Services, Inc. | 18,295 | $5.41M | 2.05% | +100+0.5% | Added |
| Asahi Life Asset Management Co., Ltd. | 18,293 | $5.41M | 2.97% | −13,029−41.6% | Reduced |
| Empirical Finance, LLC | 18,281 | $5.41M | 0.38% | +40+0.2% | Added |
| Colonial Trust Advisors | 18,280 | $5.40M | 0.57% | −102−0.6% | Reduced |
| Kentucky Retirement Systems Insurance Trust Fund | 18,174 | $5.37M | 0.38% | −265−1.4% | Reduced |
| Aries Wealth Management | 18,128 | $5.36M | 1.91% | −500−2.7% | Reduced |
| Mizuho Markets Americas LLC | 18,124 | $5.36M | 0.16% | +6,063+50.3% | Added |
| Hallmark Capital Management Inc | 18,011 | $5.33M | 0.42% | −959−5.1% | Reduced |
| Ipswich Investment Management Co., Inc. | 18,006 | $5.32M | 1.35% | +77+0.4% | Added |
| Chartwell Investment Partners, LLC | 18,000 | $5.32M | 0.19% | −6,585−26.8% | Reduced |
| GAM Holding AG | 17,980 | $5.32M | 0.40% | +17,980 | New |
| Creekmur Asset Management LLC | 17,941 | $5.30M | 1.65% | +17,941 | New |
| Stamos Capital Partners, L.P. | 17,910 | $5.30M | 1.44% | −4,990−21.8% | Reduced |
| Granite Bay Wealth Management, LLC | 20,300 | $5.28M | 0.05% | −3,362−14.2% | Reduced |
| Wedbush Securities Inc | 17,807 | $5.26M | 0.23% | −1,761−9.0% | Reduced |
| Trifecta Capital Advisors, LLC | 17,757 | $5.25M | 1.45% | +898+5.3% | Added |
| Oak Harbor Wealth Partners, LLC | 17,727 | $5.24M | 1.76% | −38−0.2% | Reduced |
| Abbrea Capital, LLC | 17,722 | $5.24M | 0.75% | +565+3.3% | Added |
| Vinva Investment Management Ltd | 17,645 | $5.24M | 0.36% | +3,472+24.5% | Added |
| Gateway Advisory, LLC | 17,662 | $5.22M | 1.00% | −583−3.2% | Reduced |
| Credit Agricole S A | 17,658 | $5.22M | 0.11% | +2,481+16.3% | Added |
| Advocate Group LLC | 17,649 | $5.22M | 1.12% | −849−4.6% | Reduced |
| Mairs & Power Inc | 17,580 | $5.20M | 0.05% | 00.0% | Unchanged |
| Country Club Bank | 17,469 | $5.19M | 0.39% | −23−0.1% | Reduced |
| Community Bank, N.A. | 17,530 | $5.18M | 0.68% | −700−3.8% | Reduced |
| Resources Investment Advisors, LLC. | 17,492 | $5.17M | 0.09% | +9,492+118.7% | Added |
| Montgomery Investment Management Inc | 17,480 | $5.17M | 1.59% | −124−0.7% | Reduced |
| Pinnacle Financial Partners Inc | 17,467 | $5.16M | 0.12% | +1,077+6.6% | Added |
| Beese Fulmer Investment Management, Inc. | 17,439 | $5.16M | 0.53% | −320−1.8% | Reduced |
| B & T Capital Management DBA Alpha Capital Management | 17,356 | $5.13M | 1.06% | −154−0.9% | Reduced |
| Parcion Private Wealth LLC | 17,285 | $5.11M | 0.47% | +86+0.5% | Added |
| Marketfield Asset Management LLC | 17,182 | $5.08M | 4.12% | 00.0% | Unchanged |