Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2023
Institutional positions in Caterpillar Inc as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,583
- +211 vs. Q3 2023
- Shares held
- 354.5M
- −1.08M (−0.3%) vs. Q3 2023
- Total value
- $104.6B
- +$7.48B (+7.7%) vs. Q3 2023
- New holders
- 318
- 924 more added
- Sold out
- 107
- 955 more reduced
37 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Optiver Holding B.V. | 17,079 | $5.05M | 0.15% | +17,079 | New |
| Griffin Asset Management, Inc. | 17,076 | $5.05M | 0.64% | +219+1.3% | Added |
| Terry L. Blaker | 17,054 | $5.04M | 0.41% | +208+1.2% | Added |
| Foster & Motley Inc | 16,946 | $5.01M | 0.37% | +50+0.3% | Added |
| Altrius Capital Management Inc | 16,935 | $5.01M | 1.39% | −334−1.9% | Reduced |
| Ascent Wealth Partners, LLC | 16,874 | $4.99M | 0.81% | +264+1.6% | Added |
| Cary Street Partner Investment Advisory LLC | 16,839 | $4.98M | 0.24% | +1,466+9.5% | Added |
| Mathes Company, Inc. | 16,838 | $4.98M | 2.05% | −50.0% | Reduced |
| Consolidated Capital Management, LLC | 16,830 | $4.98M | 2.65% | −4,858−22.4% | Reduced |
| Smith Group Asset Management, LLC | 16,645 | $4.92M | 0.29% | +16,645 | New |
| Siemens Fonds Invest GmbH | 16,617 | $4.91M | 0.40% | +855+5.4% | Added |
| Twin Capital Management Inc | 16,585 | $4.90M | 0.64% | −302−1.8% | Reduced |
| Sandhill Capital Partners LLC | 16,577 | $4.90M | 0.41% | −1,678−9.2% | Reduced |
| Kinneret Advisory, LLC | 16,576 | $4.90M | 0.54% | −106−0.6% | Reduced |
| Williams Jones Wealth Management, LLC. | 16,563 | $4.90M | 0.07% | −660−3.8% | Reduced |
| Longbow Finance SA | 16,500 | $4.88M | 0.50% | +764+4.9% | Added |
| Concurrent Investment Advisors, LLC | 16,489 | $4.88M | 0.23% | +16,489 | New |
| Keeler Thomas Management LLC | 16,457 | $4.87M | 1.92% | +297+1.8% | Added |
| Pallas Capital Advisors LLC | 16,328 | $4.83M | 0.26% | +293+1.8% | Added |
| Studio Investment Management LLC | 16,153 | $4.78M | 1.22% | +2,973+22.6% | Added |
| Northwestern Mutual Investment Management Company, LLC | 16,148 | $4.77M | 0.12% | +46+0.3% | Added |
| Geneos Wealth Management Inc. | 16,140 | $4.77M | 0.24% | −715−4.2% | Reduced |
| Holderness Investments Co | 16,124 | $4.77M | 1.31% | +6,120+61.2% | Added |
| Financial Advocates Investment Management | 16,058 | $4.75M | 0.31% | −4,400−21.5% | Reduced |
| River & Mercantile Asset Management LLP | 16,000 | $4.73M | 0.90% | +16,000 | New |
| Bank of Hawaii | 15,996 | $4.73M | 0.25% | −5,116−24.2% | Reduced |
| Greenleaf Trust | 15,972 | $4.72M | 0.05% | −372−2.3% | Reduced |
| Resolute Wealth Strategies, LLC | 15,961 | $4.72M | 3.20% | −591−3.6% | Reduced |
| MAI Capital Management | 15,889 | $4.70M | 0.06% | +1,327+9.1% | Added |
| Turtle Creek Wealth Advisors, LLC | 15,866 | $4.69M | 1.38% | +15,866 | New |
| Great Valley Advisor Group, Inc. | 15,752 | $4.66M | 0.16% | −1,569−9.1% | Reduced |
| Monte Financial Group, LLC | 15,714 | $4.65M | 2.17% | −2,316−12.8% | Reduced |
| Monument Capital Management | 15,674 | $4.63M | 1.49% | −37−0.2% | Reduced |
| Roundview Capital LLC | 15,641 | $4.62M | 0.43% | +144+0.9% | Added |
| Goelzer Investment Management, Inc. | 15,602 | $4.61M | 0.30% | +492+3.3% | Added |
| Lake Street Advisors Group, LLC | 15,564 | $4.60M | 0.23% | −18−0.1% | Reduced |
| Arrow Financial Corp | 15,553 | $4.60M | 0.48% | −518−3.2% | Reduced |
| EagleClaw Capital Managment, LLC | 15,545 | $4.60M | 0.96% | −150−1.0% | Reduced |
| Canandaigua National Bank & Trust Co | 15,480 | $4.58M | 0.71% | −2,074−11.8% | Reduced |
| Edmond de Rothschild Holding S.A. | 15,455 | $4.57M | 0.08% | −878−5.4% | Reduced |
| Assenagon Asset Management S.A. | 15,454 | $4.57M | 0.01% | −115,435−88.2% | Reduced |
| Lincoln National Corp | 15,370 | $4.54M | 0.08% | +145+1.0% | Added |
| Sandy Spring Bank | 15,356 | $4.54M | 0.23% | +1,358+9.7% | Added |
| Ronald Blue Trust, Inc. | 16,572 | $4.52M | 0.07% | −54−0.3% | Reduced |
| Eukles Asset Management | 15,273 | $4.52M | 2.13% | +22+0.1% | Added |
| Koshinski Asset Management, Inc. | 15,268 | $4.51M | 0.69% | −5,513−26.5% | Reduced |
| Robbins Farley LLC | 15,223 | $4.50M | 2.83% | +205+1.4% | Added |
| TCI Wealth Advisors, Inc. | 15,187 | $4.49M | 0.48% | −168−1.1% | Reduced |
| Park Avenue Securities LLC | 15,140 | $4.48M | 0.06% | +757+5.3% | Added |
| Wells Trecaso Financial Group, LLC | 15,084 | $4.46M | 1.80% | +1,474+10.8% | Added |
| Richard Bernstein Advisors LLC | 15,070 | $4.46M | 0.10% | +9+0.1% | Added |
| Stratos Wealth Partners, LTD. | 15,010 | $4.44M | 0.08% | +1,265+9.2% | Added |
| RBF Capital, LLC | 15,000 | $4.44M | 0.28% | 00.0% | Unchanged |
| Kentucky Farm Bureau Mutual Insurance Co | 15,000 | $4.44M | 1.14% | 00.0% | Unchanged |
| Equitable Trust Co | 14,960 | $4.42M | 0.33% | −222−1.5% | Reduced |
| Tower View Investment Management & Research LLC | 14,951 | $4.42M | 2.74% | +817+5.8% | Added |
| Iowa State Bank | 14,943 | $4.42M | 1.06% | +338+2.3% | Added |
| Legacy CG, LLC | 14,814 | $4.38M | 1.66% | +14,814 | New |
| North Star Investment Management Corp. | 14,802 | $4.38M | 0.34% | +10+0.1% | Added |
| FRG Family Wealth Advisors LLC | 14,791 | $4.37M | 0.89% | −2,010−12.0% | Reduced |
| Castellan Group, LLC | 14,791 | $4.37M | 2.72% | +2,885+24.2% | Added |
| Argyle Capital Management Inc. | 14,767 | $4.37M | 1.81% | −2,573−14.8% | Reduced |
| Creative Financial Designs Inc | 14,722 | $4.35M | 0.44% | +143+1.0% | Added |
| Integrated Wealth Concepts LLC | 14,722 | $4.35M | 0.07% | −1,665−10.2% | Reduced |
| Capital Investment Counsel, LLC | 14,720 | $4.35M | 1.64% | +14,720 | New |
| Robertson Stephens Wealth Management, LLC | 14,707 | $4.35M | 0.27% | −177−1.2% | Reduced |
| MEMBERS Trust Co | 14,630 | $4.34M | 0.12% | −1,960−11.8% | Reduced |
| Malaga Cove Capital, LLC | 14,663 | $4.34M | 1.83% | −1,093−6.9% | Reduced |
| Guyasuta Investment Advisors Inc | 14,612 | $4.32M | 0.31% | −50−0.3% | Reduced |
| Webster Bank, N. A. | 14,563 | $4.31M | 0.53% | −76−0.5% | Reduced |
| Putnam Investments LLC | 14,436 | $4.27M | 0.01% | −19,602−57.6% | Reduced |
| Freestone Capital Holdings, LLC | 14,275 | $4.22M | 0.19% | +70+0.5% | Added |
| IronBridge Private Wealth, LLC | 14,252 | $4.21M | 2.05% | −189−1.3% | Reduced |
| Alberta Investment Management Corp | 14,200 | $4.20M | 0.04% | 00.0% | Unchanged |
| Transform Wealth, LLC | 14,139 | $4.18M | 0.41% | +133+0.9% | Added |
| Wright Investors Service Inc | 14,135 | $4.18M | 1.18% | +2,553+22.0% | Added |
| Equitable Holdings, Inc. | 14,119 | $4.17M | 0.05% | +3,041+27.5% | Added |
| DT Investment Partners, LLC | 13,696 | $4.17M | 0.45% | −699−4.9% | Reduced |
| Pflug Koory, LLC | 14,093 | $4.17M | 2.21% | +25+0.2% | Added |
| Clearbridge Investments, LLC | 13,965 | $4.13M | 0.00% | −242−1.7% | Reduced |
| Nomura Holdings Inc | 13,955 | $4.13M | 0.04% | +11,081+385.6% | Added |
| Leuthold Group, LLC | 13,888 | $4.11M | 0.51% | −10−0.1% | Reduced |
| Anchor Investment Management, LLC | 13,872 | $4.10M | 0.47% | +186+1.4% | Added |
| Chicago Capital, LLC | 13,767 | $4.07M | 0.15% | +9,732+241.2% | Added |
| Sigma Planning Corp | 13,647 | $4.03M | 0.32% | −17,509−56.2% | Reduced |
| Sowell Financial Services LLC | 13,524 | $4.00M | 0.22% | +208+1.6% | Added |
| Gilliland Jeter Wealth Management LLC | 13,474 | $3.98M | 1.65% | +13,474 | New |
| Veriti Management LLC | 13,455 | $3.98M | 0.36% | +1,930+16.7% | Added |
| Bailard, Inc. | 13,378 | $3.96M | 0.12% | −3,196−19.3% | Reduced |
| Wakefield Asset Management LLLP | 13,365 | $3.95M | 1.46% | +1,797+15.5% | Added |
| Wetherby Asset Management Inc | 13,364 | $3.95M | 0.21% | −349−2.5% | Reduced |
| Seascape Capital Management | 13,341 | $3.94M | 1.66% | +13,341 | New |
| Bridgeway Capital Management, LLC | 13,340 | $3.94M | 0.08% | 00.0% | Unchanged |
| Plimoth Trust Co LLC | 13,301 | $3.93M | 1.13% | −96−0.7% | Reduced |
| FJ Investments, LLC | 13,300 | $3.93M | 0.19% | +13,300 | New |
| U.S. Capital Wealth Advisors, LLC | 13,277 | $3.93M | 0.16% | −597−4.3% | Reduced |
| Spire Wealth Management | 13,721 | $3.91M | 0.13% | +1,068+8.4% | Added |
| NewSquare Capital LLC | 13,228 | $3.91M | 0.37% | +13,203+52,812.0% | Added |
| FourThought Financial Partners, LLC | 13,220 | $3.91M | 0.49% | +16+0.1% | Added |
| Ameritas Investment Partners, Inc. | 13,079 | $3.87M | 0.14% | −280−2.1% | Reduced |