Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2023
Institutional positions in Caterpillar Inc as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,583
- +211 vs. Q3 2023
- Shares held
- 354.5M
- −1.08M (−0.3%) vs. Q3 2023
- Total value
- $104.6B
- +$7.48B (+7.7%) vs. Q3 2023
- New holders
- 318
- 924 more added
- Sold out
- 107
- 955 more reduced
37 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Blue Edge Capital, LLC | 13,011 | $3.85M | 0.72% | −664−4.9% | Reduced |
| Principal Securities, Inc. | 12,958 | $3.83M | 0.14% | +12,958 | New |
| TCW Group Inc | 12,907 | $3.83M | 0.04% | +12,907 | New |
| Intact Investment Management Inc. | 12,940 | $3.83M | 0.15% | +2,100+19.4% | Added |
| Hayek Kallen Investment Management | 12,861 | $3.80M | 1.59% | −126−1.0% | Reduced |
| Viewpoint Capital Management LLC | 12,748 | $3.77M | 2.64% | −15−0.1% | Reduced |
| Liberty One Investment Management, LLC | 12,738 | $3.77M | 0.46% | +519+4.2% | Added |
| Stonebridge Capital Management Inc | 12,722 | $3.76M | 1.83% | −100−0.8% | Reduced |
| Sapient Capital LLC | 12,700 | $3.76M | 0.10% | +12,700 | New |
| NEOS Investment Management LLC | 12,683 | $3.75M | 0.36% | +1,598+14.4% | Added |
| First Citizens Bank & Trust Co | 12,615 | $3.73M | 0.07% | −882−6.5% | Reduced |
| Jackson Square Capital, LLC | 12,592 | $3.72M | 1.20% | −7,356−36.9% | Reduced |
| Azimuth Capital Investment Management LLC | 12,560 | $3.71M | 0.17% | −125−1.0% | Reduced |
| Ogorek Anthony Joseph | 12,560 | $3.71M | 1.35% | −18−0.1% | Reduced |
| Tritonpoint Wealth, LLC | 12,535 | $3.71M | 0.36% | +12,535 | New |
| Barbara Oil Co. | 12,500 | $3.70M | 1.66% | 00.0% | Unchanged |
| Thoroughbred Financial Services, LLC | 12,464 | $3.69M | 0.30% | +500+4.2% | Added |
| StoneX Group Inc. | 12,474 | $3.68M | 0.37% | +1,845+17.4% | Added |
| RSM US Wealth Management LLC | 12,390 | $3.66M | 0.10% | +1,924+18.4% | Added |
| Ledyard National Bank | 12,360 | $3.65M | 0.38% | +10,913+754.2% | Added |
| Montag A & Associates Inc | 12,275 | $3.63M | 0.20% | +939+8.3% | Added |
| Applied Capital LLC | 12,248 | $3.62M | 3.33% | −284−2.3% | Reduced |
| Kingsview Wealth Management, LLC | 12,185 | $3.60M | 0.11% | −1,483−10.9% | Reduced |
| Slow Capital, Inc. | 12,179 | $3.60M | 0.63% | −50.0% | Reduced |
| J.P. Marvel Investment Advisors, LLC | 12,169 | $3.60M | 0.71% | −155−1.3% | Reduced |
| Jacobi Capital Management LLC | 12,157 | $3.59M | 0.37% | +28+0.2% | Added |
| Geneva Partners, LLC | 12,150 | $3.59M | 1.99% | −8,126−40.1% | Reduced |
| Trust Co of Vermont | 12,130 | $3.59M | 0.24% | −2,015−14.2% | Reduced |
| Caldwell Sutter Capital, Inc. | 12,130 | $3.59M | 1.82% | +46+0.4% | Added |
| Vista Investment Partners LLC | 12,122 | $3.58M | 1.32% | +12,122 | New |
| Financial Advisory Service, Inc. | 12,104 | $3.58M | 0.34% | +770+6.8% | Added |
| Procyon Private Wealth Partners, LLC | 11,908 | $3.52M | 0.30% | +444+3.9% | Added |
| SeaCrest Wealth Management, LLC | 12,170 | $3.52M | 0.43% | −610−4.8% | Reduced |
| New Hampshire Trust | 11,888 | $3.51M | 0.85% | −56−0.5% | Reduced |
| Cullen/Frost Bankers, Inc. | 11,846 | $3.50M | 0.06% | −1,060−8.2% | Reduced |
| Whitener Capital Management, Inc. | 11,790 | $3.49M | 1.26% | +316+2.8% | Added |
| Wesbanco Bank Inc | 11,761 | $3.48M | 0.20% | −11,736−49.9% | Reduced |
| Leavell Investment Management, Inc. | 11,709 | $3.46M | 0.22% | −1,251−9.7% | Reduced |
| MV Capital Management, Inc. | 11,680 | $3.45M | 0.44% | +79+0.7% | Added |
| Public Sector Pension Investment Board | 11,640 | $3.44M | 0.03% | −43,005−78.7% | Reduced |
| BLB&B Advisors, LLC | 11,624 | $3.44M | 0.22% | −130−1.1% | Reduced |
| Coldstream Capital Management Inc | 11,604 | $3.43M | 0.10% | −162−1.4% | Reduced |
| Kames Capital plc | 11,592 | $3.43M | 0.05% | +11,592 | New |
| Tokio Marine Asset Management Co Ltd | 11,589 | $3.43M | 0.19% | +417+3.7% | Added |
| Atomi Financial Group, Inc. | 11,583 | $3.42M | 0.47% | +881+8.2% | Added |
| Occudo Quantitative Strategies LP | 11,574 | $3.42M | 0.46% | +11,574 | New |
| Global Wealth Management Investment Advisory, Inc. | 11,535 | $3.41M | 0.88% | +368+3.3% | Added |
| Signaturefd, LLC | 11,507 | $3.40M | 0.08% | +299+2.7% | Added |
| Nicholas Hoffman & Company, LLC. | 11,497 | $3.40M | 0.20% | +6+0.1% | Added |
| Spirit of America Management Corp | 11,490 | $3.40M | 0.75% | 00.0% | Unchanged |
| Money Concepts Capital Corp | 11,477 | $3.39M | 0.32% | −80−0.7% | Reduced |
| MWA Asset Management | 11,478 | $3.39M | 2.80% | +144+1.3% | Added |
| Profund Advisors LLC | 11,451 | $3.39M | 0.15% | +1,258+12.3% | Added |
| Essex Financial Services, Inc. | 11,441 | $3.38M | 0.35% | +278+2.5% | Added |
| Johnson Investment Counsel Inc | 11,408 | $3.37M | 0.04% | +279+2.5% | Added |
| Gluskin Sheff & Assoc Inc | 11,239 | $3.32M | 0.33% | −3,426−23.4% | Reduced |
| Gladstone Institutional Advisory LLC | 11,210 | $3.31M | 0.19% | +3,021+36.9% | Added |
| Heritage Trust Co | 11,208 | $3.31M | 0.47% | −31−0.3% | Reduced |
| Capital Investment Counsel, Inc | 11,135 | $3.29M | 0.58% | +350+3.2% | Added |
| Regency Capital Management Inc. | 11,106 | $3.28M | 2.21% | −769−6.5% | Reduced |
| Graphene Investments SAS | 11,100 | $3.28M | 2.13% | 00.0% | Unchanged |
| Modus Advisors, LLC | 11,060 | $3.27M | 1.33% | −107−1.0% | Reduced |
| Strategic Advisors LLC | 11,033 | $3.26M | 0.62% | +30.0% | Added |
| Gould Capital, LLC | 11,021 | $3.26M | 2.38% | +71+0.6% | Added |
| Graypoint LLC | 11,015 | $3.26M | 0.26% | −116−1.0% | Reduced |
| CPA Asset Management LLC | 11,009 | $3.26M | 1.98% | 00.0% | Unchanged |
| Summit Financial, LLC | 10,963 | $3.24M | 0.21% | +2,288+26.4% | Added |
| Asset Management Group, Inc. | 10,955 | $3.24M | 0.65% | +49+0.4% | Added |
| Gouws Capital LLC | 10,942 | $3.24M | 2.64% | +880+8.7% | Added |
| G&S Capital LLC | 10,922 | $3.23M | 1.53% | +5,308+94.5% | Added |
| Brown Brothers Harriman & Co | 10,875 | $3.22M | 0.03% | −214−1.9% | Reduced |
| Midland Wealth Advisors LLC | 10,827 | $3.20M | 0.22% | +10,827 | New |
| Boyd Watterson Asset Management LLC | 10,812 | $3.20M | 1.26% | −50.0% | Reduced |
| Ellis Investment Partners, LLC | 10,778 | $3.19M | 0.74% | +23+0.2% | Added |
| Altshuler Shaham Ltd | 10,756 | $3.18M | 0.18% | +1,508+16.3% | Added |
| Whalerock Point Partners, LLC | 10,742 | $3.18M | 0.98% | +170+1.6% | Added |
| Evercore Wealth Management, LLC | 10,726 | $3.17M | 0.05% | −10−0.1% | Reduced |
| IHT Wealth Management, LLC | 10,683 | $3.16M | 0.14% | +39+0.4% | Added |
| Trust Co of Toledo NA | 10,676 | $3.16M | 0.54% | +223+2.1% | Added |
| Private Trust Co NA | 10,665 | $3.15M | 0.37% | −164−1.5% | Reduced |
| Hennessy Advisors Inc | 10,600 | $3.13M | 0.16% | 00.0% | Unchanged |
| Traynor Capital Management, Inc. | 10,558 | $3.12M | 0.36% | +479+4.8% | Added |
| WR Wealth Planners, LLC | 10,539 | $3.12M | 1.16% | −94−0.9% | Reduced |
| Smith, Moore & Co. | 10,528 | $3.11M | 0.37% | −19−0.2% | Reduced |
| Cambridge Advisors Inc. | 10,515 | $3.11M | 0.78% | −80−0.8% | Reduced |
| Mitchell McLeod Pugh & Williams Inc | 10,480 | $3.10M | 0.82% | −84−0.8% | Reduced |
| Mystic Asset Management, Inc. | 10,478 | $3.10M | 1.48% | +140+1.4% | Added |
| Pinnacle Holdings, LLC | 10,461 | $3.09M | 1.27% | +24+0.2% | Added |
| Naples Global Advisors, LLC | 10,445 | $3.09M | 0.34% | +41+0.4% | Added |
| Wealthcare Advisory Partners LLC | 10,416 | $3.08M | 0.12% | +1,515+17.0% | Added |
| Monetary Management Group Inc | 10,392 | $3.07M | 0.96% | 00.0% | Unchanged |
| Kinloch Capital, LLC | 10,378 | $3.07M | 1.95% | −347−3.2% | Reduced |
| Donaldson Capital Management, LLC | 10,373 | $3.07M | 0.14% | −216−2.0% | Reduced |
| PFG Advisors | 10,338 | $3.06M | 0.25% | −124−1.2% | Reduced |
| Mission Creek Capital Partners, Inc. | 10,335 | $3.06M | 0.79% | −396−3.7% | Reduced |
| First Dallas Securities Inc. | 10,298 | $3.04M | 1.57% | +6,226+152.9% | Added |
| Sound View Wealth Advisors Group, LLC | 10,263 | $3.03M | 0.33% | +994+10.7% | Added |
| Oliver Luxxe Assets LLC | 10,245 | $3.03M | 0.71% | +170+1.7% | Added |
| Assetmark, Inc | 10,214 | $3.02M | 0.01% | −2,495−19.6% | Reduced |
| IPG Investment Advisors LLC | 10,207 | $3.02M | 0.60% | +6,193+154.3% | Added |