Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2023
Institutional positions in Caterpillar Inc as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,583
- +211 vs. Q3 2023
- Shares held
- 354.5M
- −1.08M (−0.3%) vs. Q3 2023
- Total value
- $104.6B
- +$7.48B (+7.7%) vs. Q3 2023
- New holders
- 318
- 924 more added
- Sold out
- 107
- 955 more reduced
37 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Beck Capital Management, LLC | 10,185 | $3.01M | 1.03% | −86−0.8% | Reduced |
| Truvestments Capital LLC | 10,166 | $3.01M | 1.36% | −463−4.4% | Reduced |
| OneAscent Financial Services LLC | 10,139 | $3.00M | 0.37% | +9,370+1,218.5% | Added |
| 1st Source Bank | 10,129 | $2.99M | 0.18% | −300−2.9% | Reduced |
| Ashton Thomas Private Wealth, LLC | 10,115 | $2.99M | 0.19% | −1,422−12.3% | Reduced |
| Americana Partners, LLC | 13,151 | $2.98M | 0.28% | −4,987−27.5% | Reduced |
| Adirondack Trust Co | 8,924 | $2.98M | 1.29% | −380−4.1% | Reduced |
| Schnieders Capital Management LLC | 10,009 | $2.96M | 0.65% | −1,500−13.0% | Reduced |
| Scopus Asset Management, L.P. | 10,000 | $2.96M | 0.13% | −18,700−65.2% | Reduced |
| Baldwin Investment Management, LLC | 9,993 | $2.95M | 0.46% | +10+0.1% | Added |
| Point72 Europe (London) LLP | 9,962 | $2.95M | 0.37% | +9,962 | New |
| AAFMAA Wealth Management & Trust LLC | 9,924 | $2.93M | 1.66% | +610+6.5% | Added |
| We Are One Seven, LLC | 9,907 | $2.93M | 0.17% | +552+5.9% | Added |
| Pinnacle Wealth Management, LLC | 9,898 | $2.93M | 3.35% | +9,898 | New |
| Cumberland Advisors Inc | 9,850 | $2.91M | 1.25% | 00.0% | Unchanged |
| CAPROCK Group, Inc. | 9,833 | $2.91M | 0.19% | −58−0.6% | Reduced |
| Hoylecohen, LLC | 9,833 | $2.91M | 0.24% | +155+1.6% | Added |
| Finer Wealth Management, Inc. | 9,775 | $2.89M | 2.15% | +46+0.5% | Added |
| Hudock, Inc. | 9,767 | $2.89M | 0.62% | +9+0.1% | Added |
| Legacy Financial Strategies, LLC | 9,764 | $2.89M | 0.82% | +28+0.3% | Added |
| Mill Capital Management, LLC | 9,737 | $2.88M | 0.26% | −129−1.3% | Reduced |
| McKinley Carter Wealth Services, Inc. | 9,625 | $2.85M | 0.21% | +153+1.6% | Added |
| Wellington Shields & Co., LLC | 9,608 | $2.84M | 1.05% | +8+0.1% | Added |
| Core Wealth Advisors, Inc. | 9,529 | $2.82M | 1.04% | −105−1.1% | Reduced |
| Argent Trust Co | 9,504 | $2.81M | 0.14% | +364+4.0% | Added |
| First National Bank & Trust Co of Newtown | 9,489 | $2.81M | 0.60% | −154−1.6% | Reduced |
| Palisade Asset Management, LLC | 9,472 | $2.80M | 0.31% | −48−0.5% | Reduced |
| Richelieu Gestion PLC | 9,450 | $2.79M | 2.50% | +2,534+36.6% | Added |
| World Equity Group, Inc. | 9,826 | $2.79M | 0.56% | +1,370+16.2% | Added |
| Buckley Wealth Management, LLC | 9,372 | $2.77M | 0.96% | 00.0% | Unchanged |
| Aire Advisors, LLC | 9,340 | $2.76M | 0.68% | −349−3.6% | Reduced |
| Ignite Planners, LLC | 9,427 | $2.76M | 0.82% | +306+3.4% | Added |
| Mather Group, LLC. | 9,288 | $2.75M | 0.04% | +1,120+13.7% | Added |
| RB Capital Management, LLC | 9,286 | $2.75M | 0.80% | +110+1.2% | Added |
| NorthRock Partners, LLC | 9,259 | $2.74M | 0.11% | +4,081+78.8% | Added |
| South Dakota Investment Council | 9,224 | $2.73M | 0.06% | 00.0% | Unchanged |
| Avitas Wealth Management LLC | 9,123 | $2.70M | 0.45% | +331+3.8% | Added |
| Ti-Trust, Inc | 9,097 | $2.69M | 2.37% | −150−1.6% | Reduced |
| Atlantic Union Bankshares Corp | 9,067 | $2.68M | 0.25% | −596−6.2% | Reduced |
| Loudon Investment Management, LLC | 9,043 | $2.67M | 1.65% | 00.0% | Unchanged |
| LMG Wealth Partners, LLC | 9,038 | $2.67M | 0.74% | +162+1.8% | Added |
| River Street Advisors LLC | 8,962 | $2.65M | 2.11% | −17−0.2% | Reduced |
| Berkshire Bank | 8,934 | $2.64M | 0.70% | −624−6.5% | Reduced |
| Park National Corp | 8,916 | $2.64M | 0.11% | −33−0.4% | Reduced |
| Boston Private Wealth LLC | 8,891 | $2.63M | 0.06% | −91−1.0% | Reduced |
| EP Wealth Advisors, LLC | 8,878 | $2.63M | 0.03% | +404+4.8% | Added |
| HBK Sorce Advisory LLC | 8,878 | $2.62M | 0.10% | +76+0.9% | Added |
| Occidental Asset Management, LLC | 8,874 | $2.62M | 0.54% | +1,175+15.3% | Added |
| Level Four Advisory Services, LLC | 8,874 | $2.62M | 0.15% | +913+11.5% | Added |
| Becker Capital Management Inc | 8,851 | $2.62M | 0.09% | −314−3.4% | Reduced |
| Hanson & Doremus Investment Management | 8,823 | $2.61M | 0.49% | −126−1.4% | Reduced |
| Capital Asset Advisory Services LLC | 8,814 | $2.61M | 0.16% | −903−9.3% | Reduced |
| Wade G W & Inc | 8,782 | $2.60M | 0.08% | +2,637+42.9% | Added |
| Arete Wealth Advisors, LLC | 8,747 | $2.59M | 0.20% | +2,269+35.0% | Added |
| Nilsine Partners, LLC | 8,724 | $2.58M | 0.40% | +101+1.2% | Added |
| Pure Financial Advisors, Inc. | 8,678 | $2.57M | 0.09% | +192+2.3% | Added |
| Smith, Salley & Associates | 8,672 | $2.56M | 0.17% | −1,084−11.1% | Reduced |
| Cornell Pochily Investment Advisors, Inc. | 8,647 | $2.56M | 1.06% | +373+4.5% | Added |
| Cullen Investment Group, Ltd. | 8,627 | $2.55M | 0.45% | +8,627 | New |
| Moneta Group Investment Advisors LLC | 8,614 | $2.55M | 0.05% | −321−3.6% | Reduced |
| Meeder Advisory Services, Inc. | 8,579 | $2.54M | 0.29% | −246−2.8% | Reduced |
| J.W. Cole Advisors, Inc. | 8,573 | $2.54M | 0.15% | +958+12.6% | Added |
| Douglass Winthrop Advisors, LLC | 8,570 | $2.53M | 0.06% | 00.0% | Unchanged |
| Slagle Financial, LLC | 17,010 | $2.53M | 1.45% | +8,319+95.7% | Added |
| Murphy, Middleton, Hinkle & Parker, Inc. | 8,527 | $2.52M | 1.56% | −27−0.3% | Reduced |
| Investors Asset Management of Georgia Inc | 8,493 | $2.50M | 1.27% | +675+8.6% | Added |
| HRT Financial LP | 8,453 | $2.50M | 0.02% | −2,798−24.9% | Reduced |
| Boltwood Capital Management | 8,428 | $2.49M | 0.83% | +42+0.5% | Added |
| Cornercap Investment Counsel Inc | 8,423 | $2.49M | 0.41% | +352+4.4% | Added |
| Global Trust Asset Management, LLC | 8,409 | $2.49M | 1.09% | +52+0.6% | Added |
| Symmetry Investments LP | 8,400 | $2.48M | 0.45% | +8,400 | New |
| Radnor Capital Management, LLC | 8,352 | $2.47M | 0.46% | −310−3.6% | Reduced |
| Rothschild Investment LLC | 8,347 | $2.47M | 0.21% | +8,347 | New |
| Court Place Advisors, LLC | 8,339 | $2.47M | 0.81% | −10−0.1% | Reduced |
| Sumitomo Life Insurance Co | 8,325 | $2.46M | 0.08% | −431−4.9% | Reduced |
| FLC Capital Advisors | 8,287 | $2.45M | 0.66% | −439−5.0% | Reduced |
| First Horizon Advisors, Inc. | 8,270 | $2.45M | 0.08% | +86+1.1% | Added |
| Chapin Davis, Inc. | 8,255 | $2.44M | 1.03% | +29+0.4% | Added |
| Greater Midwest Financial Group, LLC | 8,218 | $2.43M | 1.65% | +8,218 | New |
| Westpac Banking Corp | 8,215 | $2.43M | 0.20% | +563+7.4% | Added |
| Old Port Advisors | 8,212 | $2.43M | 0.81% | −181−2.2% | Reduced |
| Vise Technologies, Inc. | 8,209 | $2.43M | 0.52% | +1,992+32.0% | Added |
| Oxbow Advisors, LLC | 8,206 | $2.43M | 0.37% | −94−1.1% | Reduced |
| Citizens Financial Group Inc | 8,199 | $2.42M | 0.08% | +2,500+43.9% | Added |
| TKG Advisors, LLC | 8,185 | $2.42M | 1.44% | +4,309+111.2% | Added |
| United Community Bank | 8,184 | $2.42M | 1.02% | +459+5.9% | Added |
| Argent Advisors, Inc. | 8,127 | $2.40M | 1.05% | −36−0.4% | Reduced |
| MB, Levis & Associates, LLC | 8,100 | $2.39M | 1.37% | +21+0.3% | Added |
| JPL Wealth Management, LLC | 8,093 | $2.39M | 1.72% | +8,093 | New |
| Bowen Hanes & Co Inc | 8,059 | $2.38M | 0.07% | −20−0.2% | Reduced |
| Brevan Howard Capital Management LP | 8,043 | $2.38M | 0.24% | +8,043 | New |
| Fruth Investment Management | 8,033 | $2.38M | 0.67% | 00.0% | Unchanged |
| Cohen Klingenstein LLC | 8,000 | $2.37M | 0.10% | 00.0% | Unchanged |
| Cynosure Management, LLC | 7,981 | $2.36M | 0.42% | +30.0% | Added |
| MidWestOne Financial Group, Inc. | 7,958 | $2.35M | 0.45% | −25−0.3% | Reduced |
| Mirabaud & Cie SA | 7,893 | $2.33M | 0.78% | +7,893 | New |
| Lowe Brockenbrough & Co Inc | 7,870 | $2.33M | 0.18% | −1,565−16.6% | Reduced |
| Howland Capital Management LLC | 7,830 | $2.32M | 0.12% | −4−0.1% | Reduced |
| Gifford Fong Associates | 7,800 | $2.31M | 0.49% | 00.0% | Unchanged |
| Oarsman Capital, Inc. | 7,765 | $2.30M | 0.61% | +237+3.1% | Added |