Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2023
Institutional positions in Caterpillar Inc as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,583
- +211 vs. Q3 2023
- Shares held
- 354.5M
- −1.08M (−0.3%) vs. Q3 2023
- Total value
- $104.6B
- +$7.48B (+7.7%) vs. Q3 2023
- New holders
- 318
- 924 more added
- Sold out
- 107
- 955 more reduced
37 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Field & Main Bank | 7,758 | $2.29M | 0.97% | −31−0.4% | Reduced |
| Daymark Wealth Partners, LLC | 127,341 | $2.29M | 0.14% | −331−0.3% | Reduced |
| Mesirow Financial Investment Management, Inc. | 95,753 | $2.29M | 0.08% | +95,753 | New |
| Trust Investment Advisors | 7,735 | $2.29M | 1.78% | +12+0.2% | Added |
| Independent Financial Group, LLC | 7,728 | $2.28M | 0.12% | +1,150+17.5% | Added |
| Dorsey & Whitney Trust CO LLC | 7,709 | $2.28M | 0.17% | +131+1.7% | Added |
| Acadian Asset Management LLC | 7,710 | $2.28M | 0.01% | −29,330−79.2% | Reduced |
| Diversified Trust Co | 7,681 | $2.27M | 0.08% | −1,734−18.4% | Reduced |
| JBR Co Financial Management Inc | 7,622 | $2.25M | 2.12% | +7,622 | New |
| Secured Retirement Advisors, LLC | 7,609 | $2.25M | 2.16% | +7,609 | New |
| Exchange Bank | 7,578 | $2.24M | 1.94% | −49−0.6% | Reduced |
| Stone Point Wealth LLC | 7,561 | $2.24M | 0.86% | −70−0.9% | Reduced |
| Penobscot Investment Management Company, Inc. | 7,555 | $2.23M | 0.26% | +1,200+18.9% | Added |
| Verdence Capital Advisors LLC | 7,553 | $2.23M | 0.22% | −154−2.0% | Reduced |
| D. Scott Neal, Inc. | 7,549 | $2.23M | 1.99% | 00.0% | Unchanged |
| Columbia Trust Co 01012016 | 7,542 | $2.23M | 1.01% | +283+3.9% | Added |
| Ritholtz Wealth Management | 7,536 | $2.23M | 0.09% | +139+1.9% | Added |
| Atlas Brown,Inc. | 7,529 | $2.23M | 0.92% | −35−0.5% | Reduced |
| Colony Group, LLC | 7,478 | $2.21M | 0.03% | +7,478 | New |
| Stoneridge Investment Partners LLC | 7,476 | $2.21M | 0.93% | −13−0.2% | Reduced |
| Westwood Holdings Group Inc. | 7,445 | $2.20M | 0.02% | 00.0% | Unchanged |
| Papp L Roy & Associates | 7,432 | $2.20M | 0.27% | 00.0% | Unchanged |
| Cambridge Trust Co | 7,428 | $2.20M | 0.09% | +30.0% | Added |
| Truepoint, Inc. | 7,420 | $2.19M | 0.06% | −632−7.8% | Reduced |
| Focused Wealth Management, Inc | 7,412 | $2.19M | 0.36% | +10.0% | Added |
| Sargent Investment Group, LLC | 7,394 | $2.19M | 0.48% | +923+14.3% | Added |
| Qtron Investments LLC | 7,371 | $2.18M | 0.36% | −260−3.4% | Reduced |
| Marshall Wace, LLP | 7,292 | $2.16M | 0.00% | +3,993+121.0% | Added |
| AXS Investments LLC | 7,264 | $2.15M | 0.52% | +835+13.0% | Added |
| Fort Point Capital Partners LLC | 7,237 | $2.14M | 0.33% | +359+5.2% | Added |
| BCM Advisors, LLC | 7,000 | $2.13M | 0.56% | 00.0% | Unchanged |
| Valley Brook Capital Group | 7,200 | $2.13M | 1.85% | −135−1.8% | Reduced |
| Triangle Securities Wealth Management | 7,192 | $2.13M | 0.66% | −22−0.3% | Reduced |
| Two Sigma Securities, LLC | 7,175 | $2.12M | 0.10% | +4,222+143.0% | Added |
| Legacy Bridge, LLC | 7,130 | $2.11M | 1.37% | 00.0% | Unchanged |
| Cross Staff Investments Inc | 7,104 | $2.10M | 1.86% | −59−0.8% | Reduced |
| BNC Wealth Management, LLC | 7,103 | $2.10M | 0.99% | +5,533+352.4% | Added |
| Ramirez Asset Management, Inc. | 7,078 | $2.09M | 0.42% | +450+6.8% | Added |
| Rockland Trust Co | 7,072 | $2.09M | 0.11% | +22+0.3% | Added |
| Gables Capital Management Inc. | 7,070 | $2.09M | 1.30% | 00.0% | Unchanged |
| Little House Capital LLC | 7,068 | $2.09M | 0.76% | +851+13.7% | Added |
| Garrett Investment Advisors LLC | 7,052 | $2.09M | 0.29% | −109−1.5% | Reduced |
| Cascade Investment Advisors, Inc. | 7,010 | $2.07M | 1.48% | −45−0.6% | Reduced |
| Franklin Street Advisors Inc | 7,005 | $2.07M | 0.17% | 00.0% | Unchanged |
| Wilson & Boucher Capital Management, LLC | 6,981 | $2.06M | 1.74% | 00.0% | Unchanged |
| Quest Investment Management LLC | 6,968 | $2.06M | 0.26% | −225−3.1% | Reduced |
| Weatherly Asset Management L. P. | 6,968 | $2.06M | 0.22% | −75−1.1% | Reduced |
| Horizon Kinetics Asset Management LLC | 6,959 | $2.06M | 0.04% | −40−0.6% | Reduced |
| AMG National Trust Bank | 6,958 | $2.06M | 0.06% | +28+0.4% | Added |
| Wintrust Investments LLC | 6,959 | $2.06M | 0.20% | +206+3.1% | Added |
| Resources Management Corp | 6,894 | $2.04M | 0.30% | +1,004+17.0% | Added |
| LGT Group Foundation | 6,850 | $2.03M | 0.04% | +1,000+17.1% | Added |
| XML Financial, LLC | 6,858 | $2.03M | 0.21% | +53+0.8% | Added |
| Staley Capital Advisers Inc | 6,814 | $2.01M | 0.10% | 00.0% | Unchanged |
| Hilton Capital Management, LLC | 6,783 | $2.01M | 0.21% | 00.0% | Unchanged |
| Trueblood Wealth Management, LLC | 6,765 | $2.00M | 1.25% | +6,765 | New |
| Retirement Planning Co of New England, Inc. | 6,743 | $1.99M | 0.90% | +324+5.0% | Added |
| Arbor Trust Wealth Advisors, LLC | 6,743 | $1.99M | 1.19% | −272−3.9% | Reduced |
| AlTi Global, Inc. | 6,736 | $1.99M | 0.06% | +6,736 | New |
| NBC Securities, Inc. | 6,735 | $1.99M | 0.20% | +12+0.2% | Added |
| Quadrant Capital Group LLC | 6,722 | $1.99M | 0.17% | +1,914+39.8% | Added |
| Avantax Planning Partners, Inc. | 6,718 | $1.99M | 0.08% | −100−1.5% | Reduced |
| Tyche Wealth Partners LLC | 6,712 | $1.98M | 0.48% | +6,712 | New |
| Oak Asset Management, LLC | 6,705 | $1.98M | 0.79% | −101−1.5% | Reduced |
| Csenge Advisory Group | 6,703 | $1.98M | 0.12% | +360+5.7% | Added |
| Ar Asset Management Inc | 6,700 | $1.98M | 0.52% | 00.0% | Unchanged |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 6,695 | $1.98M | 0.07% | −951−12.4% | Reduced |
| Nemes Rush Group LLC | 6,688 | $1.98M | 0.32% | −152−2.2% | Reduced |
| St Germain D J Co Inc | 6,682 | $1.98M | 0.10% | +54+0.8% | Added |
| Greenfield Savings Bank | 6,667 | $1.97M | 1.14% | −10−0.1% | Reduced |
| CoreCap Advisors, LLC | 6,649 | $1.97M | 0.13% | +2,618+64.9% | Added |
| Imprint Wealth LLC | 6,636 | $1.96M | 1.58% | −54−0.8% | Reduced |
| Western Wealth Management, LLC | 6,626 | $1.96M | 0.14% | −184−2.7% | Reduced |
| Temasek Holdings (Private) Ltd | 6,615 | $1.96M | 0.01% | +6,615 | New |
| Warren Averett Asset Management, LLC | 6,606 | $1.95M | 0.07% | −1,313−16.6% | Reduced |
| Two Sigma Investments, LP | 6,600 | $1.95M | 0.00% | −53,059−88.9% | Reduced |
| Argus Investors' Counsel, Inc. | 6,600 | $1.95M | 1.25% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 6,595 | $1.95M | 0.06% | −406−5.8% | Reduced |
| Zhang Financial LLC | 6,593 | $1.95M | 0.17% | +456+7.4% | Added |
| Concord Wealth Partners | 6,587 | $1.95M | 0.39% | +905+15.9% | Added |
| Orleans Capital Management Corp | 6,585 | $1.95M | 1.31% | +340+5.4% | Added |
| Modera Wealth Management, LLC | 6,556 | $1.94M | 0.03% | −470−6.7% | Reduced |
| L2 Asset Management, LLC | 6,533 | $1.93M | 0.79% | +6,210+1,922.6% | Added |
| Affinity Investment Advisors, LLC | 6,514 | $1.93M | 1.31% | +519+8.7% | Added |
| Inspire Advisors, LLC | 6,508 | $1.92M | 0.29% | +210+3.3% | Added |
| Cozad Asset Management Inc | 6,506 | $1.92M | 0.22% | +579+9.8% | Added |
| Weaver Capital Management LLC | 6,471 | $1.91M | 0.77% | +6,471 | New |
| RFG Advisory, LLC | 6,452 | $1.91M | 0.07% | −197−3.0% | Reduced |
| Foundations Investment Advisors, LLC | 6,158 | $1.89M | 0.05% | +66+1.1% | Added |
| WealthPLAN Partners, LLC | 6,404 | $1.89M | 0.19% | +27+0.4% | Added |
| Insigneo Advisory Services, LLC | 6,402 | $1.89M | 0.27% | +2,148+50.5% | Added |
| Rollins Financial Advisors, LLC | 6,395 | $1.89M | 0.39% | +6,395 | New |
| Eads & Heald Wealth Management | 6,372 | $1.88M | 0.91% | +76+1.2% | Added |
| Harbour Investments, Inc. | 6,359 | $1.88M | 0.08% | +469+8.0% | Added |
| Thompson Siegel & Walmsley LLC | 6,337 | $1.87M | 0.03% | −34−0.5% | Reduced |
| V-Square Quantitative Management LLC | 6,323 | $1.87M | 0.45% | +2,280+56.4% | Added |
| Charles Schwab Trust Co | 6,277 | $1.86M | 0.18% | 00.0% | Unchanged |
| Compton Wealth Advisory Group, LLC | 6,274 | $1.86M | 0.58% | +4,889+353.0% | Added |
| Forum Financial Management, LP | 6,260 | $1.85M | 0.03% | −328−5.0% | Reduced |
| Strategic Investment Advisors | 6,253 | $1.85M | 0.27% | −2,134−25.4% | Reduced |