Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2023
Institutional positions in Caterpillar Inc as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,582
- +211 vs. Q3 2023
- Shares held
- 354.5M
- −1.08M (−0.3%) vs. Q3 2023
- Total value
- $104.6B
- +$7.48B (+7.7%) vs. Q3 2023
- New holders
- 318
- 923 more added
- Sold out
- 107
- 955 more reduced
37 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Massachusetts Wealth Management | 6,227 | $1.84M | 1.49% | +276+4.6% | Added |
| Watershed Private Wealth LLC | 6,215 | $1.84M | 1.02% | 00.0% | Unchanged |
| Coastline Trust Co | 6,210 | $1.84M | 0.24% | −90−1.4% | Reduced |
| Symmetry Partners, LLC | 6,183 | $1.84M | 0.10% | −815−11.6% | Reduced |
| Osborne Partners Capital Management, LLC | 6,197 | $1.83M | 0.12% | −150−2.4% | Reduced |
| Good Life Advisors, LLC | 6,166 | $1.82M | 0.18% | +238+4.0% | Added |
| Checchi Capital Advisers, LLC | 6,137 | $1.81M | 0.15% | +172+2.9% | Added |
| Modern Wealth Management, LLC | 6,122 | $1.81M | 0.23% | +6,122 | New |
| Intellectus Partners, LLC | 6,115 | $1.81M | 0.52% | −244−3.8% | Reduced |
| Haverford Trust Co | 6,108 | $1.81M | 0.02% | −100−1.6% | Reduced |
| Bragg Financial Advisors, Inc | 6,093 | $1.80M | 0.09% | −366−5.7% | Reduced |
| Fifth Third Wealth Advisors LLC | 6,090 | $1.80M | 0.58% | +486+8.7% | Added |
| Choate Investment Advisors | 6,071 | $1.80M | 0.06% | +316+5.5% | Added |
| Essex Savings Bank | 6,052 | $1.79M | 0.52% | +281+4.9% | Added |
| Lifeworks Advisors, LLC | 6,014 | $1.78M | 0.61% | +127+2.2% | Added |
| Naviter Wealth, LLC | 6,011 | $1.78M | 0.36% | +937+18.5% | Added |
| Crown Oak Advisors, LLC | 6,000 | $1.77M | 1.04% | +6,000 | New |
| Bridgewater Associates, LP | 5,997 | $1.77M | 0.01% | +5,997 | New |
| Stonegate Investment Group, LLC | 5,988 | $1.77M | 0.06% | +6+0.1% | Added |
| Keudell/Morrison Wealth Management | 5,987 | $1.77M | 0.58% | 00.0% | Unchanged |
| Pine Valley Investments Ltd Liability Co | 5,976 | $1.77M | 0.15% | −861−12.6% | Reduced |
| First National Bank Sioux Falls | 5,970 | $1.77M | 0.90% | 00.0% | Unchanged |
| Strategic Planning Group, LLC | 5,910 | $1.75M | 0.58% | +5,910 | New |
| Arkadios Wealth Advisors | 5,885 | $1.74M | 0.15% | −160−2.6% | Reduced |
| Washington Trust Bank | 5,879 | $1.74M | 0.15% | −88−1.5% | Reduced |
| Benedict Financial Advisors Inc | 5,837 | $1.73M | 0.47% | −196−3.2% | Reduced |
| Ballentine Partners, LLC | 5,813 | $1.72M | 0.04% | +27+0.5% | Added |
| Spreng Capital Management, Inc. | 5,803 | $1.72M | 1.07% | −349−5.7% | Reduced |
| Convergence Investment Partners, LLC | 5,797 | $1.71M | 0.90% | −843−12.7% | Reduced |
| Jaffetilchin Investment Partners, LLC | 5,791 | $1.71M | 0.17% | −196−3.3% | Reduced |
| Wedmont Private Capital | 5,834 | $1.70M | 0.14% | +1,316+29.1% | Added |
| River Wealth Advisors LLC | 5,757 | $1.70M | 0.27% | −284−4.7% | Reduced |
| SevenBridge Financial Group, LLC | 5,755 | $1.70M | 0.40% | +99+1.8% | Added |
| Cottage Street Advisors LLC | 5,717 | $1.69M | 1.14% | +205+3.7% | Added |
| Worldquant Millennium Advisors LLC | 5,702 | $1.69M | 0.02% | −52,244−90.2% | Reduced |
| Mattern Wealth Management LLC | 5,699 | $1.69M | 0.43% | −161−2.7% | Reduced |
| WBH Advisory Inc | 5,688 | $1.68M | 0.19% | −153−2.6% | Reduced |
| CFM Wealth Partners LLC | 5,688 | $1.68M | 0.38% | 00.0% | Unchanged |
| Duality Advisers, LP | 5,674 | $1.68M | 0.18% | +5,674 | New |
| IFP Advisors, Inc | 5,666 | $1.67M | 0.08% | −94−1.6% | Reduced |
| Beaton Management Co. Inc. | 5,653 | $1.67M | 1.00% | 00.0% | Unchanged |
| Exencial Wealth Advisors, LLC | 5,645 | $1.67M | 0.07% | +699+14.1% | Added |
| Symphony Financial, Ltd. Co. | 5,776 | $1.67M | 0.36% | +1,780+44.5% | Added |
| Duff & Phelps Investment Management Co | 5,640 | $1.67M | 0.02% | 00.0% | Unchanged |
| Legacy Advisors, LLC | 5,637 | $1.67M | 0.22% | +815+16.9% | Added |
| Investment House LLC | 5,623 | $1.66M | 0.12% | 00.0% | Unchanged |
| Advisors Management Group Inc | 5,614 | $1.66M | 0.45% | +442+8.5% | Added |
| Brighton Jones LLC | 5,610 | $1.66M | 0.07% | +1,387+32.8% | Added |
| Shepherd Financial Partners LLC | 5,576 | $1.65M | 0.23% | −23−0.4% | Reduced |
| Allen Wealth Management, LLC | 5,558 | $1.64M | 1.61% | +5,558 | New |
| Lindbrook Capital, LLC | 5,540 | $1.64M | 0.16% | −124−2.2% | Reduced |
| Pacific Wealth Strategies Group, Inc. | 5,535 | $1.64M | 1.56% | −382−6.5% | Reduced |
| Prosperity Consulting Group, LLC | 5,509 | $1.63M | 0.55% | +215+4.1% | Added |
| Connecticut Wealth Management, LLC | 5,502 | $1.63M | 0.09% | +4,062+282.1% | Added |
| Indiana Trust & Investment Management CO | 5,501 | $1.63M | 0.73% | +224+4.2% | Added |
| True North Advisors, LLC | 5,497 | $1.63M | 0.42% | +10.0% | Added |
| RMB Capital Management, LLC | 5,495 | $1.62M | 0.05% | +20+0.4% | Added |
| Syon Capital LLC | 5,488 | $1.62M | 0.17% | +1,529+38.6% | Added |
| Avidian Wealth Solutions, LLC | 5,470 | $1.62M | 0.10% | −547−9.1% | Reduced |
| CWA Asset Management Group, LLC | 5,461 | $1.61M | 0.11% | +1,154+26.8% | Added |
| Schechter Investment Advisors, LLC | 5,455 | $1.61M | 0.14% | +132+2.5% | Added |
| Alaethes Wealth LLC | 5,453 | $1.61M | 0.76% | +86+1.6% | Added |
| Cigna Investments Inc | 5,452 | $1.61M | 0.33% | −70−1.3% | Reduced |
| HM Payson & Co | 5,383 | $1.59M | 0.03% | −9−0.2% | Reduced |
| Sequent Asset Management, LLC | 5,375 | $1.59M | 0.92% | 00.0% | Unchanged |
| Princeton Capital Management LLC | 5,363 | $1.59M | 0.64% | −285−5.0% | Reduced |
| Proequities, Inc. | 5,362 | $1.59M | 0.11% | +346+6.9% | Added |
| Probity Advisors, Inc. | 5,346 | $1.58M | 0.34% | −1,029−16.1% | Reduced |
| Wealthspire Advisors, LLC | 5,336 | $1.58M | 0.02% | +438+8.9% | Added |
| Farther Finance Advisors, LLC | 5,336 | $1.58M | 0.11% | +2,467+86.0% | Added |
| Clearstead Advisors, LLC | 5,317 | $1.57M | 0.08% | −182−3.3% | Reduced |
| Accurate Wealth Management, LLC | 5,378 | $1.57M | 0.49% | +204+3.9% | Added |
| GYL Financial Synergies, LLC | 5,295 | $1.57M | 0.13% | +173+3.4% | Added |
| Courier Capital LLC | 5,294 | $1.57M | 0.12% | +2,660+101.0% | Added |
| ARS Wealth Advisors Group, LLC | 5,290 | $1.56M | 0.23% | −1,591−23.1% | Reduced |
| Guardian Investment Management | 5,287 | $1.56M | 1.33% | −700−11.7% | Reduced |
| Cookson Peirce & Co Inc | 5,257 | $1.55M | 0.09% | +5+0.1% | Added |
| Nations Financial Group Inc, | 5,243 | $1.55M | 0.14% | +461+9.6% | Added |
| Cladis Investment Advisory, LLC | 5,222 | $1.54M | 1.21% | −50−0.9% | Reduced |
| Douglas Lane & Associates, LLC | 5,222 | $1.54M | 0.02% | −95−1.8% | Reduced |
| Old Mission Investment Co LLC | 5,221 | $1.54M | 0.54% | −39−0.7% | Reduced |
| Clarius Group, LLC | 5,221 | $1.54M | 0.13% | −244−4.5% | Reduced |
| Northern Financial Advisors Inc | 5,196 | $1.54M | 1.29% | +319+6.5% | Added |
| Kovack Advisors, Inc. | 5,182 | $1.53M | 0.18% | −118−2.2% | Reduced |
| SOL Capital Management CO | 5,182 | $1.53M | 0.21% | +5+0.1% | Added |
| Eagle Rock Investment Company, LLC | 5,175 | $1.53M | 0.31% | 00.0% | Unchanged |
| Motiv8 Investments LLC | 5,154 | $1.52M | 1.36% | +5,154 | New |
| Trust Point Inc. | 5,141 | $1.52M | 0.13% | +5,141 | New |
| Horizon Investments, LLC | 5,153 | $1.52M | 0.04% | −5,852−53.2% | Reduced |
| Garde Capital, Inc. | 5,116 | $1.51M | 0.12% | +270+5.6% | Added |
| Wolff Financial Management LLC | 5,113 | $1.51M | 0.47% | −17−0.3% | Reduced |
| Garrison Point Advisors, LLC | 5,110 | $1.51M | 1.07% | −45−0.9% | Reduced |
| Sonora Investment Management Group, LLC | 5,087 | $1.50M | 0.12% | −191−3.6% | Reduced |
| Institute for Wealth Management, LLC. | 5,082 | $1.50M | 0.25% | −55−1.1% | Reduced |
| Glen Eagle Advisors, LLC | 5,072 | $1.50M | 0.31% | −229−4.3% | Reduced |
| Amarillo National Bank | 5,070 | $1.50M | 0.29% | −66−1.3% | Reduced |
| GTS Securities LLC | 5,061 | $1.50M | 0.03% | +4,252+525.6% | Added |
| Gilbert & Cook, Inc. | 5,059 | $1.50M | 0.21% | +192+3.9% | Added |
| Bartlett & Co. Wealth Management LLC | 5,037 | $1.50M | 0.02% | −466−8.5% | Reduced |
| Bartlett & Co. LLC | 5,037 | $1.50M | 0.02% | −466−8.5% | Reduced |