Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2023
Institutional positions in Caterpillar Inc as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,582
- +211 vs. Q3 2023
- Shares held
- 354.5M
- −1.08M (−0.3%) vs. Q3 2023
- Total value
- $104.6B
- +$7.48B (+7.7%) vs. Q3 2023
- New holders
- 318
- 923 more added
- Sold out
- 107
- 955 more reduced
37 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| International Assets Investment Management, LLC | 5,053 | $1.49M | 0.19% | −152−2.9% | Reduced |
| Parkside Financial Bank & Trust | 5,053 | $1.49M | 0.27% | −503−9.1% | Reduced |
| Woodmont Investment Counsel LLC | 5,050 | $1.49M | 0.14% | +2,912+136.2% | Added |
| Xcel Wealth Management, LLC | 5,047 | $1.49M | 0.52% | −49−1.0% | Reduced |
| DHJJ Financial Advisors, Ltd. | 5,011 | $1.48M | 0.69% | 00.0% | Unchanged |
| First County Bank | 4,996 | $1.48M | 0.72% | −146−2.8% | Reduced |
| Donoghue Forlines LLC | 4,989 | $1.48M | 0.46% | +268+5.7% | Added |
| Diamant Asset Management, Inc. | 4,935 | $1.46M | 1.08% | +200+4.2% | Added |
| GPS Wealth Strategies Group, LLC | 4,922 | $1.46M | 0.27% | +100+2.1% | Added |
| Great Lakes Retirement, Inc. | 4,903 | $1.45M | 0.24% | +298+6.5% | Added |
| Pinnacle West Asset Management, Inc. | 4,890 | $1.45M | 1.24% | +130+2.7% | Added |
| Schear Investment Advisers, LLC | 4,889 | $1.45M | 1.39% | +22+0.5% | Added |
| Boston Family Office LLC | 4,881 | $1.44M | 0.11% | 00.0% | Unchanged |
| Ingalls & Snyder LLC | 4,847 | $1.43M | 0.07% | 00.0% | Unchanged |
| Manchester Financial Inc | 4,846 | $1.43M | 0.40% | −138−2.8% | Reduced |
| Tower Bridge Advisors | 4,845 | $1.43M | 0.12% | +110+2.3% | Added |
| Tanglewood Legacy Advisors, LLC | 4,785 | $1.41M | 0.77% | 00.0% | Unchanged |
| Cypress Capital Group | 4,771 | $1.41M | 0.18% | −1,270−21.0% | Reduced |
| Johnson Financial Group, Inc. | 4,764 | $1.41M | 0.08% | +1,084+29.5% | Added |
| Moody National Bank Trust Division | 4,758 | $1.41M | 0.11% | −5,466−53.5% | Reduced |
| GeoWealth Management, LLC | 4,740 | $1.40M | 0.12% | +3,357+242.7% | Added |
| Optimum Investment Advisors | 4,736 | $1.40M | 0.70% | −526−10.0% | Reduced |
| Charter Research & Investment Group, Inc. | 4,733 | $1.40M | 1.16% | 00.0% | Unchanged |
| Eldridge Investment Advisors, Inc. | 4,730 | $1.40M | 0.37% | 00.0% | Unchanged |
| Silverlake Wealth Management LLC | 4,726 | $1.40M | 0.77% | −1,796−27.5% | Reduced |
| Diligent Investors, LLC | 4,717 | $1.39M | 0.38% | −42−0.9% | Reduced |
| Baker Tilly Wealth Management, LLC | 4,713 | $1.39M | 0.23% | −182−3.7% | Reduced |
| Flaharty Asset Management, LLC | 4,698 | $1.39M | 0.22% | 00.0% | Unchanged |
| M&G Investments (USA) Inc. | 4,679 | $1.38M | 1.36% | +4,679 | New |
| Blue Chip Partners, Inc. | 4,678 | $1.38M | 0.14% | −37,306−88.9% | Reduced |
| Opes Wealth Management LLC | 4,651 | $1.38M | 0.33% | +10+0.2% | Added |
| Widmann Financial Services, Inc. | 4,642 | $1.37M | 1.24% | −34−0.7% | Reduced |
| Vienna Powszechne Towarzystwo Emerytalne S.A. Vienna Insurance Group | 4,633 | $1.37M | 0.63% | −2,282−33.0% | Reduced |
| Coastal Investment Advisors, Inc. | 4,603 | $1.36M | 0.31% | −1,048−18.5% | Reduced |
| LVM Capital Management Ltd | 4,583 | $1.35M | 0.17% | +25+0.5% | Added |
| Bridges Investment Management Inc | 4,535 | $1.34M | 0.04% | +2,000+78.9% | Added |
| Beacon Investment Advisors LLC | 4,533 | $1.34M | 0.86% | +22+0.5% | Added |
| Total Clarity Wealth Management, Inc. | 4,532 | $1.34M | 0.55% | −173−3.7% | Reduced |
| Cobblestone Capital Advisors LLC | 4,526 | $1.34M | 0.09% | −1,150−20.3% | Reduced |
| Capital Investment Advisory Services, LLC | 4,512 | $1.33M | 0.12% | +348+8.4% | Added |
| Westhampton Capital, LLC | 4,510 | $1.33M | 0.79% | 00.0% | Unchanged |
| Vivid Wealth Management, LLC | 4,509 | $1.33M | 0.91% | +4,509 | New |
| Viking Fund Management LLC | 4,500 | $1.33M | 0.26% | −11,000−71.0% | Reduced |
| Waldron Private Wealth LLC | 4,497 | $1.33M | 0.06% | −66−1.4% | Reduced |
| Farmers Trust Co | 4,490 | $1.33M | 0.28% | +120+2.7% | Added |
| ORG Partners LLC | 4,488 | $1.33M | 0.22% | +1,606+55.7% | Added |
| High Falls Advisors, Inc | 4,484 | $1.33M | 0.35% | +78+1.8% | Added |
| Norway Savings Bank | 4,480 | $1.32M | 0.59% | +105+2.4% | Added |
| Bahl & Gaynor Inc | 4,472 | $1.32M | 0.01% | −65−1.4% | Reduced |
| Byrne Asset Management LLC | 4,435 | $1.32M | 1.01% | −208−4.5% | Reduced |
| Concord Asset Management, LLC | 4,467 | $1.32M | 0.39% | +1,289+40.6% | Added |
| GAMMA Investing LLC | 4,383 | $1.32M | 0.36% | +4,383 | New |
| Aaron Wealth Advisors | 4,446 | $1.31M | 0.22% | −6−0.1% | Reduced |
| West Oak Capital, LLC | 4,522 | $1.31M | 0.61% | +55+1.2% | Added |
| RS Crum Inc. | 4,430 | $1.31M | 0.40% | 00.0% | Unchanged |
| Mission Wealth Management, LP | 4,418 | $1.31M | 0.04% | +9+0.2% | Added |
| Allen Capital Group, LLC | 4,409 | $1.30M | 0.22% | −118−2.6% | Reduced |
| Aureus Asset Management, LLC | 4,407 | $1.30M | 0.10% | +20.0% | Added |
| Biltmore Family Office, LLC | 4,398 | $1.30M | 0.27% | 00.0% | Unchanged |
| Am Investment Strategies LLC | 4,383 | $1.30M | 0.37% | −199−4.3% | Reduced |
| ABN AMRO Bank N.V. | 4,362 | $1.30M | 0.02% | −670−13.3% | Reduced |
| FinTrust Capital Advisors, LLC | 4,378 | $1.29M | 0.26% | +101+2.4% | Added |
| Eastern Bank | 4,378 | $1.29M | 0.06% | −81−1.8% | Reduced |
| Northwest Quadrant Wealth Management, LLC | 4,376 | $1.29M | 0.33% | +19+0.4% | Added |
| Strategic Blueprint, LLC | 4,371 | $1.29M | 0.11% | +21+0.5% | Added |
| Fidelis Capital Partners, LLC | 4,370 | $1.29M | 0.29% | +1,292+42.0% | Added |
| Stratos Wealth Advisors, LLC | 4,363 | $1.29M | 0.07% | −482−9.9% | Reduced |
| Continuum Advisory, LLC | 4,359 | $1.29M | 0.18% | −514−10.5% | Reduced |
| Amussen Hunsaker Associates LLC | 4,346 | $1.28M | 0.26% | +135+3.2% | Added |
| Miracle Mile Advisors, LLC | 4,333 | $1.28M | 0.04% | −21,915−83.5% | Reduced |
| Lecap Asset Management Ltd | 4,322 | $1.28M | 0.47% | +4,322 | New |
| Cooper Financial Group | 4,313 | $1.28M | 0.23% | +420+10.8% | Added |
| TRUE Private Wealth Advisors | 4,312 | $1.27M | 0.16% | −30−0.7% | Reduced |
| Patten & Patten Inc | 4,310 | $1.27M | 0.10% | −268−5.9% | Reduced |
| Camden Capital, LLC | 4,300 | $1.27M | 0.13% | +2,211+105.8% | Added |
| Confluence Wealth Services, Inc. | 4,299 | $1.27M | 0.14% | −10−0.2% | Reduced |
| Sit Investment Associates Inc | 4,300 | $1.27M | 0.03% | 00.0% | Unchanged |
| Catalyst Financial Partners LLC | 4,295 | $1.27M | 0.36% | +63+1.5% | Added |
| Balentine LLC | 4,288 | $1.27M | 0.04% | +163+4.0% | Added |
| Washington Trust Co | 4,274 | $1.26M | 0.05% | +797+22.9% | Added |
| Delta Investment Management, LLC | 4,269 | $1.26M | 0.31% | +459+12.0% | Added |
| Roman Butler Fullerton & Co | 4,206 | $1.26M | 0.49% | +82+2.0% | Added |
| Werlinich Asset Management, LLC | 4,217 | $1.26M | 0.95% | −14−0.3% | Reduced |
| Beech Hill Advisors, Inc. | 4,250 | $1.26M | 0.61% | −200−4.5% | Reduced |
| Smithfield Trust Co | 4,242 | $1.25M | 0.07% | −310−6.8% | Reduced |
| Princeton Global Asset Management LLC | 4,236 | $1.25M | 0.31% | +51+1.2% | Added |
| Nwam LLC | 4,225 | $1.25M | 0.10% | +2,171+105.7% | Added |
| Solstein Capital, LLC | 4,214 | $1.25M | 0.92% | 00.0% | Unchanged |
| Woodward Diversified Capital, LLC | 4,210 | $1.24M | 0.78% | −68−1.6% | Reduced |
| Birch Hill Investment Advisors LLC | 4,209 | $1.24M | 0.07% | −5−0.1% | Reduced |
| Cardiff Park Advisors, LLC | 4,193 | $1.24M | 0.14% | +1,014+31.9% | Added |
| Gradient Investments LLC | 4,180 | $1.24M | 0.03% | +126+3.1% | Added |
| Norwood Financial Corp | 4,145 | $1.23M | 1.86% | +150+3.8% | Added |
| Southeast Asset Advisors Inc. | 4,136 | $1.22M | 0.16% | −14−0.3% | Reduced |
| Elevate Wealth Advisory, Inc | 4,134 | $1.22M | 1.12% | +4,134 | New |
| Transamerica Financial Advisors, Inc. | 4,126 | $1.22M | 0.17% | −1,555−27.4% | Reduced |
| Flputnam Investment Management Co | 4,105 | $1.21M | 0.03% | −508−11.0% | Reduced |
| Woodard & Co Asset Management Group Inc | 4,100 | $1.21M | 0.35% | +4,100 | New |
| WD Rutherford LLC | 4,195 | $1.21M | 0.70% | −70−1.6% | Reduced |
| Montis Financial, LLC | 4,094 | $1.21M | 0.72% | 00.0% | Unchanged |