Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2023
Institutional positions in Caterpillar Inc as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,582
- +211 vs. Q3 2023
- Shares held
- 354.5M
- −1.08M (−0.3%) vs. Q3 2023
- Total value
- $104.6B
- +$7.48B (+7.7%) vs. Q3 2023
- New holders
- 318
- 923 more added
- Sold out
- 107
- 955 more reduced
37 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Leo Wealth, LLC | 3,646 | $1.21M | 0.13% | +3,646 | New |
| Kowal Investment Group, LLC | 4,088 | $1.21M | 0.28% | −10.0% | Reduced |
| LexAurum Advisors, LLC | 4,086 | $1.21M | 0.32% | −693−14.5% | Reduced |
| Live Oak Private Wealth LLC | 4,081 | $1.21M | 0.23% | 00.0% | Unchanged |
| Lantz Financial LLC | 4,077 | $1.21M | 0.44% | −132−3.1% | Reduced |
| Rooted Wealth Advisors, Inc. | 3,719 | $1.20M | 0.63% | −219−5.6% | Reduced |
| Wiley Bros.-Aintree Capital, LLC | 4,073 | $1.20M | 0.29% | +430+11.8% | Added |
| UniSuper Management Pty Ltd | 4,056 | $1.20M | 0.01% | +256+6.7% | Added |
| First Manhattan Co | 4,021 | $1.20M | 0.00% | +391+10.8% | Added |
| Mayflower Financial Advisors, LLC | 4,047 | $1.20M | 0.17% | +134+3.4% | Added |
| SNS Financial Group, LLC | 4,045 | $1.20M | 0.14% | +11+0.3% | Added |
| Mitchell Sinkler & Starr | 4,040 | $1.19M | 0.22% | +4,040 | New |
| JW Asset Management, LLC | 4,024 | $1.19M | 0.68% | 00.0% | Unchanged |
| Raleigh Capital Management Inc. | 4,019 | $1.19M | 0.55% | +10.0% | Added |
| Lake Street Financial LLC | 4,014 | $1.19M | 0.19% | +2,896+259.0% | Added |
| FCG Investment Co | 4,009 | $1.19M | 1.16% | +4,009 | New |
| IVC Wealth Advisors LLC | 4,004 | $1.18M | 0.74% | +49+1.2% | Added |
| Saybrook Capital | 4,000 | $1.18M | 0.33% | 00.0% | Unchanged |
| K.J. Harrison & Partners Inc | 4,000 | $1.18M | 0.20% | +4,000 | New |
| TD Private Client Wealth LLC | 3,994 | $1.18M | 0.04% | −1,795−31.0% | Reduced |
| Journey Advisory Group, LLC | 3,983 | $1.18M | 0.16% | −29−0.7% | Reduced |
| ZWJ Investment Counsel Inc | 3,983 | $1.18M | 0.06% | −35−0.9% | Reduced |
| Cim Investment Mangement Inc | 3,978 | $1.18M | 0.38% | 00.0% | Unchanged |
| City State Bank | 3,979 | $1.18M | 0.59% | −26−0.6% | Reduced |
| Caxton Associates LP | 3,976 | $1.18M | 0.06% | +1,133+39.9% | Added |
| Acorn Wealth Advisors, LLC | 3,963 | $1.17M | 0.69% | −57−1.4% | Reduced |
| Texas Capital Bancshares Inc | 3,957 | $1.17M | 0.62% | +10.0% | Added |
| IAM Advisory, LLC | 3,939 | $1.16M | 0.37% | −91−2.3% | Reduced |
| Creegan & Nassoura Financial Group, LLC | 3,930 | $1.16M | 0.84% | −10−0.3% | Reduced |
| Flagship Harbor Advisors, LLC | 3,915 | $1.16M | 0.08% | +93+2.4% | Added |
| Quad-Cities Investment Group, LLC | 3,954 | $1.16M | 0.71% | +4+0.1% | Added |
| Change Path, LLC | 3,903 | $1.15M | 0.07% | +671+20.8% | Added |
| Zega Financial, LLC | 3,902 | $1.15M | 0.48% | +3,902 | New |
| Advisory Alpha, LLC | 3,885 | $1.15M | 0.05% | +70+1.8% | Added |
| Security National Bank | 3,882 | $1.15M | 0.26% | 00.0% | Unchanged |
| Merit Financial Group, LLC | 3,875 | $1.15M | 0.03% | −7,417−65.7% | Reduced |
| JT Stratford LLC | 3,875 | $1.15M | 0.26% | +3,067+379.6% | Added |
| CRA Financial Services, LLC | 3,868 | $1.14M | 0.28% | 00.0% | Unchanged |
| Pinnacle Wealth Planning Services, Inc. | 3,861 | $1.14M | 0.18% | −77−2.0% | Reduced |
| 9258 Wealth Management, LLC | 3,839 | $1.14M | 0.20% | +55+1.5% | Added |
| Evernest Financial Advisors, LLC | 3,837 | $1.13M | 0.58% | +3,837 | New |
| Qsemble Capital Management, LP | 3,836 | $1.13M | 0.28% | +3,836 | New |
| Retirement Guys Formula LLC | 3,825 | $1.13M | 0.61% | +521+15.8% | Added |
| Regal Investment Advisors LLC | 3,824 | $1.13M | 0.09% | +179+4.9% | Added |
| Oak Harvest Investment Services | 3,817 | $1.13M | 0.23% | −25,342−86.9% | Reduced |
| First Citizens Financial Corp | 3,795 | $1.12M | 0.72% | 00.0% | Unchanged |
| Portside Wealth Group, LLC | 3,784 | $1.12M | 0.21% | −2,265−37.4% | Reduced |
| US Asset Management LLC | 3,767 | $1.11M | 1.10% | +3,767 | New |
| Summit Trail Advisors, LLC | 3,766 | $1.11M | 0.04% | −396−9.5% | Reduced |
| Martingale Asset Management L P | 3,760 | $1.11M | 0.02% | +2,697+253.7% | Added |
| Delta Financial Group, Inc. | 3,749 | $1.11M | 0.35% | +202+5.7% | Added |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 3,746 | $1.11M | 0.22% | +240+6.8% | Added |
| Crawford Investment Counsel Inc | 3,743 | $1.11M | 0.02% | −10−0.3% | Reduced |
| Sunbelt Securities, Inc. | 3,723 | $1.10M | 0.14% | +15+0.4% | Added |
| Circle Wealth Management, LLC | 3,715 | $1.10M | 0.03% | −59−1.6% | Reduced |
| Trustmark National Bank Trust Department | 3,710 | $1.10M | 0.10% | −274−6.9% | Reduced |
| Rodgers Brothers Inc. | 3,710 | $1.10M | 0.17% | 00.0% | Unchanged |
| Lantern Wealth Advisors, LLC | 3,701 | $1.09M | 0.86% | +3,701 | New |
| Paradigm Asset Management Co LLC | 3,700 | $1.09M | 0.29% | −100−2.6% | Reduced |
| Monticello Wealth Management, LLC | 3,695 | $1.09M | 0.10% | −410−10.0% | Reduced |
| First Foundation Advisors | 3,684 | $1.09M | 0.05% | −990−21.2% | Reduced |
| Marble Harbor Investment Counsel, LLC | 3,682 | $1.09M | 0.13% | 00.0% | Unchanged |
| HCR Wealth Advisors | 3,678 | $1.09M | 0.17% | +92+2.6% | Added |
| Fort Pitt Capital Group, LLC | 3,674 | $1.09M | 0.04% | −79−2.1% | Reduced |
| Ostrum Asset Management | 3,671 | $1.09M | 0.09% | +14+0.4% | Added |
| Penobscot Wealth Management | 3,671 | $1.08M | 0.73% | +6+0.2% | Added |
| Legacy Capital Group California, Inc. | 3,668 | $1.08M | 0.42% | −10−0.3% | Reduced |
| Intrua Financial, LLC | 3,652 | $1.08M | 0.17% | −463−11.3% | Reduced |
| Investment Partners, Ltd. | 3,644 | $1.08M | 0.53% | −7−0.2% | Reduced |
| Gateway Wealth Partners, LLC | 3,631 | $1.07M | 0.43% | −8,354−69.7% | Reduced |
| Fairview Capital Investment Management, LLC | 3,628 | $1.07M | 0.06% | −40−1.1% | Reduced |
| South State Corp. | 3,615 | $1.07M | 0.09% | −169−4.5% | Reduced |
| McKinley Capital Management LLC /Delaware | 3,609 | $1.07M | 0.14% | −4,383−54.8% | Reduced |
| Patrick M Sweeney & Associates, Inc | 3,607 | $1.07M | 0.98% | +3,607 | New |
| RFP Financial Group LLC | 3,593 | $1.06M | 0.44% | −247−6.4% | Reduced |
| Thomasville National Bank | 3,587 | $1.06M | 0.09% | +157+4.6% | Added |
| Costello Asset Management, INC | 3,583 | $1.06M | 0.88% | −1,457−28.9% | Reduced |
| J. W. Coons Advisors, LLC | 3,580 | $1.06M | 0.29% | 00.0% | Unchanged |
| Wealth Management Partners, LLC | 3,578 | $1.06M | 0.59% | +560+18.6% | Added |
| Veracity Capital LLC | 3,573 | $1.06M | 0.42% | −703−16.4% | Reduced |
| Founders Financial Securities LLC | 3,571 | $1.06M | 0.12% | +37+1.0% | Added |
| Taurus Asset Management, LLC | 3,558 | $1.05M | 0.11% | 00.0% | Unchanged |
| Pinnacle Wealth Management Advisory Group, LLC | 3,553 | $1.05M | 0.12% | −184−4.9% | Reduced |
| Boston Research & Management Inc | 3,542 | $1.05M | 0.28% | 00.0% | Unchanged |
| HHM Wealth Advisors, LLC | 3,538 | $1.05M | 0.18% | −15−0.4% | Reduced |
| Everett Harris & Co | 3,533 | $1.04M | 0.01% | 00.0% | Unchanged |
| Souders Financial Advisors | 3,529 | $1.04M | 0.18% | +3,529 | New |
| SS&H Financial Advisors, Inc. | 3,525 | $1.04M | 0.44% | 00.0% | Unchanged |
| Pathway Financial Advisors LLC | 3,523 | $1.04M | 0.30% | +350+11.0% | Added |
| Eqis Capital Management, Inc. | 3,520 | $1.04M | 0.08% | +277+8.5% | Added |
| Wealth Quarterback LLC | 3,518 | $1.04M | 0.64% | +1,637+87.0% | Added |
| Wealth Architects, LLC | 3,513 | $1.04M | 0.15% | +30+0.9% | Added |
| Cornerstone Wealth Management, LLC | 3,507 | $1.04M | 0.09% | +36+1.0% | Added |
| Steigerwald, Gordon & Koch Inc. | 3,503 | $1.04M | 0.14% | −9−0.3% | Reduced |
| Hilltop Holdings Inc. | 3,503 | $1.04M | 0.12% | +442+14.4% | Added |
| DMG Group, LLC | 3,501 | $1.04M | 0.98% | −16−0.5% | Reduced |
| Dumont & Blake Investment Advisors LLC | 3,499 | $1.03M | 0.32% | −115−3.2% | Reduced |
| Covenant Asset Management, LLC | 3,500 | $1.03M | 0.29% | +2,194+168.0% | Added |
| 1858 Wealth Management, LLC | 3,498 | $1.03M | 0.98% | +3,498 | New |
| Davis R M Inc | 3,489 | $1.03M | 0.02% | −110−3.1% | Reduced |