Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2023
Institutional positions in Caterpillar Inc as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,582
- +211 vs. Q3 2023
- Shares held
- 354.5M
- −1.08M (−0.3%) vs. Q3 2023
- Total value
- $104.6B
- +$7.48B (+7.7%) vs. Q3 2023
- New holders
- 318
- 923 more added
- Sold out
- 107
- 955 more reduced
37 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Aspen Investment Management Inc | 3,478 | $1.03M | 0.57% | +11+0.3% | Added |
| Mango Five Family, Inc. | 3,465 | $1.02M | 0.39% | +3,465 | New |
| Rehmann Capital Advisory Group | 3,462 | $1.02M | 0.08% | −51−1.5% | Reduced |
| Telos Capital Management, Inc. | 3,461 | $1.02M | 0.12% | −75−2.1% | Reduced |
| Quantitative Investment Management, LLC | 3,458 | $1.02M | 0.06% | −10,229−74.7% | Reduced |
| Menard Financial Group LLC | 3,439 | $1.02M | 1.26% | +207+6.4% | Added |
| Tiemann Investment Advisors, LLC | 3,427 | $1.01M | 0.49% | −30−0.9% | Reduced |
| Gleason Group, Inc. | 3,409 | $1.01M | 0.23% | −36−1.0% | Reduced |
| JFS Wealth Advisors, LLC | 3,408 | $1.01M | 0.09% | +57+1.7% | Added |
| Puzo Michael J | 3,400 | $1.01M | 0.32% | 00.0% | Unchanged |
| CIC Wealth, LLC | 3,398 | $1.00M | 0.32% | +535+18.7% | Added |
| Edge Capital Group, LLC | 3,390 | $1.00M | 0.06% | −449−11.7% | Reduced |
| Mainstay Capital Management LLC | 3,384 | $1.00M | 0.19% | +3,384 | New |
| Menora Mivtachim Holdings Ltd. | 3,382 | $1.00M | 0.01% | +3,382 | New |
| Missouri Trust & Investment Co | 3,379 | $999.1K | 0.40% | −100−2.9% | Reduced |
| High Net Worth Advisory Group LLC | 3,377 | $998.5K | 0.37% | −219−6.1% | Reduced |
| Benjamin Edwards Inc | 3,372 | $997.0K | 0.22% | +60+1.8% | Added |
| Atwood & Palmer Inc | 3,358 | $992.9K | 0.08% | +200+6.3% | Added |
| Summit Financial Group Inc | 3,352 | $991.1K | 0.38% | +176+5.5% | Added |
| WealthTrust Asset Management, LLC | 3,345 | $989.0K | 0.83% | −337−9.2% | Reduced |
| PFC Capital Group, Inc. | 3,332 | $985.0K | 0.58% | +3,332 | New |
| Sittner & Nelson, LLC | 3,329 | $984.2K | 0.53% | +91+2.8% | Added |
| First Heartland Consultants, Inc. | 3,327 | $984.0K | 0.12% | +36+1.1% | Added |
| Curated Wealth Partners LLC | 3,320 | $981.6K | 0.16% | −118−3.4% | Reduced |
| Titleist Asset Management, LLC | 3,315 | $980.0K | 0.18% | −31−0.9% | Reduced |
| Security Financial Services, INC. | 3,310 | $978.7K | 0.24% | 00.0% | Unchanged |
| Peoples Financial Services Corp. | 3,310 | $978.6K | 0.42% | +71+2.2% | Added |
| AdvisorNet Financial, Inc | 3,309 | $978.4K | 0.09% | −275−7.7% | Reduced |
| Visionary Wealth Advisors | 3,295 | $974.3K | 0.07% | +101+3.2% | Added |
| CNB Bank | 3,294 | $973.9K | 0.52% | 00.0% | Unchanged |
| Mitchell Capital Management Co | 3,291 | $973.0K | 0.20% | 00.0% | Unchanged |
| Nicolet Bankshares Inc | 3,291 | $973.0K | 0.26% | 00.0% | Unchanged |
| Washington Trust Advisors, Inc. | 3,284 | $970.9K | 0.09% | +52+1.6% | Added |
| Virtue Capital Management, LLC | 3,354 | $968.6K | 0.20% | −967−22.4% | Reduced |
| Mendel Money Management | 3,266 | $965.7K | 0.46% | +333+11.4% | Added |
| KG&L Capital Management,LLC | 3,268 | $965.1K | 0.40% | +1,196+57.7% | Added |
| Pitcairn Co | 3,260 | $963.9K | 0.07% | −13−0.4% | Reduced |
| Eudaimonia Partners, LLC | 3,250 | $961.0K | 0.25% | −1,425−30.5% | Reduced |
| Birinyi Associates Inc | 3,250 | $961.0K | 0.34% | 00.0% | Unchanged |
| Traphagen Investment Advisors LLC | 3,246 | $959.8K | 0.11% | +3,246 | New |
| CMG Global Holdings, LLC | 2,968 | $958.7K | 0.70% | −24−0.8% | Reduced |
| Fundamentun, LLC | 3,241 | $958.5K | 0.11% | −125−3.7% | Reduced |
| Cahill Financial Advisors Inc | 3,232 | $955.5K | 0.14% | −187−5.5% | Reduced |
| Auxier Asset Management | 3,230 | $955.0K | 0.15% | −100−3.0% | Reduced |
| Cyndeo Wealth Partners, LLC | 3,225 | $953.5K | 0.09% | +46+1.4% | Added |
| Vanguard Capital Wealth Advisors | 3,221 | $952.3K | 0.77% | +95+3.0% | Added |
| Marcum Wealth, LLC | 3,214 | $950.3K | 0.10% | +832+34.9% | Added |
| David Loasby | 3,283 | $948.5K | 0.10% | +3+0.1% | Added |
| Wealth Effects LLC | 3,208 | $948.5K | 0.36% | −39−1.2% | Reduced |
| Berkshire Asset Management LLC | 3,201 | $946.4K | 0.05% | +63+2.0% | Added |
| Evergreen Capital Management LLC | 3,194 | $944.4K | 0.04% | +45+1.4% | Added |
| Rossmore Private Capital | 3,191 | $943.5K | 0.13% | 00.0% | Unchanged |
| McGlone Suttner Wealth Management, Inc. | 3,182 | $940.8K | 0.19% | +328+11.5% | Added |
| Farmers National Bank | 3,175 | $938.8K | 0.30% | −26−0.8% | Reduced |
| SignalPoint Asset Management, LLC | 3,166 | $935.0K | 0.28% | +3+0.1% | Added |
| Magnus Financial Group LLC | 3,157 | $933.5K | 0.12% | −15−0.5% | Reduced |
| Colonial Trust Co | 3,153 | $932.2K | 0.19% | −98−3.0% | Reduced |
| Montecito Bank & Trust | 3,152 | $932.0K | 0.20% | +7+0.2% | Added |
| Sherbrooke Park Advisers LLC | 3,152 | $932.0K | 0.44% | +1,283+68.6% | Added |
| Concentric Wealth Management, LLC | 3,150 | $931.4K | 0.27% | 00.0% | Unchanged |
| Provenance Wealth Advisors, LLC | 3,143 | $929.3K | 0.13% | +140+4.7% | Added |
| King Wealth | 3,140 | $928.0K | 0.18% | −4−0.1% | Reduced |
| Gray Wealth Management Inc. | 3,136 | $927.3K | 0.45% | +65+2.1% | Added |
| ICA Group Wealth Management, LLC | 3,134 | $926.6K | 0.21% | +263+9.2% | Added |
| Abn Amro Investment Solutions | 3,128 | $924.9K | 0.02% | +72+2.4% | Added |
| Hudson Valley Investment Advisors Inc | 3,161 | $923.8K | 0.13% | +250+8.6% | Added |
| MPS Loria Financial Planners, LLC | 3,115 | $920.9K | 0.32% | −342−9.9% | Reduced |
| CCG Wealth Management, LLC | 3,113 | $920.4K | 0.62% | −8−0.3% | Reduced |
| Lion Street Advisors, LLC | 3,093 | $914.5K | 0.37% | −28−0.9% | Reduced |
| Grimes & Company, Inc. | 3,091 | $913.9K | 0.03% | +710+29.8% | Added |
| Legacy Wealth Asset Management, LLC | 3,090 | $913.6K | 0.30% | −12−0.4% | Reduced |
| Y.D. More Investments Ltd | 3,089 | $912.2K | 0.19% | +211+7.3% | Added |
| Bath Savings Trust Co | 3,082 | $911.3K | 0.10% | +117+3.9% | Added |
| Fortem Financial Group, LLC | 3,081 | $911.0K | 0.45% | 00.0% | Unchanged |
| Uncommon Cents Investing LLC | 3,070 | $907.7K | 0.30% | +1,615+111.0% | Added |
| Lakeview Capital Partners, LLC | 3,065 | $906.1K | 0.16% | +910+42.2% | Added |
| Ballast Advisors LLC | 3,059 | $904.5K | 0.34% | −99−3.1% | Reduced |
| Means Investment Co., Inc. | 3,055 | $903.4K | 0.13% | +109+3.7% | Added |
| Fiduciary Family Office, LLC | 3,054 | $903.0K | 0.39% | +3,054 | New |
| Vectors Research Management, LLC | 3,051 | $902.0K | 0.25% | +3,051 | New |
| KLCM Advisors, Inc. | 3,047 | $901.0K | 0.14% | −42−1.4% | Reduced |
| Geller Advisors LLC | 3,038 | $898.2K | 0.09% | −25−0.8% | Reduced |
| Transcend Wealth Collective, LLC | 3,033 | $896.9K | 0.08% | −1,651−35.2% | Reduced |
| Benin Management CORP | 3,029 | $895.6K | 0.31% | +43+1.4% | Added |
| WMS Partners, LLC | 3,021 | $893.1K | 0.07% | +16+0.5% | Added |
| Redwood Wealth Management Group, LLC | 3,019 | $892.6K | 0.99% | +228+8.2% | Added |
| Carnegie Capital Asset Management, LLC | 3,016 | $891.7K | 0.03% | +52+1.8% | Added |
| Mechanics Financial Corp | 3,016 | $891.7K | 0.50% | +76+2.6% | Added |
| Toth Financial Advisory Corp | 3,015 | $891.6K | 0.12% | −2,951−49.5% | Reduced |
| Hazlett, Burt & Watson, Inc. | 3,001 | $889.0K | 0.60% | +50+1.7% | Added |
| Archer Investment Corp | 3,001 | $887.3K | 0.29% | −93−3.0% | Reduced |
| Sawgrass Asset Management LLC | 3,000 | $887.0K | 0.10% | −385−11.4% | Reduced |
| Supplemental Annuity Collective Trust of NJ | 3,000 | $887.0K | 0.31% | 00.0% | Unchanged |
| Rogco, LP | 2,998 | $886.4K | 0.39% | +81+2.8% | Added |
| Threadgill Financial, LLC | 2,982 | $881.6K | 0.58% | +26+0.9% | Added |
| NVWM, LLC | 2,973 | $879.1K | 0.26% | −69−2.3% | Reduced |
| Hancock Whitney Corp | 2,969 | $877.8K | 0.03% | −74−2.4% | Reduced |
| Harfst & Associates, Inc. | 2,954 | $873.4K | 0.23% | 00.0% | Unchanged |
| Texas Yale Capital Corp. | 2,953 | $873.1K | 0.04% | +22+0.8% | Added |
| Astoria Portfolio Advisors LLC. | 2,691 | $868.5K | 0.35% | +181+7.2% | Added |