Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2023
Institutional positions in Caterpillar Inc as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,582
- +211 vs. Q3 2023
- Shares held
- 354.5M
- −1.08M (−0.3%) vs. Q3 2023
- Total value
- $104.6B
- +$7.48B (+7.7%) vs. Q3 2023
- New holders
- 318
- 923 more added
- Sold out
- 107
- 955 more reduced
37 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Aspiriant, LLC | 2,930 | $866.6K | 0.04% | +8+0.3% | Added |
| Shell Asset Management Co | 2,927 | $865.0K | 0.04% | −696−19.2% | Reduced |
| Girard Partners Ltd. | 2,911 | $860.9K | 0.09% | +72+2.5% | Added |
| Adell Harriman & Carpenter Inc | 2,909 | $860.1K | 0.08% | −200−6.4% | Reduced |
| Sciencast Management LP | 2,906 | $859.2K | 0.47% | +2,906 | New |
| EHP Funds Inc. | 2,900 | $857.4K | 0.43% | −900−23.7% | Reduced |
| Accredited Investors Inc. | 2,890 | $854.5K | 0.06% | +520+21.9% | Added |
| Manchester Capital Management LLC | 2,886 | $853.3K | 0.11% | +82+2.9% | Added |
| First Command Advisory Services, Inc. | 2,891 | $853.0K | 0.01% | +75+2.7% | Added |
| CVA Family Office, LLC | 2,881 | $851.8K | 0.17% | −141−4.7% | Reduced |
| Belpointe Asset Management LLC | 2,878 | $851.0K | 0.07% | −231−7.4% | Reduced |
| Granite Investment Partners, LLC | 2,872 | $849.2K | 0.03% | +330+13.0% | Added |
| Ironwood Investment Counsel, LLC | 2,867 | $847.8K | 0.16% | −25−0.9% | Reduced |
| Clarus Wealth Advisors | 3,001 | $845.9K | 0.50% | +3,001 | New |
| CX Institutional | 2,861 | $845.9K | 0.05% | −98−3.3% | Reduced |
| Somerville Kurt F | 2,860 | $845.6K | 0.16% | −30−1.0% | Reduced |
| Allegheny Financial Group LTD | 2,855 | $844.2K | 0.27% | +6+0.2% | Added |
| Abacus Planning Group, Inc. | 2,855 | $844.2K | 0.18% | 00.0% | Unchanged |
| Quadcap Wealth Management, LLC | 2,852 | $843.3K | 0.22% | +2,852 | New |
| Kaizen Financial Strategies | 2,850 | $842.8K | 0.64% | +400+16.3% | Added |
| Carson Advisory Inc. | 2,850 | $842.7K | 0.66% | 00.0% | Unchanged |
| Morse Asset Management, Inc | 2,849 | $842.0K | 0.25% | −920−24.4% | Reduced |
| Compass Ion Advisors, LLC | 2,838 | $839.2K | 0.13% | −112−3.8% | Reduced |
| Prosperitas Financial LLC | 2,829 | $836.7K | 0.62% | −323−10.2% | Reduced |
| Ballast, Inc. | 2,825 | $835.3K | 0.29% | 00.0% | Unchanged |
| Clarus Group, Inc. | 2,823 | $834.7K | 0.63% | +397+16.4% | Added |
| Disciplined Equity Management, Inc. | 2,810 | $830.8K | 0.57% | 00.0% | Unchanged |
| Plato Investment Management Ltd | 2,805 | $829.4K | 1.02% | +2,805 | New |
| Financial Management Network Inc | 2,867 | $828.2K | 0.24% | +3+0.1% | Added |
| Peavine Capital, LLC | 2,800 | $827.9K | 0.21% | 00.0% | Unchanged |
| Epoch Investment Partners, Inc. | 2,799 | $827.6K | 0.00% | −170−5.7% | Reduced |
| MONECO Advisors, LLC | 2,798 | $827.4K | 0.16% | −394−12.3% | Reduced |
| Inscription Capital, LLC | 2,797 | $827.0K | 0.23% | −637−18.5% | Reduced |
| Allen Mooney & Barnes Investment Advisors LLC | 2,789 | $824.7K | 0.16% | +10.0% | Added |
| Capstone Financial Advisors, Inc. | 2,789 | $824.6K | 0.06% | +12+0.4% | Added |
| Stonehage Fleming Financial Services Holdings Ltd | 2,785 | $823.4K | 0.02% | −1,455−34.3% | Reduced |
| United Asset Strategies, Inc. | 2,780 | $821.8K | 0.09% | +218+8.5% | Added |
| Patriot Investment Management Inc. | 2,777 | $821.0K | 0.07% | +13+0.5% | Added |
| Connectus Wealth, LLC | 2,763 | $818.2K | 0.02% | −86−3.0% | Reduced |
| Washburn Capital Management, Inc. | 2,765 | $817.6K | 0.61% | +75+2.8% | Added |
| StrategIQ Financial Group, LLC | 2,745 | $811.7K | 0.09% | −275−9.1% | Reduced |
| Key Financial Inc | 2,742 | $810.7K | 0.22% | 00.0% | Unchanged |
| DCM Advisors, LLC | 2,739 | $809.8K | 0.29% | +2,739 | New |
| Eagle Bluffs Wealth Management LLC | 2,734 | $808.4K | 0.55% | 00.0% | Unchanged |
| Joel Isaacson & Co., LLC | 2,732 | $807.7K | 0.05% | +4+0.1% | Added |
| Buckingham Strategic Partners | 2,730 | $807.2K | 0.04% | −2,447−47.3% | Reduced |
| Wealthspan Partners, LLC | 2,730 | $807.2K | 0.57% | −72−2.6% | Reduced |
| Fort Sheridan Advisors LLC | 2,730 | $807.2K | 0.16% | 00.0% | Unchanged |
| Lakewood Asset Management LLC | 2,712 | $801.9K | 0.62% | +8+0.3% | Added |
| Heartwood Wealth Advisors LLC | 2,704 | $799.5K | 0.11% | 00.0% | Unchanged |
| Klingenstein Fields & Co LP | 2,703 | $799.2K | 0.04% | +64+2.4% | Added |
| Waycross Partners, LLC | 2,700 | $798.3K | 0.15% | 00.0% | Unchanged |
| Quotient Wealth Partners, LLC | 2,699 | $798.1K | 0.03% | +2,699 | New |
| Cidel Asset Management Inc | 2,689 | $795.1K | 0.03% | +2,689 | New |
| Well Done, LLC | 2,685 | $793.9K | 0.16% | +8+0.3% | Added |
| Marietta Investment Partners LLC | 2,681 | $792.7K | 0.20% | +122+4.8% | Added |
| Live Oak Investment Partners | – | $792.1K | 0.72% | – | – |
| Sentry Investment Management LLC | 2,675 | $791.0K | 0.34% | −287−9.7% | Reduced |
| Windsor Capital Management, LLC | 2,675 | $790.8K | 0.26% | +10.0% | Added |
| Horizon Wealth Management, LLC | 2,673 | $790.3K | 0.22% | −401−13.0% | Reduced |
| Aspire Private Capital, LLC | 2,669 | $789.3K | 0.23% | +158+6.3% | Added |
| Investors Towarzystwo Funduszy Inwestycyjnych Spolka Akcyjna | 2,669 | $789.1K | 0.33% | +1,704+176.6% | Added |
| Wayfinding Financial, LLC | 2,666 | $788.0K | 0.54% | −35−1.3% | Reduced |
| Stiles Financial Services Inc | 2,665 | $787.6K | 0.36% | −106−3.8% | Reduced |
| PSI Advisors, LLC | 2,664 | $787.5K | 0.29% | +303+12.8% | Added |
| Ancora Advisors, LLC | 2,660 | $786.5K | 0.02% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 2,653 | $784.1K | 0.19% | +174+7.0% | Added |
| Appleton Partners Inc | 2,652 | $784.0K | 0.06% | 00.0% | Unchanged |
| Guerra Pan Advisors, LLC | 2,651 | $783.8K | 0.75% | +2,651 | New |
| Ted Buchan & Co | 2,649 | $783.2K | 0.57% | −137−4.9% | Reduced |
| Northstar Group, Inc. | 2,646 | $782.4K | 0.17% | 00.0% | Unchanged |
| OmniStar Financial Group, Inc. | 2,644 | $782.0K | 0.98% | −3−0.1% | Reduced |
| Jones Financial Companies LLLP | 2,637 | $779.6K | 0.00% | +89+3.5% | Added |
| Prestige Wealth Management Group LLC | 2,634 | $778.8K | 0.18% | +231+9.6% | Added |
| Palumbo Wealth Management LLC | 2,631 | $778.0K | 0.40% | −10−0.4% | Reduced |
| Westmount Partners, LLC | 2,623 | $775.6K | 0.32% | −39−1.5% | Reduced |
| Desjardins Global Asset Management Inc. | 2,616 | $773.6K | 0.08% | +35+1.4% | Added |
| Pine Haven Investment Counsel, Inc | 2,615 | $773.2K | 0.72% | +15+0.6% | Added |
| Centaurus Financial, Inc. | 2,616 | $773.0K | 0.06% | −886−25.3% | Reduced |
| Fernwood Investment Management, LLC | 2,608 | $771.1K | 0.25% | 00.0% | Unchanged |
| Skopos Labs, Inc. | 2,605 | $770.2K | 0.37% | +2,605 | New |
| RDA Financial Network | 2,604 | $769.9K | 0.29% | +2,604 | New |
| Verus Capital Partners, LLC | 2,603 | $769.7K | 0.09% | +10+0.4% | Added |
| Drive Wealth Management, LLC | 2,601 | $769.0K | 0.25% | +99+4.0% | Added |
| Quadrant Private Wealth Management, LLC | 2,600 | $768.8K | 0.21% | +633+32.2% | Added |
| Capital Advisors Inc | 2,578 | $762.1K | 0.02% | −478−15.6% | Reduced |
| White Lighthouse Investment Management Inc. | 2,571 | $760.2K | 0.17% | 00.0% | Unchanged |
| InTrack Investment Management Inc | 2,570 | $759.9K | 0.57% | +1,734+207.4% | Added |
| Nabity-Jensen Investment Management Inc | 2,564 | $758.1K | 0.68% | +2,564 | New |
| BOS Asset Management, LLC | 2,563 | $757.8K | 0.52% | 00.0% | Unchanged |
| Heck Capital Advisors, LLC | 2,560 | $756.9K | 0.12% | −141−5.2% | Reduced |
| Heritage Wealth Advisors | 2,556 | $755.7K | 0.04% | 00.0% | Unchanged |
| Woodstock Corp | 2,555 | $755.4K | 0.09% | −425−14.3% | Reduced |
| Close Asset Management Ltd | 2,553 | $755.0K | 0.03% | −88−3.3% | Reduced |
| IFG Advisory, LLC | 2,551 | $754.4K | 0.06% | +71+2.9% | Added |
| Cape Cod Five Cents Savings Bank | 2,549 | $753.7K | 0.08% | −2,599−50.5% | Reduced |
| Bill Few Associates, Inc. | 2,547 | $752.9K | 0.34% | +10.0% | Added |
| Armstrong Advisory Group, Inc | 2,538 | $750.4K | 0.07% | 00.0% | Unchanged |
| Keel Point, LLC | 2,526 | $746.9K | 0.09% | +67+2.7% | Added |
| Tompkins Financial Corp | 2,504 | $740.4K | 0.09% | +200+8.7% | Added |