Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2023
Institutional positions in Caterpillar Inc as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,582
- +211 vs. Q3 2023
- Shares held
- 354.5M
- −1.08M (−0.3%) vs. Q3 2023
- Total value
- $104.6B
- +$7.48B (+7.7%) vs. Q3 2023
- New holders
- 318
- 923 more added
- Sold out
- 107
- 955 more reduced
37 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sippican Capital Advisors | 2,500 | $739.2K | 0.58% | 00.0% | Unchanged |
| Kercheville Advisors, LLC | 2,500 | $739.2K | 0.42% | 00.0% | Unchanged |
| Slocum, Gordon & Co LLP | 2,500 | $739.2K | 0.65% | 00.0% | Unchanged |
| Sompo Asset Management Co., Ltd. | 2,490 | $736.2K | 0.13% | −930−27.2% | Reduced |
| Opal Wealth Advisors, LLC | 2,490 | $736.1K | 0.29% | +29+1.2% | Added |
| DFPG Investments, LLC | 2,589 | $736.0K | 0.06% | −14,160−84.5% | Reduced |
| Seelaus Asset Management LLC | 2,478 | $732.7K | 0.71% | 00.0% | Unchanged |
| Stonebridge Capital Advisors LLC | 2,477 | $732.3K | 0.07% | +216+9.6% | Added |
| RNC Capital Management LLC | 2,476 | $732.1K | 0.04% | −40−1.6% | Reduced |
| Hamel Associates, Inc. | 2,465 | $729.0K | 0.26% | −250−9.2% | Reduced |
| Carret Asset Management, LLC | 2,460 | $727.2K | 0.09% | +10.0% | Added |
| Carlton Hofferkamp & Jenks Wealth Management, LLC | 2,501 | $727.0K | 0.30% | −20−0.8% | Reduced |
| Garner Asset Management Corp | 2,249 | $725.3K | 0.37% | +73+3.4% | Added |
| TCG Advisory Services, LLC | 2,448 | $723.8K | 0.05% | +1,016+70.9% | Added |
| Jmac Enterprises LLC | 2,446 | $723.2K | 0.16% | +2,446 | New |
| Van Strum & Towne Inc. | 2,445 | $722.9K | 0.28% | −15−0.6% | Reduced |
| Patton Albertson Miller Group, LLC | 2,444 | $722.6K | 0.12% | −109−4.3% | Reduced |
| Greenwich Wealth Management LLC | 2,438 | $721.0K | 0.07% | −77−3.1% | Reduced |
| Morningstar Investment Services LLC | 2,430 | $721.0K | 0.00% | +1,103+83.1% | Added |
| Valmark Advisers, Inc. | 2,436 | $720.1K | 0.01% | +147+6.4% | Added |
| Trillium Asset Management, LLC | 2,434 | $720.0K | 0.02% | 00.0% | Unchanged |
| Hunter Associates Investment Management LLC | 2,426 | $720.0K | 0.13% | −10.0% | Reduced |
| Bordeaux Wealth Advisors LLC | 2,420 | $715.5K | 0.24% | +127+5.5% | Added |
| Fiducient Advisors LLC | 2,420 | $715.5K | 0.13% | +2,420 | New |
| JGP Wealth Management, LLC | 2,419 | $715.2K | 0.11% | +48+2.0% | Added |
| BlueSky Wealth Advisors, LLC | 2,415 | $714.0K | 0.13% | −134−5.3% | Reduced |
| Tolleson Wealth Management, Inc. | 2,400 | $710.0K | 0.15% | +200+9.1% | Added |
| Mechanics Bank Trust Department | 2,401 | $709.9K | 0.11% | +56+2.4% | Added |
| Ocean Capital Management, LLC | 2,400 | $709.6K | 0.29% | 00.0% | Unchanged |
| E&G Advisors, LP | 2,400 | $709.6K | 0.25% | +100+4.3% | Added |
| Executive Wealth Management, LLC | 2,386 | $705.7K | 0.07% | +873+57.7% | Added |
| Day & Ennis, LLC | 2,386 | $705.5K | 0.25% | +22+0.9% | Added |
| BlueCrest Capital Management Ltd | 2,386 | $705.5K | 0.12% | −1,282−35.0% | Reduced |
| Wimmer Associates 1, LLC | 2,385 | $705.2K | 0.40% | 00.0% | Unchanged |
| Grandview Asset Management LLC | 2,383 | $704.0K | 0.37% | −78−3.2% | Reduced |
| TBH Global Asset Management, LLC | 2,378 | $703.0K | 0.14% | +124+5.5% | Added |
| Brown, Lisle/Cummings, Inc. | 2,375 | $702.2K | 0.26% | −155−6.1% | Reduced |
| EverSource Wealth Advisors, LLC | 2,367 | $699.7K | 0.06% | −20−0.8% | Reduced |
| Virtus ETF Advisers LLC | 2,362 | $698.4K | 0.44% | −538−18.6% | Reduced |
| Worth Financial Advisory Group, LLC | 2,355 | $696.3K | 0.56% | −125−5.0% | Reduced |
| W Advisors, LLC | 2,344 | $693.0K | 0.51% | +47+2.0% | Added |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 2,339 | $691.6K | 0.04% | +479+25.8% | Added |
| Advisor Resource Council | 2,337 | $691.0K | 0.08% | +2,337 | New |
| Arbor Wealth Advisors LLC | 2,337 | $691.0K | 0.71% | +2,337 | New |
| Sound Financial Strategies Group, LLC | 2,333 | $689.8K | 0.58% | −1,537−39.7% | Reduced |
| RMR Wealth Builders | 2,330 | $689.0K | 0.10% | −50−2.1% | Reduced |
| Goepper Burkhardt LLC | 2,170 | $688.2K | 0.34% | +10+0.5% | Added |
| Claris Advisors, LLC | 2,316 | $684.8K | 0.38% | 00.0% | Unchanged |
| LCNB Corp | 2,314 | $684.2K | 0.27% | −253−9.9% | Reduced |
| Golden State Equity Partners | 2,307 | $682.1K | 0.17% | +370+19.1% | Added |
| Capital Planning Advisors, LLC | 2,306 | $681.8K | 0.13% | +169+7.9% | Added |
| Leonteq Securities AG | 2,304 | $681.2K | 0.09% | −3,801−62.3% | Reduced |
| Everpar Advisors LLC | 2,304 | $681.2K | 0.32% | +2,304 | New |
| Hennion & Walsh Asset Management, Inc. | 2,284 | $675.3K | 0.04% | −19−0.8% | Reduced |
| Provence Wealth Management Group | 2,276 | $672.9K | 0.36% | +339+17.5% | Added |
| Aberdeen Wealth Management LLC | 2,262 | $668.8K | 0.49% | 00.0% | Unchanged |
| Beverly Hills Private Wealth, LLC | 2,257 | $667.2K | 0.17% | −48−2.1% | Reduced |
| RE Dickinson Investment Advisors, LLC | 2,250 | $665.0K | 0.44% | 00.0% | Unchanged |
| 180 Wealth Advisors, LLC | 2,268 | $663.9K | 0.13% | −14−0.6% | Reduced |
| Harbour Trust & Investment Management Co | 2,240 | $662.3K | 0.09% | +2,240 | New |
| Marion Wealth Management | 2,239 | $662.0K | 0.21% | −91−3.9% | Reduced |
| Intrust Bank NA | 2,235 | $660.8K | 0.08% | +22+1.0% | Added |
| Marks Group Wealth Management, Inc | 2,234 | $660.6K | 0.08% | +86+4.0% | Added |
| Cypress Asset Management Inc | 2,230 | $659.3K | 0.20% | −5−0.2% | Reduced |
| Ridgecrest Wealth Partners, LLC | 2,225 | $657.9K | 0.43% | −2−0.1% | Reduced |
| Harbor Investment Advisory, LLC | 2,221 | $656.6K | 0.08% | −250−10.1% | Reduced |
| Cahaba Wealth Management, Inc. | 2,219 | $656.2K | 0.07% | −543−19.7% | Reduced |
| Athena Investment Management | 2,203 | $651.4K | 0.42% | 00.0% | Unchanged |
| Deseret Mutual Benefit Administrators | 2,198 | $649.9K | 0.37% | −780−26.2% | Reduced |
| Fiduciary Group LLC | 2,197 | $649.4K | 0.08% | +10.0% | Added |
| Blueshift Asset Management, LLC | 2,193 | $648.4K | 0.34% | +2,193 | New |
| Fulton Bank, N.A. | 2,193 | $648.4K | 0.03% | −130−5.6% | Reduced |
| Guardian Wealth Management, Inc. | 2,192 | $648.3K | 0.55% | +528+31.7% | Added |
| Segment Wealth Management, LLC | 2,180 | $644.6K | 0.06% | +10.0% | Added |
| 626 Financial, LLC | 2,177 | $643.7K | 0.43% | −51−2.3% | Reduced |
| Total Investment Management Inc | 2,175 | $643.2K | 0.08% | +51+2.4% | Added |
| Mine & Arao Wealth Creation & Management, LLC. | 2,171 | $641.9K | 0.35% | +5+0.2% | Added |
| DRW Securities, LLC | 2,169 | $641.3K | 0.02% | +447+26.0% | Added |
| Advisor OS, LLC | 2,166 | $640.5K | 0.08% | +842+63.6% | Added |
| NCM Capital Management, LLC | 2,155 | $637.2K | 0.39% | 00.0% | Unchanged |
| Tidemark, LLC | 2,152 | $636.2K | 0.40% | +2,152 | New |
| Scholtz & Company, LLC | 2,150 | $636.0K | 0.31% | +2,150 | New |
| Full Sail Capital, LLC | 2,150 | $635.7K | 0.05% | −48−2.2% | Reduced |
| Fukoku Mutual Life Insurance Co | 2,139 | $632.4K | 0.05% | 00.0% | Unchanged |
| Wrapmanager Inc | 2,138 | $632.1K | 0.19% | +2,138 | New |
| Oakworth Capital, Inc. | 2,135 | $631.3K | 0.05% | +900+72.9% | Added |
| Reynders McVeigh Capital Management, LLC | 2,134 | $631.0K | 0.04% | −78−3.5% | Reduced |
| Perpetual Ltd | 2,134 | $631.0K | 0.01% | −9,585−81.8% | Reduced |
| Olistico Wealth, LLC | 2,130 | $629.8K | 0.49% | +70+3.4% | Added |
| First Financial Corp | 2,129 | $629.5K | 0.32% | −4−0.2% | Reduced |
| Summit Global Investments | 2,127 | $629.0K | 0.04% | +1,038+95.3% | Added |
| Summit Financial Strategies, Inc. | 2,127 | $628.9K | 0.10% | −52−2.4% | Reduced |
| Morningstar Investment Management LLC | 2,124 | $628.0K | 0.07% | +17+0.8% | Added |
| Woodley Farra Manion Portfolio Management Inc | 2,121 | $627.1K | 0.04% | −38−1.8% | Reduced |
| PDS Planning, Inc | 2,115 | $625.2K | 0.07% | −128−5.7% | Reduced |
| Acropolis Investment Management, LLC | 2,113 | $624.6K | 0.04% | +93+4.6% | Added |
| Platform Technology Partners | 1,942 | $624.5K | 0.24% | −281−12.6% | Reduced |
| Options Solutions, LLC | 2,110 | $623.9K | 0.66% | +160+8.2% | Added |
| First Commonwealth Financial Corp | 2,110 | $623.9K | 0.19% | −24−1.1% | Reduced |
| Guardian Wealth Advisors, LLC | 2,105 | $622.3K | 0.09% | −106−4.8% | Reduced |