Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2023
Institutional positions in Caterpillar Inc as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,582
- +211 vs. Q3 2023
- Shares held
- 354.5M
- −1.08M (−0.3%) vs. Q3 2023
- Total value
- $104.6B
- +$7.48B (+7.7%) vs. Q3 2023
- New holders
- 318
- 923 more added
- Sold out
- 107
- 955 more reduced
37 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| MSH Capital Advisors LLC | 2,104 | $622.1K | 0.23% | −33−1.5% | Reduced |
| McBroom & Associates, LLC | 2,100 | $620.9K | 0.45% | −4−0.2% | Reduced |
| Traverso Chambers Private Wealth Management, LLC | 2,098 | $620.3K | 0.15% | +6+0.3% | Added |
| Atlantic Trust, LLC | 2,098 | $620.3K | 0.17% | +100+5.0% | Added |
| First Financial Bankshares Inc | 2,095 | $619.4K | 0.01% | +2,095 | New |
| Canopy Partners, LLC | 2,088 | $617.4K | 0.38% | +2,088 | New |
| Bensler, LLC | 2,087 | $617.1K | 0.10% | +3+0.1% | Added |
| Source Financial Advisors LLC | 2,086 | $616.8K | 0.19% | −49−2.3% | Reduced |
| New Republic Capital, LLC | 2,083 | $615.9K | 0.44% | −162−7.2% | Reduced |
| Buck Wealth Strategies, LLC | 2,082 | $615.5K | 0.23% | −55−2.6% | Reduced |
| Winthrop Advisory Group LLC | 2,081 | $615.2K | 0.10% | +205+10.9% | Added |
| Corundum Group, Inc. | 2,078 | $614.4K | 0.31% | −38−1.8% | Reduced |
| Premier Path Wealth Partners, LLC | 2,071 | $612.4K | 0.14% | +2,071 | New |
| Tarbox Family Office, Inc. | 2,071 | $612.3K | 0.12% | 00.0% | Unchanged |
| Atlas Private Wealth Management | 2,067 | $611.1K | 0.29% | +10.0% | Added |
| Martin Capital Advisors, LLP | 2,065 | $610.6K | 0.52% | 00.0% | Unchanged |
| Ci Investments Inc. | 2,062 | $610.0K | 0.00% | −7,332−78.0% | Reduced |
| GSB Wealth Management, LLC | 2,063 | $610.0K | 0.19% | +10.0% | Added |
| AF Advisors, Inc. | 2,060 | $609.1K | 0.14% | 00.0% | Unchanged |
| Addison Advisors LLC | 2,052 | $606.7K | 0.24% | +457+28.7% | Added |
| Tilt Investment Management Holdings, PBC | 2,051 | $606.4K | 0.66% | −654−24.2% | Reduced |
| McElhenny Sheffield Capital Management, LLC | 2,050 | $606.1K | 0.25% | 00.0% | Unchanged |
| REDW Wealth LLC | 2,049 | $605.8K | 0.17% | −61−2.9% | Reduced |
| Capital Square, LLC | 2,045 | $604.7K | 0.68% | −45−2.2% | Reduced |
| Lakeridge Wealth Management LLC | 2,039 | $602.8K | 0.44% | +2,039 | New |
| Paulson Wealth Management Inc. | 2,036 | $602.0K | 0.19% | −545−21.1% | Reduced |
| GHP Investment Advisors, Inc. | 2,034 | $601.4K | 0.03% | −84−4.0% | Reduced |
| Alera Investment Advisors, LLC | 2,031 | $600.5K | 0.08% | −810−28.5% | Reduced |
| First Trust Investment Solutions L.P. | 2,027 | $599.3K | 0.12% | +2,027 | New |
| Townsend Asset Management Corp | 2,019 | $597.1K | 0.27% | +4+0.2% | Added |
| SRB Corp | 2,015 | $595.8K | 0.04% | +2,015 | New |
| Machina Capital S.A.S. | 2,010 | $594.3K | 0.38% | +2,010 | New |
| First American Bank | 2,009 | $594.0K | 0.05% | 00.0% | Unchanged |
| Burns J W & Co Inc | 2,000 | $591.3K | 0.09% | 00.0% | Unchanged |
| Bienville Capital Management, LLC | 2,000 | $591.3K | 0.18% | 00.0% | Unchanged |
| Cito Capital Group, LLC | 2,000 | $591.0K | 0.25% | 00.0% | Unchanged |
| Lester Murray Antman dba SimplyRich | 1,996 | $590.0K | 0.20% | 00.0% | Unchanged |
| Founders Financial Alliance, LLC | 1,992 | $589.0K | 0.23% | −381−16.1% | Reduced |
| Winthrop Capital Management, LLC | 1,989 | $588.1K | 0.19% | +1,989 | New |
| American Trust | 1,980 | $585.4K | 0.04% | −170−7.9% | Reduced |
| Fox Hill Wealth Management | 1,978 | $584.8K | 0.45% | +1,978 | New |
| Patten Group, Inc. | 1,974 | $583.7K | 0.16% | +3+0.2% | Added |
| WSFS Capital Management, LLC | 1,969 | $582.2K | 0.04% | −433−18.0% | Reduced |
| Sterling Wealth Management, Inc. | 1,969 | $582.2K | 0.33% | +1,969 | New |
| Fortress Wealth Group, LLC | 1,991 | $582.0K | 0.35% | +1,214+156.2% | Added |
| Shoker Investment Counsel, Inc. | 1,967 | $581.8K | 0.22% | +110+5.9% | Added |
| Guardian Asset Advisors, LLC | 1,955 | $578.3K | 0.54% | +1,955 | New |
| Range Financial Group LLC | 1,953 | $577.4K | 0.35% | −694−26.2% | Reduced |
| Berger Financial Group, Inc | 1,952 | $577.1K | 0.06% | −98−4.8% | Reduced |
| L.M. Kohn & Company | 1,950 | $576.7K | 0.18% | +137+7.6% | Added |
| Addison Capital Co | 1,945 | $575.1K | 0.36% | +186+10.6% | Added |
| Carmichael Hill & Associates, Inc. | 1,938 | $573.1K | 0.25% | +1+0.1% | Added |
| Oak Hill Wealth Advisors, LLC | 1,934 | $572.0K | 0.20% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 1,942 | $571.3K | 0.28% | +513+35.9% | Added |
| Aft, Forsyth & Company, Inc. | 1,925 | $569.2K | 0.36% | −35−1.8% | Reduced |
| Latitude Advisors, LLC | 1,923 | $568.7K | 0.40% | +6+0.3% | Added |
| Elwood & Goetz Wealth Advisory Group, LLC | 1,916 | $566.5K | 0.12% | +38+2.0% | Added |
| Obsidian Personal Planning Solutions LLC | 1,910 | $564.7K | 0.43% | 00.0% | Unchanged |
| Centurion Wealth Management LLC | 1,908 | $564.1K | 0.24% | −43−2.2% | Reduced |
| Cedar Brook Financial Partners, LLC | 1,928 | $563.0K | 0.13% | +860+80.5% | Added |
| Ramsay, Stattman, Vela & Price, Inc. | 1,900 | $561.8K | 0.11% | 00.0% | Unchanged |
| Constitution Capital LLC | 1,900 | $561.8K | 0.34% | 00.0% | Unchanged |
| Loomis Sayles & Co L P | 1,894 | $560.0K | 0.00% | −57−2.9% | Reduced |
| Patriot Financial Group Insurance Agency, LLC | 1,893 | $559.7K | 0.11% | +37+2.0% | Added |
| Chicago Trust Co NA | 1,890 | $558.8K | 0.12% | −784−29.3% | Reduced |
| Proficio Capital Partners LLC | 1,885 | $557.4K | 0.07% | −34−1.8% | Reduced |
| KKM Financial LLC | 1,883 | $556.7K | 0.35% | +1,883 | New |
| Fulton Breakefield Broenniman LLC | 1,882 | $556.3K | 0.04% | −182−8.8% | Reduced |
| Glassman Wealth Services | 1,878 | $555.3K | 0.08% | +4+0.2% | Added |
| Stonebrook Private Inc. | 1,875 | $554.5K | 0.19% | +1,875 | New |
| NovaPoint Capital, LLC | 1,868 | $552.3K | 0.21% | 00.0% | Unchanged |
| Barr E S & Co | 1,863 | $550.8K | 0.04% | −50−2.6% | Reduced |
| Transcendent Capital Group LLC | 1,863 | $550.8K | 0.37% | +1,863 | New |
| Horst & Graben Wealth Management LLC | 1,862 | $550.5K | 0.12% | +6+0.3% | Added |
| Bard Financial Services, Inc. | 1,860 | $549.9K | 0.06% | 00.0% | Unchanged |
| Montz Harcus Wealth Management LLC | 1,860 | $549.9K | 0.42% | +9+0.5% | Added |
| Diversified, LLC | 1,858 | $549.3K | 0.12% | −62−3.2% | Reduced |
| Mountain Pacific Investment Advisers Inc | 1,858 | $549.3K | 0.03% | −19−1.0% | Reduced |
| Legacy Financial Advisors, Inc. | 1,853 | $548.0K | 0.11% | +144+8.4% | Added |
| Sterling Investment Advisors, Ltd. | 1,845 | $545.5K | 0.17% | +1+0.1% | Added |
| TFG Advisers LLC | 1,843 | $545.0K | 0.23% | +183+11.0% | Added |
| Shelton Wealth Management, LLC | 1,842 | $544.7K | 0.39% | +1,842 | New |
| Zullo Investment Group, Inc. | 1,840 | $544.2K | 0.28% | +118+6.9% | Added |
| Capital Management Associates, Inc | 2,124 | $544.1K | 0.49% | +2,124 | New |
| Chicago Partners Investment Group LLC | 1,869 | $543.2K | 0.03% | −224−10.7% | Reduced |
| Mustard Seed Financial, LLC | 1,836 | $542.9K | 0.61% | +1,836 | New |
| Commerzbank Aktiengesellschaft | 1,829 | $541.0K | 0.02% | +507+38.4% | Added |
| Sepio Capital, LP | 1,827 | $540.3K | 0.05% | +132+7.8% | Added |
| First Western Trust Bank | 1,827 | $540.2K | 0.03% | +3+0.2% | Added |
| Plancorp, LLC | 1,825 | $539.7K | 0.03% | +53+3.0% | Added |
| Firethorn Wealth Partners, LLC | 1,825 | $539.6K | 0.35% | +296+19.4% | Added |
| Smith Anglin Financial, LLC | 1,823 | $538.9K | 0.06% | +6+0.3% | Added |
| Bedel Financial Consulting, Inc. | 1,818 | $537.5K | 0.10% | −69−3.7% | Reduced |
| Avestar Capital, LLC | 1,815 | $536.6K | 0.07% | +293+19.3% | Added |
| Home Federal Bank of Tennessee | 1,809 | $534.9K | 0.18% | −300−14.2% | Reduced |
| MBL Wealth, LLC | 1,808 | $534.6K | 0.07% | +1,808 | New |
| Union Savings Bank | 1,808 | $534.5K | 0.30% | 00.0% | Unchanged |
| Pacitti Group Inc. | 1,808 | $534.5K | 0.33% | −18−1.0% | Reduced |
| Taylor Financial Group, Inc. | 1,805 | $533.7K | 0.44% | +1,805 | New |
| Telemus Capital, LLC | 1,801 | $532.5K | 0.04% | +39+2.2% | Added |