Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2023
Institutional positions in Caterpillar Inc as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,582
- +211 vs. Q3 2023
- Shares held
- 354.5M
- −1.08M (−0.3%) vs. Q3 2023
- Total value
- $104.6B
- +$7.48B (+7.7%) vs. Q3 2023
- New holders
- 318
- 923 more added
- Sold out
- 107
- 955 more reduced
37 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Baker Boyer National Bank | 1,801 | $532.5K | 0.20% | 00.0% | Unchanged |
| Harris Associates L PSuperinvestorHarris Associates (Oakmark) | 1,800 | $532.2K | 0.00% | 00.0% | Unchanged |
| Audent Global Asset Management, LLC | 1,793 | $530.3K | 0.63% | +175+10.8% | Added |
| Edmp, Inc. | 1,792 | $529.8K | 0.48% | +628+54.0% | Added |
| Red Door Wealth Management, LLC | 1,784 | $527.5K | 0.11% | +148+9.0% | Added |
| Benchmark Wealth Management, LLC | 1,783 | $527.2K | 0.31% | +1+0.1% | Added |
| Lakeside Advisors, INC. | 1,781 | $526.7K | 0.37% | +1+0.1% | Added |
| MBA Advisors LLC | 1,777 | $525.5K | 0.29% | 00.0% | Unchanged |
| Harel Insurance Investments & Financial Services Ltd. | 1,764 | $524.0K | 0.01% | +823+87.5% | Added |
| Richwood Investment Advisors, LLC | 1,770 | $523.3K | 0.49% | +225+14.6% | Added |
| Thrive Wealth Management, LLC | 1,768 | $522.9K | 0.12% | +17+1.0% | Added |
| Boston Financial Mangement LLC | 1,768 | $522.7K | 0.02% | −4−0.2% | Reduced |
| Walter & Keenan Financial Consulting Co | 1,760 | $520.3K | 0.19% | −44−2.4% | Reduced |
| LifeSteps Financial, Inc. | 1,759 | $520.1K | 0.46% | 00.0% | Unchanged |
| LVW Advisors, LLC | 1,757 | $519.5K | 0.10% | +204+13.1% | Added |
| STAR Financial Bank | 1,757 | $519.5K | 0.47% | +135+8.3% | Added |
| Wealth Management Associates, Inc. | 1,756 | $519.1K | 0.27% | −49−2.7% | Reduced |
| One Degree Advisors Inc | 1,615 | $519.0K | 0.27% | +1,615 | New |
| Calamos Wealth Management LLC | 1,751 | $517.7K | 0.03% | +100+6.1% | Added |
| Sovereign Financial Group, Inc. | 1,750 | $517.4K | 0.16% | +94+5.7% | Added |
| Taylor Hoffman Wealth Management | 1,748 | $516.8K | 0.23% | 00.0% | Unchanged |
| Boomfish Wealth Group, LLC | 1,740 | $514.5K | 0.37% | +1,740 | New |
| Advisory Resource Group | 1,739 | $514.2K | 0.13% | 00.0% | Unchanged |
| New Century Financial Group, LLC | 1,735 | $513.0K | 0.44% | +1,735 | New |
| Evermay Wealth Management LLC | 1,732 | $512.0K | 0.09% | +9+0.5% | Added |
| MCF Advisors LLC | 1,724 | $509.6K | 0.04% | +59+3.5% | Added |
| Derbend Asset Management | 1,718 | $508.0K | 0.29% | −499−22.5% | Reduced |
| Coastwise Capital Group, LLC | 1,717 | $507.8K | 0.52% | +170+11.0% | Added |
| Check Capital Management Inc | 1,717 | $507.7K | 0.04% | 00.0% | Unchanged |
| PBMares Wealth Management LLC | 1,711 | $506.0K | 0.15% | +400+30.5% | Added |
| Raab & Moskowitz Asset Management LLC | 1,711 | $505.9K | 0.16% | −200−10.5% | Reduced |
| Silvia McColl Wealth Management, LLC | 1,704 | $503.8K | 0.45% | 00.0% | Unchanged |
| Thomas Story & Son LLC | 1,700 | $503.0K | 0.24% | 00.0% | Unchanged |
| Trinity Financial Advisors LLC | 1,700 | $502.6K | 0.25% | 00.0% | Unchanged |
| Breakwater Capital Group | 1,741 | $502.6K | 0.14% | +75+4.5% | Added |
| Meadow Creek Wealth Advisors LLC | 1,699 | $502.3K | 0.49% | +1,699 | New |
| YHB Investment Advisors, Inc. | 1,692 | $500.3K | 0.05% | +1+0.1% | Added |
| Jeppson Wealth Management, LLC | 1,690 | $499.7K | 0.21% | 00.0% | Unchanged |
| Summit Wealth Partners, LLC | 1,684 | $497.9K | 0.12% | 00.0% | Unchanged |
| Impact Partnership Wealth, LLC | 1,684 | $497.9K | 0.18% | +1,046+163.9% | Added |
| Forte Capital LLC | 1,680 | $496.8K | 0.07% | +276+19.7% | Added |
| AdvisorShares Investments LLC | 1,680 | $496.7K | 0.12% | +317+23.3% | Added |
| Hollencrest Capital Management | 1,677 | $496.0K | 0.05% | +210+14.3% | Added |
| Kaydan Wealth Management, Inc. | 1,677 | $495.8K | 0.20% | 00.0% | Unchanged |
| Everhart Financial Group, Inc. | 1,676 | $495.5K | 0.18% | −36−2.1% | Reduced |
| Verity Asset Management, Inc. | 1,672 | $494.5K | 0.32% | +1+0.1% | Added |
| Callan Family Office, LLC | 1,672 | $494.4K | 0.12% | +122+7.9% | Added |
| Cornerstone Advisory, LLC | 1,668 | $493.2K | 0.08% | +276+19.8% | Added |
| Edgestream Partners, L.P. | 1,659 | $490.5K | 0.04% | −439−20.9% | Reduced |
| Arcataur Capital Management LLC | 1,659 | $490.5K | 0.19% | −85−4.9% | Reduced |
| Hohimer Wealth Management, LLC | 1,658 | $490.2K | 0.12% | −4−0.2% | Reduced |
| Wendell David Associates Inc | 1,653 | $489.0K | 0.05% | 00.0% | Unchanged |
| Cooper/Haims Advisors, LLC | 1,653 | $488.7K | 0.28% | −339−17.0% | Reduced |
| Cassaday & Co Wealth Management LLC | 1,651 | $488.2K | 0.02% | −172−9.4% | Reduced |
| Smartleaf Asset Management LLC | 1,648 | $488.0K | 0.13% | +1,648 | New |
| Lafayette Investments, Inc. | 1,650 | $487.9K | 0.12% | −50−2.9% | Reduced |
| Fairfield, Bush & Co. | 1,650 | $487.8K | 0.29% | −3−0.2% | Reduced |
| Tennessee Valley Asset Management Partners | 1,647 | $487.0K | 0.13% | +6+0.4% | Added |
| American Money Management, LLC | 1,646 | $486.8K | 0.11% | +73+4.6% | Added |
| Core Alternative Capital | 1,643 | $485.8K | 0.08% | −305−15.7% | Reduced |
| Novare Capital Management LLC | 1,642 | $485.4K | 0.05% | 00.0% | Unchanged |
| WealthTrust Axiom LLC | 1,629 | $481.8K | 0.16% | −38−2.3% | Reduced |
| Gradient Capital Advisors, LLC | 1,629 | $481.8K | 0.18% | −86−5.0% | Reduced |
| Operose Advisors LLC | 1,625 | $480.6K | 0.19% | −441−21.3% | Reduced |
| Sweet Financial Partners, LLC | 1,624 | $480.2K | 0.11% | +1+0.1% | Added |
| Arrowstreet Capital, Limited Partnership | 1,622 | $480.0K | 0.00% | +1,622 | New |
| United Bank | 1,622 | $479.6K | 0.06% | 00.0% | Unchanged |
| Armstrong, Fleming & Moore, Inc | 1,622 | $479.5K | 0.36% | +1+0.1% | Added |
| Savvy Advisors, Inc. | 1,621 | $479.4K | 0.47% | +1,621 | New |
| Beaumont Financial Advisors, LLC | 1,618 | $478.3K | 0.04% | +237+17.2% | Added |
| Vishria Bird Financial Group, LLC | 1,606 | $475.0K | 0.22% | 00.0% | Unchanged |
| Camden National Bank | 1,605 | $474.6K | 0.09% | −25−1.5% | Reduced |
| Sunburst Financial Group, LLC | 1,603 | $474.0K | 0.15% | −12−0.7% | Reduced |
| WESCAP Management Group, Inc. | 1,600 | $473.1K | 0.15% | 00.0% | Unchanged |
| Icapital Wealth LLC | 1,600 | $473.1K | 0.31% | 00.0% | Unchanged |
| Burke & Herbert Bank & Trust Co | 1,595 | $471.6K | 0.34% | −251−13.6% | Reduced |
| Congress Park Capital LLC | 1,595 | $471.6K | 0.23% | +175+12.3% | Added |
| Pacifica Partners Inc. | 1,842 | $470.1K | 0.23% | +151+8.9% | Added |
| Affinity Capital Advisors, LLC | 1,586 | $469.0K | 0.11% | +117+8.0% | Added |
| Wealthsource Partners, LLC | 1,586 | $468.9K | 0.03% | −318−16.7% | Reduced |
| Burford Brothers, Inc. | 1,582 | $467.9K | 0.33% | +1,582 | New |
| Prosperity Financial Group, Inc. | 1,579 | $466.9K | 0.32% | +39+2.5% | Added |
| Kohmann Bosshard Financial Services, LLC | 1,575 | $465.7K | 0.07% | −75−4.5% | Reduced |
| Jump Financial, LLC | 1,573 | $465.1K | 0.02% | −2,355−60.0% | Reduced |
| First Hawaiian Bank | 1,571 | $464.5K | 0.01% | −2,608−62.4% | Reduced |
| Sage Mountain Advisors LLC | 1,571 | $464.5K | 0.05% | −22−1.4% | Reduced |
| Davidson Investment Advisors | 1,570 | $464.2K | 0.03% | 00.0% | Unchanged |
| Regent Peak Wealth Advisors LLC | 1,568 | $463.6K | 0.13% | +7+0.4% | Added |
| BCS Wealth Management | 1,566 | $463.0K | 0.17% | 00.0% | Unchanged |
| Vertex Planning Partners, LLC | 1,565 | $462.7K | 0.14% | −72−4.4% | Reduced |
| Trust Co of Virginia | 1,563 | $462.1K | 0.05% | −10−0.6% | Reduced |
| Tradition Wealth Management, LLC | 1,559 | $461.0K | 0.05% | −323−17.2% | Reduced |
| Braun-Bostich & Associates Inc. | 1,556 | $460.1K | 0.42% | +1,556 | New |
| Quantum Financial Advisors, LLC | 1,552 | $459.0K | 0.11% | 00.0% | Unchanged |
| Bridgeworth, LLC | 1,550 | $458.4K | 0.05% | −3−0.2% | Reduced |
| Smith Shellnut Wilson LLC | 1,550 | $458.3K | 0.26% | 00.0% | Unchanged |
| Charter Oak Capital Management, LLC | 1,549 | $458.1K | 0.05% | +2+0.1% | Added |
| Sanchez Wealth Management Group | 1,542 | $456.0K | 0.17% | +8+0.5% | Added |
| VisionPoint Advisory Group, LLC | 1,542 | $455.9K | 0.17% | −492−24.2% | Reduced |
| CapWealth Advisors, LLC | 1,542 | $455.9K | 0.06% | 00.0% | Unchanged |