Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2023
Institutional positions in Caterpillar Inc as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,582
- +211 vs. Q3 2023
- Shares held
- 354.5M
- −1.08M (−0.3%) vs. Q3 2023
- Total value
- $104.6B
- +$7.48B (+7.7%) vs. Q3 2023
- New holders
- 318
- 923 more added
- Sold out
- 107
- 955 more reduced
37 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| SAM Advisors, LLC | 1,540 | $455.3K | 0.18% | 00.0% | Unchanged |
| West Family Investments, Inc. | 1,539 | $455.0K | 0.15% | 00.0% | Unchanged |
| Warren Street Wealth Advisors, LLC | 1,535 | $453.9K | 0.26% | +53+3.6% | Added |
| Burton Enright Welch | 1,535 | $453.9K | 0.12% | +3+0.2% | Added |
| Soltis Investment Advisors LLC | 1,530 | $452.4K | 0.05% | +214+16.3% | Added |
| Van Cleef Asset Management,Inc | 1,530 | $452.4K | 0.06% | +600+64.5% | Added |
| Bigelow Investment Advisors, LLC | 1,527 | $451.5K | 0.24% | +27+1.8% | Added |
| Grove Bank & Trust | 1,525 | $450.9K | 0.08% | −1−0.1% | Reduced |
| Allstate Corp | 1,524 | $450.6K | 0.03% | −308−16.8% | Reduced |
| Doliver Advisors, LP | 1,520 | $449.4K | 0.14% | −116−7.1% | Reduced |
| West Michigan Advisors, LLC | 1,519 | $449.1K | 0.17% | +669+78.7% | Added |
| Peoples Bank | 1,517 | $448.5K | 0.36% | −27−1.7% | Reduced |
| Comprehensive Financial Consultants Institutional, Inc. | 1,511 | $446.8K | 0.21% | −7−0.5% | Reduced |
| Integrated Investment Consultants, LLC | 1,511 | $446.6K | 0.14% | +11+0.7% | Added |
| Mizuho Securities Co. Ltd. | 1,510 | $446.5K | 1.60% | +1,510 | New |
| Psagot Value Holdings Ltd. / (Israel) | 1,503 | $445.0K | 0.20% | +953+173.3% | Added |
| Tectonic Advisors LLC | 1,502 | $444.1K | 0.04% | +8+0.5% | Added |
| Chickasaw Capital Management LLC | 1,500 | $444.0K | 0.02% | 00.0% | Unchanged |
| Stokes Family Office, LLC | 1,500 | $443.5K | 0.06% | −523−25.9% | Reduced |
| Bell Bank | 1,500 | $443.5K | 0.04% | 00.0% | Unchanged |
| Rbo & Co LLC | 1,500 | $443.5K | 0.08% | 00.0% | Unchanged |
| Jupiter Wealth Management LLC | 1,500 | $443.5K | 0.26% | 00.0% | Unchanged |
| Strategic Equity Management | 1,498 | $442.9K | 0.50% | +7+0.5% | Added |
| Center For Asset Management LLC | 1,494 | $441.7K | 0.40% | +1+0.1% | Added |
| Gould Asset Management LLC | 1,490 | $440.5K | 0.11% | +260+21.1% | Added |
| Longfellow Investment Management Co LLC | 1,490 | $440.5K | 0.11% | +1,490 | New |
| SageView Advisory Group, LLC | 1,444 | $440.1K | 0.02% | −1,947−57.4% | Reduced |
| TrinityPoint Wealth, LLC | 1,486 | $439.5K | 0.08% | +2+0.1% | Added |
| N.E.W. Advisory Services LLC | 1,483 | $438.3K | 0.05% | −55−3.6% | Reduced |
| Private Portfolio Partners LLC | 1,481 | $437.8K | 0.10% | +465+45.8% | Added |
| IMS Capital Management | 1,475 | $436.1K | 0.21% | 00.0% | Unchanged |
| Acima Private Wealth, LLC | 1,473 | $435.5K | 0.17% | 00.0% | Unchanged |
| Austin Private Wealth, LLC | 1,473 | $435.4K | 0.06% | +305+26.1% | Added |
| Weil Company, Inc. | 1,469 | $434.4K | 0.19% | −1,077−42.3% | Reduced |
| Sandy Cove Advisors, LLC | 1,469 | $434.3K | 0.22% | −48−3.2% | Reduced |
| Hara Capital LLC | 1,465 | $433.2K | 0.30% | +1,465 | New |
| Planning Center, Inc. | 1,463 | $432.6K | 0.10% | −4−0.3% | Reduced |
| Channel Wealth LLC | 1,463 | $432.6K | 0.20% | +692+89.8% | Added |
| Castle Rock Wealth Management, LLC | 1,499 | $432.2K | 0.13% | −50−3.2% | Reduced |
| Objective Capital Management, LLC | 1,459 | $431.4K | 0.33% | +252+20.9% | Added |
| RKL Wealth Management LLC | 1,455 | $430.1K | 0.05% | −58−3.8% | Reduced |
| Financial Partners Group, Inc | 1,451 | $428.9K | 0.08% | +2+0.1% | Added |
| Alan B. Lancz & Associates, Inc. | 1,450 | $428.7K | 0.45% | −322−18.2% | Reduced |
| HTLF Bank | 1,446 | $427.5K | 0.05% | +1,446 | New |
| Frisch Financial Group, Inc. | 1,443 | $427.0K | 0.16% | −11−0.8% | Reduced |
| Garden State Investment Advisory Services LLC | 1,444 | $426.9K | 0.17% | +51+3.7% | Added |
| Valley National Advisers Inc | 1,441 | $426.0K | 0.07% | +61+4.4% | Added |
| Excalibur Management Corp | 1,440 | $425.8K | 0.20% | −38−2.6% | Reduced |
| South Street Advisors LLC | 1,440 | $425.8K | 0.08% | 00.0% | Unchanged |
| Fairfield Financial Advisors, LTD | 1,438 | $425.3K | 0.16% | +1,029+251.6% | Added |
| Mengis Capital Management, Inc. | 1,437 | $425.1K | 0.08% | 00.0% | Unchanged |
| Fagan Associates, Inc. | 1,435 | $424.3K | 0.09% | +100+7.5% | Added |
| Nadler Financial Group, Inc. | 1,433 | $423.7K | 0.06% | 00.0% | Unchanged |
| Signet Investment Advisory Group, Inc. | 1,430 | $422.8K | 0.25% | −10−0.7% | Reduced |
| Schulhoff & Co Inc | 1,430 | $422.8K | 0.20% | 00.0% | Unchanged |
| Acas, LLC | 1,429 | $422.6K | 0.48% | 00.0% | Unchanged |
| Sugarloaf Wealth Management, LLC | 1,427 | $422.0K | 0.10% | 00.0% | Unchanged |
| Braun Stacey Associates Inc | 1,425 | $421.3K | 0.02% | −900−38.7% | Reduced |
| CoreFirst Bank & Trust | 1,422 | $420.4K | 0.28% | −2,530−64.0% | Reduced |
| Enterprise Financial Services Corp | 1,422 | $420.4K | 0.26% | −52−3.5% | Reduced |
| Eaton Financial Holdings Company, LLC | 1,420 | $419.9K | 0.10% | −11,787−89.2% | Reduced |
| Gryphon Financial Partners LLC | 1,496 | $419.9K | 0.07% | +92+6.6% | Added |
| Personal Cfo Solutions, LLC | 1,419 | $419.8K | 0.07% | +164+13.1% | Added |
| WestHill Financial Advisors, Inc. | 1,419 | $419.6K | 0.11% | +8+0.6% | Added |
| Wealth Alliance | 1,418 | $419.3K | 0.06% | −186−11.6% | Reduced |
| Abacus Wealth Partners, LLC | 1,416 | $418.7K | 0.07% | −96−6.3% | Reduced |
| Kozak & Associates, Inc. | 1,457 | $418.6K | 0.13% | −924−38.8% | Reduced |
| Sound Income Strategies, LLC | 1,415 | $418.5K | 0.03% | +175+14.1% | Added |
| Peregrine Asset Advisers, Inc. | 1,414 | $418.2K | 0.20% | −479−25.3% | Reduced |
| Bender Robert & Associates | 1,414 | $418.1K | 0.11% | −8−0.6% | Reduced |
| Apexium Financial, LP | 1,414 | $418.0K | 0.03% | +240+20.4% | Added |
| Apollon Financial, LLC | 1,407 | $416.0K | 0.16% | +1,407 | New |
| Quent Capital, LLC | 1,403 | $414.8K | 0.06% | −45−3.1% | Reduced |
| Lazari Capital Management, Inc. | 1,403 | $414.8K | 0.24% | −195−12.2% | Reduced |
| Laurel Wealth Advisors LLC | 1,401 | $414.2K | 0.08% | 00.0% | Unchanged |
| First Community Trust NA | 1,400 | $413.9K | 0.45% | −50−3.4% | Reduced |
| Ironwood Investment Management LLC | 1,400 | $413.9K | 0.22% | 00.0% | Unchanged |
| New Jersey Better Educational Savings Trust | 1,400 | $413.9K | 0.87% | 00.0% | Unchanged |
| Alta Advisers Ltd | 1,400 | $413.9K | 0.22% | 00.0% | Unchanged |
| Smith Chas P & Associates Pa Cpas | 1,397 | $413.0K | 0.03% | 00.0% | Unchanged |
| Gunn & Co Investment Management, Inc. | 1,397 | $413.0K | 0.03% | +1,397 | New |
| Benedetti & Gucer, Inc. | 1,391 | $411.3K | 0.22% | +50+3.7% | Added |
| Rosenberg Matthew Hamilton | 1,384 | $409.2K | 0.13% | +23+1.7% | Added |
| Invesco, LLC | 1,383 | $408.9K | 0.19% | −41−2.9% | Reduced |
| Fingerlakes Wealth Management, Inc. | 1,382 | $408.6K | 0.44% | +7+0.5% | Added |
| Trustco Bank Corp N Y | 1,381 | $408.3K | 0.44% | −210−13.2% | Reduced |
| Retirement Planning Group | 1,381 | $408.3K | 0.04% | +389+39.2% | Added |
| Householder Group Estate & Retirement Specialist, LLC | 1,381 | $408.0K | 0.13% | −29−2.1% | Reduced |
| Davis Investment Partners, LLC | 1,424 | $407.4K | 0.20% | +1,424 | New |
| Blankinship & Foster, LLC | 1,377 | $407.1K | 0.12% | 00.0% | Unchanged |
| SFMG, LLC | 1,376 | $406.9K | 0.04% | +5+0.4% | Added |
| apricus wealth, LLC | 1,375 | $406.5K | 0.31% | 00.0% | Unchanged |
| Meredith Wealth Planning | 1,369 | $404.8K | 0.25% | −200−12.7% | Reduced |
| FDx Advisors, Inc. | 1,363 | $403.0K | 0.03% | +409+42.9% | Added |
| Chesley Taft & Associates LLC | 1,363 | $403.0K | 0.02% | 00.0% | Unchanged |
| Westshore Wealth, LLC | 1,363 | $402.9K | 0.19% | −8−0.6% | Reduced |
| Relyea Zuckerberg Hanson LLC | 1,358 | $401.7K | 0.08% | +72+5.6% | Added |
| Isthmus Partners, LLC | 1,357 | $401.2K | 0.05% | +100+8.0% | Added |
| Waypoint Capital Advisors, LLC | 1,355 | $400.6K | 0.12% | −30−2.2% | Reduced |
| Birchcreek Wealth Management, LLC | 1,354 | $400.3K | 0.24% | −39−2.8% | Reduced |