Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2023
Institutional positions in Caterpillar Inc as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,582
- +211 vs. Q3 2023
- Shares held
- 354.5M
- −1.08M (−0.3%) vs. Q3 2023
- Total value
- $104.6B
- +$7.48B (+7.7%) vs. Q3 2023
- New holders
- 318
- 923 more added
- Sold out
- 107
- 955 more reduced
37 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Greenwood Capital Associates LLC | 1,352 | $399.7K | 0.05% | +1,352 | New |
| CarsonAllaria Wealth Management, Ltd. | 1,350 | $399.2K | 0.29% | −22−1.6% | Reduced |
| Evanson Asset Management, LLC | 1,350 | $399.2K | 0.03% | −116−7.9% | Reduced |
| Herold Advisors, Inc. | 1,350 | $399.2K | 0.11% | +200+17.4% | Added |
| Onefund, LLC | 1,350 | $399.2K | 0.52% | +1,350 | New |
| McGowan Group Asset Management, Inc. | 1,349 | $398.8K | 0.06% | +2+0.1% | Added |
| Zions Bancorporation, N.A. | 1,348 | $398.6K | 0.03% | −902−40.1% | Reduced |
| Coyle Financial Counsel LLC | 1,347 | $398.3K | 0.15% | +7+0.5% | Added |
| Financial Engines Advisors L.L.C. | 1,345 | $397.7K | 0.00% | +434+47.6% | Added |
| Sendero Wealth Management, LLC | 1,344 | $397.4K | 0.07% | 00.0% | Unchanged |
| Global X Japan Co., Ltd. | 1,344 | $397.4K | 0.23% | +1,344 | New |
| Seed Wealth Management, Inc. | 1,355 | $396.6K | 0.40% | 00.0% | Unchanged |
| Larson Financial Group LLC | 1,341 | $396.5K | 0.03% | +62+4.8% | Added |
| Van Hulzen Asset Management, LLC | 1,339 | $396.0K | 0.03% | −8−0.6% | Reduced |
| Cortland Associates Inc | 1,341 | $396.0K | 0.06% | +4+0.3% | Added |
| Arlington Financial Advisors, LLC | 1,336 | $395.0K | 0.12% | +1,336 | New |
| Graves-Light Private Wealth Management, Inc. | 1,332 | $393.9K | 0.05% | +1+0.1% | Added |
| Pinnacle Financial Group, LLC | 1,332 | $393.8K | 0.20% | −70−5.0% | Reduced |
| VeraBank, N.A. | 1,326 | $392.1K | 0.13% | −19−1.4% | Reduced |
| Liberty Wealth Management LLC | 1,226 | $392.0K | 0.08% | +86+7.5% | Added |
| Insight Advisors, LLC | 1,323 | $391.2K | 0.08% | −39−2.9% | Reduced |
| Resonant Capital Advisors, LLC | 1,323 | $391.2K | 0.04% | +56+4.4% | Added |
| American State Bank (Iowa) | 1,322 | $390.9K | 0.25% | 00.0% | Unchanged |
| Smart Portfolios, LLC | 1,215 | $390.8K | 0.46% | +1,215 | New |
| First National Corp | 1,319 | $389.8K | 0.10% | −32−2.4% | Reduced |
| Monarch Capital Management Inc | 1,317 | $389.4K | 0.12% | 00.0% | Unchanged |
| Goldstone Financial Group, LLC | 1,314 | $388.5K | 0.10% | +347+35.9% | Added |
| Petix & Botte Co | 1,312 | $387.9K | 0.11% | 00.0% | Unchanged |
| Waters Parkerson & Co., LLC | 1,309 | $387.0K | 0.02% | −89−6.4% | Reduced |
| Forbes J M & Co LLP | 1,307 | $386.4K | 0.04% | 00.0% | Unchanged |
| Claro Advisors LLC | 1,304 | $385.7K | 0.08% | −27−2.0% | Reduced |
| Morris Retirement Advisors, LLC | 1,301 | $384.8K | 0.25% | +1+0.1% | Added |
| Gillespie Robinson & Grimm Inc | 1,300 | $384.4K | 0.03% | 00.0% | Unchanged |
| Wellington Shields Capital Management, LLC | 1,300 | $384.4K | 0.05% | 00.0% | Unchanged |
| Landaas & Co | 1,298 | $384.0K | 0.14% | 00.0% | Unchanged |
| Investment Advisory Services Inc | 1,297 | $383.4K | 0.15% | +137+11.8% | Added |
| Acorn Financial Advisory Services Inc | 1,296 | $382.3K | 0.07% | +2+0.2% | Added |
| USA Financial Portformulas Corp | 1,290 | $381.4K | 0.07% | −1,527−54.2% | Reduced |
| Castleark Management LLC | 1,290 | $381.4K | 0.02% | 00.0% | Unchanged |
| MRP Capital Investments, LLC | 1,285 | $380.0K | 0.41% | +1,285 | New |
| Wall Street Access Asset Management, LLC | 1,283 | $379.3K | 0.18% | −22−1.7% | Reduced |
| Northwest Bancshares, Inc. | 1,282 | $379.0K | 0.07% | 00.0% | Unchanged |
| North Star Asset Management Inc | 1,281 | $378.7K | 0.02% | 00.0% | Unchanged |
| Gilman Hill Asset Management, LLC | 1,280 | $378.5K | 0.07% | 00.0% | Unchanged |
| Hall Laurie J Trustee | 1,280 | $378.0K | 0.14% | −50−3.8% | Reduced |
| SJS Investment Consulting Inc. | 1,276 | $377.3K | 0.09% | 00.0% | Unchanged |
| NewEdge Wealth, LLC | 1,272 | $376.1K | 0.01% | −279−18.0% | Reduced |
| Alpha Family Trust | 1,270 | $375.5K | 0.25% | 00.0% | Unchanged |
| Landmark Financial Advisors, LLC | 1,267 | $374.6K | 0.13% | −60−4.5% | Reduced |
| Basepoint Wealth LLC | 1,262 | $373.3K | 0.30% | 00.0% | Unchanged |
| Highview Capital Management LLC | 1,260 | $372.5K | 0.20% | +300+31.3% | Added |
| Epic Trust Investment Advisors, LLC | 1,258 | $371.9K | 0.50% | −15−1.2% | Reduced |
| DF Dent & Co Inc | 1,256 | $371.4K | 0.00% | +1,256 | New |
| First Nebraska Trust Co | 1,256 | $371.4K | 0.04% | −36−2.8% | Reduced |
| Tortoise Investment Management, LLC | 1,254 | $370.8K | 0.05% | −11−0.9% | Reduced |
| Old Second National Bank of Aurora | 1,254 | $370.8K | 0.10% | −40−3.1% | Reduced |
| Rockingstone Advisors LLC | 1,247 | $368.7K | 0.21% | −404−24.5% | Reduced |
| Grant Street Asset Management, Inc. | 1,244 | $367.8K | 0.13% | 00.0% | Unchanged |
| Greenup Street Wealth Management LLC | 1,238 | $366.0K | 0.10% | 00.0% | Unchanged |
| Millington Financial Advisors, LLC | 1,235 | $365.2K | 0.29% | +6+0.5% | Added |
| Boston Trust Walden Corp | 1,234 | $364.9K | 0.00% | 00.0% | Unchanged |
| FIL Ltd | 1,234 | $364.9K | 0.00% | +1,234 | New |
| Callan Capital, LLC | 1,230 | $363.7K | 0.03% | −951−43.6% | Reduced |
| Richard W. Paul & Associates, LLC | 1,228 | $363.1K | 0.15% | +63+5.4% | Added |
| Eudaimonia Advisors LLC | 1,223 | $361.6K | 0.23% | −30−2.4% | Reduced |
| Resource Consulting Group Inc | 1,223 | $361.6K | 0.06% | 00.0% | Unchanged |
| Indie Asset Partners, LLC | 1,223 | $361.5K | 0.33% | −5−0.4% | Reduced |
| Canal Capital Management, LLC | 1,222 | $361.3K | 0.07% | +7+0.6% | Added |
| Next Level Private LLC | 1,220 | $360.7K | 0.20% | 00.0% | Unchanged |
| Old Point Trust & Financial Services N A | 1,217 | $359.8K | 0.15% | 00.0% | Unchanged |
| Catalina Capital Group, LLC | 1,214 | $359.0K | 0.28% | +1,214 | New |
| Joule Financial, LLC | 1,214 | $358.9K | 0.17% | −22−1.8% | Reduced |
| Green Square Capital Advisors LLC | 1,209 | $357.5K | 0.05% | −45−3.6% | Reduced |
| Sage Investment Advisers LLC | 1,209 | $357.4K | 0.43% | −94−7.2% | Reduced |
| Greenline Partners, LLC | 1,205 | $356.3K | 0.06% | 00.0% | Unchanged |
| Silver Coast Investments LLC | 1,204 | $356.0K | 0.16% | +1,204 | New |
| CJM Wealth Advisers, Ltd. | 1,203 | $355.8K | 0.16% | +7+0.6% | Added |
| Garrett Wealth Advisory Group, LLC | 1,202 | $355.4K | 0.15% | −25−2.0% | Reduced |
| Waterloo Capital, L.P. | 1,202 | $355.3K | 0.06% | +1,202 | New |
| Baystate Wealth Management LLC | 1,200 | $355.0K | 0.03% | +322+36.7% | Added |
| Fca Corp | 1,200 | $354.8K | 0.12% | 00.0% | Unchanged |
| Pacific Global Investment Management CO | 1,199 | $354.6K | 0.07% | −4−0.3% | Reduced |
| Five Oceans Advisors | 1,192 | $352.4K | 0.20% | −2−0.2% | Reduced |
| Waterway Wealth Management, LLC | 1,190 | $351.8K | 0.15% | +1,190 | New |
| TruWealth Advisors, LLC | 1,186 | $350.7K | 0.03% | 00.0% | Unchanged |
| Dudley Capital Management, LLC | 1,186 | $350.5K | 0.23% | +7+0.6% | Added |
| Westover Capital Advisors, LLC | 1,184 | $350.1K | 0.11% | 00.0% | Unchanged |
| Capital Advisors Wealth Management, LLC | 1,184 | $350.0K | 0.08% | +22+1.9% | Added |
| Gerber Kawasaki Wealth & Investment Management | 1,183 | $349.8K | 0.02% | −444−27.3% | Reduced |
| Keb Asset Management, LLC | 1,179 | $348.6K | 0.13% | 00.0% | Unchanged |
| Davidson Trust Co | 1,177 | $348.0K | 0.22% | +60+5.4% | Added |
| Mount Vernon Associates Inc | 1,176 | $348.0K | 0.34% | 00.0% | Unchanged |
| Secure Asset Management, LLC | 1,177 | $348.0K | 0.09% | +3+0.3% | Added |
| Beacon Capital Management, LLC | 1,269 | $346.6K | 0.10% | +104+8.9% | Added |
| Regatta Capital Group, LLC | 1,172 | $346.5K | 0.09% | 00.0% | Unchanged |
| Aua Capital Management, LLC | 1,170 | $345.9K | 0.22% | 00.0% | Unchanged |
| Bangor Savings Bank | 1,169 | $345.6K | 0.04% | −74−6.0% | Reduced |
| BluePath Capital Management, LLC | 1,177 | $345.4K | 0.30% | +117+11.0% | Added |
| Infrastructure Capital Advisors, LLC | 1,168 | $345.3K | 0.05% | −60−4.9% | Reduced |
| Perennial Investment Advisors, LLC | 1,167 | $344.6K | 0.06% | −133−10.2% | Reduced |