Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2023
Institutional positions in Caterpillar Inc as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,582
- +211 vs. Q3 2023
- Shares held
- 354.5M
- −1.08M (−0.3%) vs. Q3 2023
- Total value
- $104.6B
- +$7.48B (+7.7%) vs. Q3 2023
- New holders
- 318
- 923 more added
- Sold out
- 107
- 955 more reduced
37 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Eagle Wealth Strategies LLC | 1,165 | $344.5K | 0.21% | +1,165 | New |
| Laidlaw Wealth Management LLC | 1,164 | $344.2K | 0.13% | +1,164 | New |
| Archford Capital Strategies, LLC | 1,163 | $343.9K | 0.06% | −462−28.4% | Reduced |
| Measured Wealth Private Client Group, LLC | 1,162 | $343.6K | 0.13% | +42+3.8% | Added |
| Copperwynd Financial, LLC | 1,161 | $343.3K | 0.14% | −44−3.7% | Reduced |
| Migdal Insurance & Financial Holdings Ltd. | 1,160 | $343.0K | 0.01% | 00.0% | Unchanged |
| Northern Oak Wealth Management Inc | 1,159 | $342.7K | 0.04% | −462−28.5% | Reduced |
| Plante Moran Financial Advisors, LLC | 1,158 | $342.4K | 0.04% | +231+24.9% | Added |
| FSA Advisors, Inc. | 1,157 | $342.1K | 0.42% | +1,157 | New |
| Winslow Asset Management Inc | 1,155 | $341.0K | 0.07% | 00.0% | Unchanged |
| Bristlecone Advisors, LLC | 1,152 | $340.6K | 0.03% | −83−6.7% | Reduced |
| BSW Wealth Partners | 1,149 | $339.6K | 0.07% | −57−4.7% | Reduced |
| Cornerstone Wealth Group, LLC | 1,148 | $339.5K | 0.05% | +106+10.2% | Added |
| JB Capital LLC | 1,142 | $337.7K | 0.02% | +102+9.8% | Added |
| OneAscent Wealth Management LLC | 1,139 | $337.0K | 0.13% | +260+29.6% | Added |
| WNY Asset Management, LLC | 1,130 | $334.1K | 0.06% | −56−4.7% | Reduced |
| Financial Advisors, LLC | 1,130 | $334.1K | 0.07% | 00.0% | Unchanged |
| Institutional & Family Asset Management, LLC | 1,129 | $333.7K | 0.06% | +6+0.5% | Added |
| Anchor Capital Advisors LLC | 1,127 | $333.2K | 0.01% | +222+24.5% | Added |
| LJI Wealth Management, LLC | 1,125 | $332.6K | 0.09% | −40−3.4% | Reduced |
| Finivi Inc. | 1,125 | $332.6K | 0.32% | +1,125 | New |
| Kure Advisory, LLC | 1,124 | $332.3K | 0.17% | −15−1.3% | Reduced |
| Brogan Financial, Inc. | 1,123 | $332.1K | 0.25% | +6+0.5% | Added |
| Annex Advisory Services, LLC | 1,120 | $331.4K | 0.01% | +1,120 | New |
| Spring Capital Management, LLC | 1,120 | $331.1K | 0.26% | 00.0% | Unchanged |
| Bremer Bank National Association | 1,117 | $330.3K | 0.06% | −66−5.6% | Reduced |
| NFP Retirement, Inc. | 1,114 | $329.4K | 0.06% | +23+2.1% | Added |
| Commonwealth Financial Services, LLC | 1,114 | $329.3K | 0.08% | +51+4.8% | Added |
| Register Financial Advisors LLC | 1,109 | $327.9K | 0.22% | +1+0.1% | Added |
| Consilium Wealth Advisory, LLC | 1,109 | $327.8K | 0.20% | +31+2.9% | Added |
| Gallagher Fiduciary Advisors, LLC | 1,104 | $326.4K | 0.01% | +83+8.1% | Added |
| Moss Adams Wealth Advisors LLC | 1,101 | $325.5K | 0.07% | +210+23.6% | Added |
| Baldwin Brothers Inc | 1,100 | $325.2K | 0.03% | −6−0.5% | Reduced |
| Royal Capital Wealth Management, LLC | 1,100 | $325.2K | 0.28% | 00.0% | Unchanged |
| Alesco Advisors LLC | 1,099 | $324.9K | 0.01% | +99+9.9% | Added |
| Jarislowsky, Fraser Ltd | 1,097 | $324.3K | 0.00% | 00.0% | Unchanged |
| Harvest Fund Management Co., Ltd | 1,094 | $324.0K | 0.05% | −2,865−72.4% | Reduced |
| Baron Wealth Management LLC | 1,095 | $323.8K | 0.18% | +95+9.5% | Added |
| Childress Capital Advisors, LLC | 1,094 | $323.5K | 0.10% | −32−2.8% | Reduced |
| Mount Yale Investment Advisors, LLC | 1,090 | $322.4K | 0.03% | +84+8.3% | Added |
| Middleton & Co Inc | 1,090 | $322.3K | 0.04% | 00.0% | Unchanged |
| Catalytic Wealth RIA, LLC | 1,088 | $321.7K | 0.14% | +1,088 | New |
| Beacon Financial Group | 1,085 | $320.8K | 0.04% | +41+3.9% | Added |
| Legacy Advisory Services, LLC | 1,081 | $319.6K | 0.34% | +1,081 | New |
| Legacy Financial Group, Inc. | 1,080 | $319.3K | 0.14% | +2+0.2% | Added |
| Loring Wolcott & Coolidge Fiduciary Advisors LLP | 1,063 | $319.2K | 0.00% | +88+9.0% | Added |
| SkyOak Wealth, LLC | 1,079 | $319.1K | 0.08% | −69−6.0% | Reduced |
| Silvant Capital Management LLC | 1,076 | $318.1K | 0.02% | 00.0% | Unchanged |
| Blueprint Investment Partners LLC | 1,075 | $318.0K | 0.09% | −139−11.4% | Reduced |
| Rise Advisors, LLC | 1,074 | $317.6K | 0.22% | +78+7.8% | Added |
| Compass Financial Group, INC | 1,072 | $316.9K | 0.08% | +3+0.3% | Added |
| Purus Wealth Management, LLC | 1,072 | $316.9K | 0.18% | −44−3.9% | Reduced |
| Graham Capital Management, L.P. | 1,069 | $316.1K | 0.01% | +168+18.6% | Added |
| Selective Wealth Management, Inc. | 1,104 | $315.9K | 0.16% | +25+2.3% | Added |
| Pettyjohn, Wood & White, Inc | 1,065 | $314.9K | 0.07% | −22−2.0% | Reduced |
| Moloney Securities Asset Management, LLC | 1,064 | $314.6K | 0.05% | +46+4.5% | Added |
| Hengehold Capital Management LLC | 1,062 | $314.0K | 0.04% | 00.0% | Unchanged |
| Oxford Financial Group Ltd | 1,060 | $313.5K | 0.02% | +121+12.9% | Added |
| Mogy Joel R Investment Counsel Inc | 1,060 | $313.4K | 0.02% | 00.0% | Unchanged |
| Sym Financial Corp | 1,057 | $312.5K | 0.05% | +65+6.6% | Added |
| Greylin Investment Mangement Inc | 1,050 | $310.5K | 0.05% | 00.0% | Unchanged |
| CenterStar Asset Management, LLC | 1,050 | $310.3K | 0.32% | +1,050 | New |
| Beddow Capital Management Inc | 1,050 | $310.0K | 0.14% | 00.0% | Unchanged |
| Financial Perspectives, Inc | 1,048 | $309.9K | 0.13% | +43+4.3% | Added |
| Raub Brock Capital Management LP | 1,045 | $309.0K | 0.06% | −24−2.2% | Reduced |
| Peterson Wealth Advisors, LLC | 1,044 | $308.8K | 0.07% | +3+0.3% | Added |
| Traveka Wealth, LLC | 1,044 | $308.7K | 0.16% | +1,044 | New |
| Providence Wealth Advisors, LLC | 7,068 | $308.5K | 0.37% | −4,442−38.6% | Reduced |
| MinichMacGregor Wealth Management, LLC | 1,042 | $308.2K | 0.09% | +89+9.3% | Added |
| CWS Financial Advisors, LLC | 1,040 | $307.5K | 0.12% | −300−22.4% | Reduced |
| Octavia Wealth Advisors, LLC | 1,036 | $306.2K | 0.05% | +1,036 | New |
| Schonfeld Strategic Advisors LLC | 1,035 | $306.0K | 0.00% | −151,580−99.3% | Reduced |
| Meeder Asset Management Inc | 1,033 | $305.4K | 0.02% | +19+1.9% | Added |
| Onyx Financial Advisors, LLC | 1,031 | $304.7K | 0.22% | +1,031 | New |
| WMG Financial Advisors, LLC | 1,029 | $304.2K | 0.20% | +1,029 | New |
| Univest Financial Corp | 1,028 | $303.9K | 0.09% | 00.0% | Unchanged |
| WealthShield Partners, LLC | 1,027 | $303.6K | 0.05% | −422−29.1% | Reduced |
| Revisor Wealth Management LLC | 1,023 | $302.5K | 0.35% | −288−22.0% | Reduced |
| Hutchinson Capital Management | 1,017 | $300.7K | 0.07% | −182−15.2% | Reduced |
| Perkins Coie Trust Co | 1,011 | $298.9K | 0.08% | −3−0.3% | Reduced |
| Smallwood Wealth Investment Management, LLC | 1,011 | $298.9K | 0.25% | +53+5.5% | Added |
| Redhawk Wealth Advisors, Inc. | 1,009 | $298.4K | 0.06% | −2,210−68.7% | Reduced |
| Ssi Investment Management LLC | 1,006 | $297.4K | 0.02% | −5−0.5% | Reduced |
| NTV Asset Management LLC | 1,005 | $297.0K | 0.05% | +1+0.1% | Added |
| Winslow Capital Management, LLC | 1,004 | $296.9K | 0.00% | −1,116,826−99.9% | Reduced |
| WoodTrust Financial Corp | 1,000 | $296.0K | 0.05% | 00.0% | Unchanged |
| Legacy Trust | 1,001 | $296.0K | 0.08% | 00.0% | Unchanged |
| Tandem Wealth Advisors LLC | 1,001 | $296.0K | 0.17% | 00.0% | Unchanged |
| Cubic Asset Management, LLC | 1,000 | $295.7K | 0.08% | 00.0% | Unchanged |
| Somerset Group LLC | 1,000 | $295.7K | 0.25% | 00.0% | Unchanged |
| S.A. Mason LLC | 1,000 | $295.7K | 0.20% | 00.0% | Unchanged |
| Elk River Wealth Management, LLC | 1,000 | $295.7K | 0.06% | 00.0% | Unchanged |
| Miller Wealth Advisors, LLC | 1,000 | $295.7K | 0.19% | 00.0% | Unchanged |
| TFB Advisors LLC | 1,000 | $295.7K | 0.15% | +1,000 | New |
| Ledgewood Wealth Advisors, LLC | 1,000 | $295.7K | 0.27% | +1,000 | New |
| BancorpSouth Bank | 1,000 | $295.7K | 0.02% | −34−3.3% | Reduced |
| Citizens Business Bank | 993 | $293.6K | 0.06% | 00.0% | Unchanged |
| Hourglass Capital, LLC | 992 | $293.3K | 0.09% | −50−4.8% | Reduced |
| Meridian Wealth Advisors, LLC | 992 | $293.3K | 0.06% | −9−0.9% | Reduced |
| Summit X, LLC | 992 | $293.2K | 0.08% | −201−16.8% | Reduced |