Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2023
Institutional positions in Caterpillar Inc as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,582
- +211 vs. Q3 2023
- Shares held
- 354.5M
- −1.08M (−0.3%) vs. Q3 2023
- Total value
- $104.6B
- +$7.48B (+7.7%) vs. Q3 2023
- New holders
- 318
- 923 more added
- Sold out
- 107
- 955 more reduced
37 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Town & Country Bank & Trust CO dba First Bankers Trust CO | 991 | $293.0K | 0.14% | 00.0% | Unchanged |
| Centiva Capital, LP | 990 | $292.7K | 0.02% | −9,763−90.8% | Reduced |
| Sunflower Bank, N.A. | 988 | $292.1K | 0.07% | +169+20.6% | Added |
| Wedge Capital Management L L P | 985 | $291.2K | 0.01% | +42+4.5% | Added |
| KLR Investment Advisors, LLC | 985 | $291.2K | 0.21% | −101−9.3% | Reduced |
| Exchange Capital Management, Inc. | 984 | $290.9K | 0.05% | +60+6.5% | Added |
| Tyler-Stone Wealth Management | 980 | $289.8K | 0.15% | +2+0.2% | Added |
| Palogic Value Management, L.P. | 977 | $288.9K | 0.13% | +132+15.6% | Added |
| Livforsakringsbolaget Skandia, Omsesidigt | 976 | $288.6K | 0.03% | +363+59.2% | Added |
| Wallace Advisory Group, LLC | 1,054 | $287.7K | 0.23% | −98−8.5% | Reduced |
| Kornitzer Capital Management Inc | 972 | $287.4K | 0.01% | +85+9.6% | Added |
| Centric Wealth Management | 893 | $287.0K | 0.09% | +25+2.9% | Added |
| Salomon & Ludwin, LLC | 1,051 | $287.0K | 0.03% | 00.0% | Unchanged |
| Thrive Capital Management, LLC | 968 | $286.1K | 0.15% | −40−4.0% | Reduced |
| Fortitude Advisory Group L.L.C. | 966 | $285.7K | 0.17% | 00.0% | Unchanged |
| Ascent Group, LLC | 883 | $284.0K | 0.03% | +883 | New |
| Relative Value Partners Group, LLC | 960 | $283.9K | 0.02% | −769−44.5% | Reduced |
| Grant/GrossMendelsohn, LLC | 945 | $282.9K | 0.12% | +4+0.4% | Added |
| Prostatis Group LLC | 955 | $282.5K | 0.12% | −1,904−66.6% | Reduced |
| Northstar Advisory Group, LLC | 955 | $282.4K | 0.17% | −1,565−62.1% | Reduced |
| PAX Financial Group, LLC | 875 | $281.8K | 0.06% | +12+1.4% | Added |
| Kessler Investment Group, LLC | 951 | $281.2K | 0.17% | −46−4.6% | Reduced |
| Abbot Financial Management, Inc. | 950 | $280.9K | 0.17% | 00.0% | Unchanged |
| Castleview Partners, LLC | 948 | $280.3K | 0.20% | +360+61.2% | Added |
| Drake & Associates, LLC | 948 | $280.3K | 0.11% | +948 | New |
| Signal Advisors Wealth, LLC | 947 | $280.1K | 0.10% | +947 | New |
| Certified Advisory Corp | 945 | $279.4K | 0.04% | +104+12.4% | Added |
| FSB Premier Wealth Management, Inc. | 943 | $278.9K | 0.14% | −200−17.5% | Reduced |
| Cheviot Value Management, LLC | 943 | $278.8K | 0.06% | −75−7.4% | Reduced |
| Quest Partners LLC | 941 | $278.2K | 0.06% | +941 | New |
| Dorsey Wright & Associates | 939 | $278.0K | 0.08% | 00.0% | Unchanged |
| Headinvest, LLC | 939 | $277.6K | 0.06% | 00.0% | Unchanged |
| Optas, LLC | 939 | $277.6K | 0.08% | +8+0.9% | Added |
| Hanlon Investment Management, Inc. | 937 | $277.0K | 0.09% | −59−5.9% | Reduced |
| Angeles Investment Advisors, LLC | 937 | $277.0K | 0.02% | +49+5.5% | Added |
| Monterey Private Wealth, Inc. | 936 | $276.7K | 0.12% | −60−6.0% | Reduced |
| Elgethun Capital Management | 936 | $276.7K | 0.08% | −64−6.4% | Reduced |
| Kathmere Capital Management, LLC | 936 | $276.6K | 0.04% | +936 | New |
| Wedgewood Investors Inc | 933 | $275.9K | 0.34% | −100−9.7% | Reduced |
| Icon Wealth Advisors, LLC | 930 | $275.0K | 0.03% | +930 | New |
| Advantage Trust Co | 930 | $275.0K | 0.22% | +930 | New |
| Maple Capital Management, Inc. | 930 | $274.8K | 0.03% | +930 | New |
| Wescott Financial Advisory Group, LLC | 929 | $274.7K | 0.04% | 00.0% | Unchanged |
| Madison Wealth Partners, Inc | 928 | $274.4K | 0.11% | +195+26.6% | Added |
| JTC Employer Solutions Trusteee Ltd | 920 | $274.0K | 0.02% | 00.0% | Unchanged |
| Verus Financial Partners, Inc. | 914 | $273.8K | 0.03% | 00.0% | Unchanged |
| Hamilton Capital, LLC | 925 | $273.5K | 0.02% | −333−26.5% | Reduced |
| Citizens & Northern Corp | 925 | $273.5K | 0.10% | 00.0% | Unchanged |
| Mayfair Advisory Group, LLC | 934 | $273.5K | 0.23% | +934 | New |
| Accel Wealth Management | 923 | $272.8K | 0.14% | +42+4.8% | Added |
| Crane Advisory, LLC | 944 | $272.8K | 0.06% | 00.0% | Unchanged |
| Journey Strategic Wealth LLC | 922 | $272.7K | 0.01% | +922 | New |
| Tower Wealth Partners, Inc. | 922 | $272.6K | 0.19% | +922 | New |
| Orion Capital Management LLC | 920 | $272.0K | 0.16% | +46+5.3% | Added |
| Warwick Investment Management, Inc. | 919 | $271.7K | 0.08% | +138+17.7% | Added |
| Agf Management Ltd | 918 | $271.4K | 0.00% | 00.0% | Unchanged |
| Empirical Asset Management, LLC | 918 | $271.4K | 0.22% | +9+1.0% | Added |
| Rockline Wealth Management, LLC | 917 | $271.1K | 0.11% | +917 | New |
| O'Rourke & Company, Inc | 916 | $271.0K | 0.17% | +3+0.3% | Added |
| Signature Resources Capital Management, LLC | 915 | $270.5K | 0.25% | +915 | New |
| HTG Investment Advisors, Inc. | 914 | $270.3K | 0.18% | +4+0.4% | Added |
| One River Asset Management, LLC | 914 | $270.2K | 0.08% | −961−51.3% | Reduced |
| Chase Investment Counsel Corp | 914 | $270.0K | 0.12% | +914 | New |
| SeaBridge Investment Advisors LLC | 910 | $269.1K | 0.08% | +910 | New |
| Mirador Capital Partners LP | 909 | $268.6K | 0.06% | −642−41.4% | Reduced |
| Pettee Investors, Inc. | 908 | $268.5K | 0.12% | 00.0% | Unchanged |
| Coulter & Justus Financial Services, LLC | 906 | $267.9K | 0.18% | 00.0% | Unchanged |
| HF Advisory Group, LLC | 903 | $266.9K | 0.17% | −2−0.2% | Reduced |
| Walkner Condon Financial Advisors LLC | 902 | $266.7K | 0.06% | +139+18.2% | Added |
| Wealth Dimensions Group, Ltd. | 902 | $266.6K | 0.08% | −229−20.2% | Reduced |
| Bank of Nova Scotia Trust Co | 900 | $266.1K | 0.03% | 00.0% | Unchanged |
| Private Wealth Partners, LLC | 900 | $266.1K | 0.02% | 00.0% | Unchanged |
| Cullen Capital Management LLC | 900 | $266.1K | 0.00% | 00.0% | Unchanged |
| Andina Capital Management, LLC | 900 | $266.1K | 0.23% | +900 | New |
| Ellenbecker Investment Group | 901 | $266.0K | 0.06% | +901 | New |
| Ifrah Financial Services, Inc. | 899 | $265.8K | 0.08% | −69−7.1% | Reduced |
| Sivia Capital Partners, LLC | 896 | $265.0K | 0.20% | +896 | New |
| Central Valley Advisors, LLC | 895 | $264.6K | 0.16% | +895 | New |
| Future Financial Wealth Managment LLC | 894 | $264.3K | 0.26% | −212−19.2% | Reduced |
| Beacon Financial Advisory LLC | 893 | $264.0K | 0.13% | −358−28.6% | Reduced |
| GW Henssler & Associates Ltd | 891 | $263.4K | 0.02% | 00.0% | Unchanged |
| Eclectic Associates Inc | 890 | $263.1K | 0.13% | −21−2.3% | Reduced |
| WealthPlan Investment Management, LLC | 890 | $263.1K | 0.04% | 00.0% | Unchanged |
| Financial Advisors Network, Inc. | 889 | $263.0K | 0.05% | +889 | New |
| WealthBridge Capital Management, LLC | 888 | $262.7K | 0.10% | −12−1.3% | Reduced |
| Headlands Technologies LLC | 888 | $262.6K | 0.08% | +561+171.6% | Added |
| First PREMIER Bank | 885 | $262.0K | 0.07% | 00.0% | Unchanged |
| Pinkerton Retirement Specialists, LLC | 884 | $261.4K | 0.05% | −377−29.9% | Reduced |
| ProVise Management Group, LLC | 884 | $261.4K | 0.02% | +8+0.9% | Added |
| Foster Group, Inc. | 957 | $261.4K | 0.02% | 00.0% | Unchanged |
| HBW Advisory Services LLC | 884 | $261.0K | 0.05% | +20+2.3% | Added |
| Laffer Tengler Investments | 881 | $260.5K | 0.07% | 00.0% | Unchanged |
| Waterford Advisors, LLC | 877 | $259.3K | 0.12% | +877 | New |
| Act Wealth Management, LLC | 877 | $259.2K | 0.14% | +36+4.3% | Added |
| Adams Wealth Management | 876 | $259.0K | 0.08% | 00.0% | Unchanged |
| Carmel Capital Partners, LLC | 873 | $258.1K | 0.13% | +8+0.9% | Added |
| Dogwood Wealth Management LLC | 872 | $257.7K | 0.20% | +872 | New |
| Per Stirling Capital Management, LLC. | 871 | $257.5K | 0.05% | 00.0% | Unchanged |
| PCA Investment Advisory Services Inc. | 871 | $257.3K | 0.17% | +1+0.1% | Added |
| Baxter Bros Inc | 870 | $257.2K | 0.04% | −120−12.1% | Reduced |