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Caterpillar Inc

CAT
Exchange
NYSE
Industry
Construction Machinery & Equip
SEC CIK
0000018230

In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.

Q3 2022 vs. Q2 2022

How the institutions holding Caterpillar Inc changed between Q2 2022 and Q3 2022.

All holders in Q3 2022All holders in Q2 2022

13F holders of CAT: Q2 2022 compared with Q3 2022
MeasureQ2 2022Of which not filed for Q3 2022Q3 2022Change
Holders2,077341,992−51
Shares366.7M299.2K360.1M−6.30M (−1.7%)
Value$65.6B$52.8M$59.2B−$6.31B (−9.6%)

34 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so the changes leave them out.

New holders (92)

Institutions that held Caterpillar Inc at the end of Q3 2022 but not at the end of Q2 2022.

Institutions new to CAT in Q3 2022
InstitutionSharesValue% of portfolio
Quadrature Capital Ltd146,643$24.1M0.78%
Parallax Volatility Advisers, L.P.134,868$22.1M0.44%
Virginia Retirement Systems Et Al83,200$13.7M0.15%
Susquehanna Fundamental Investments, LLC65,363$10.7M0.18%
Czech National Bank61,330$10.1M0.29%
Baader Bank INC55,810$9.16M0.79%
Teachers Retirement System of the State of Kentucky49,754$8.16M0.10%
Cipher Capital LP38,261$6.28M1.02%
Simplex Trading, LLC32,345$5.31M0.21%
FORA Capital, LLC32,004$5.25M1.01%
Balyasny Asset Management LLC28,676$4.71M0.02%
Uniplan Investment Counsel, Inc.27,328$4.48M0.34%
Addenda Capital Inc.26,919$4.42M0.20%
Boit C F David20,400$3.35M2.72%
Romano Brothers and Company20,308$3.33M0.54%
Advisor Partners II, LLC19,797$3.25M0.25%
Asset Dedication, LLC18,894$3.11M0.34%
PGGM Investments18,005$2.95M0.05%
Hudson Bay Capital Management LP15,000$2.46M0.03%
Occudo Quantitative Strategies LP14,069$2.31M0.18%
Arabesque Asset Management Ltd11,771$1.93M0.94%
Alps Advisors Inc10,664$1.75M0.02%
Ergoteles LLC10,110$1.66M0.06%
WealthPlan Investment Management, LLC7,197$1.65M0.12%
Econ Financial Services Corp9,854$1.62M1.33%
Brookfield Asset Management Inc.9,517$1.56M0.01%
BTG Pactual Global Asset Management Ltd8,187$1.34M2.05%
Oak Asset Management, LLC7,069$1.16M0.56%
Kerrisdale Advisers, LLC6,740$1.11M0.27%
Ionic Capital Management LLC6,400$1.05M0.26%
Wolverine Trading, LLC6,190$1.03M0.04%
HighTower Trust Services, LTA5,465$897.0K0.10%
Ariose Capital Management Ltd5,100$837.0K0.84%
Wipfli Financial Advisors LLC,5,050$829.0K0.06%
Duality Advisers, LP4,897$803.0K0.09%
XR Securities LLC3,627$595.0K0.55%
Altman Advisors, Inc.3,300$541.0K0.34%
Colonial Trust Co3,203$526.0K0.17%
Inverness Counsel LLC3,002$493.0K0.03%
Graham Capital Management, L.P.2,981$489.0K0.02%
Jackson Wealth Management, LLC2,853$468.0K0.09%
Red Door Wealth Management, LLC2,585$424.0K0.16%
Gibson Wealth Advisors LLC2,500$410.0K0.47%
Independent Solutions Wealth Management, LLC2,270$372.5K0.12%
McBroom & Associates, LLC2,141$351.0K0.40%
Keebeck Alpha, LP2,058$338.0K0.18%
Hartline Investment Corp1,958$321.0K0.27%
Constitution Capital LLC1,900$312.0K0.21%
American Trust1,867$307.0K0.03%
Journey Strategic Wealth LLC1,778$293.0K0.04%
Trinity Financial Advisors LLC1,700$279.0K0.20%
Doliver Advisors, LP1,553$255.0K0.09%
Heartwood Wealth Advisors LLC1,500$246.0K0.04%
Centennial Wealth Advisory LLC1,499$246.0K0.14%
First Interstate Bank1,490$244.0K0.02%
Legacy Advisors, LLC1,449$238.0K0.05%
Buck Wealth Strategies, LLC858$234.2K0.11%
Alta Advisers Ltd1,400$230.0K0.14%
Alesco Advisors LLC1,384$227.0K0.01%
Premier Asset Management LLC1,375$226.0K0.23%
JGP Wealth Management, LLC1,267$225.0K0.05%
Next Level Private LLC1,220$218.0K0.19%
SJS Investment Consulting Inc.1,312$215.0K0.07%
Gilman Hill Asset Management, LLC1,280$210.0K0.05%
Balboa Wealth Partners1,281$210.0K0.09%
Dentgroup LLC1,157$208.0K0.21%
Ascent Group, LLC960$208.0K0.03%
Calamos Wealth Management LLC1,244$204.0K0.02%
Diversified, LLC1,235$203.0K0.10%
New England Asset Management Inc1,221$200.0K0.00%
Icon Wealth Advisors, LLC615$101.0K0.01%
Dakota Community Bank & Trust NA565$93.0K0.65%
Jefferies Group LLC526$86.3K0.00%
Godsey & Gibb Associates500$82.0K0.07%
Old North State Trust, LLC450$74.0K0.06%
Barrett & Company, Inc.282$67.7K0.05%
McClarren Financial Advisors, Inc.301$49.0K0.05%
Axiom Investment Management LLC234$40.0K0.08%
Morgan Dempsey Capital Management LLC200$33.0K0.01%
Cowa, LLC200$33.0K0.02%
EdgeRock Capital LLC139$23.0K0.01%
Hillsdale Investment Management Inc.100$16.0K0.00%
Cary Street Partners Asset Management LLC77$13.0K0.00%
Paragon Wealth Strategies, LLC70$12.0K0.01%
TD Capital Management LLC41$7.00K0.00%
Dark Forest Capital Management LP37$6.00K0.00%
Tucker Asset Management LLC25$5.41K0.00%
Abound Wealth Management30$4.94K0.00%
HWG Holdings LP22$4.00K0.00%
Kayne Anderson Rudnick Investment Management LLC13$2.00K0.00%
Morton Brown Family Wealth, LLC5$1.00K0.00%
First Command Advisory Services, Inc.50$00.00%

Sold out (143)

Institutions that held Caterpillar Inc at the end of Q2 2022 and filed for Q3 2022 without it.

Showing the largest 100 of 143 by value.

Institutions that sold out of CAT in Q3 2022
InstitutionShares, Q2 2022Value, Q2 2022
Vaughan Nelson Investment Management, L.P.449,879$80.4M
Fullerton Fund Management Co Ltd.247,989$44.3M
Chiron Investment Management, LLC204,331$36.5M
Arrowstreet Capital, Limited Partnership153,486$27.4M
Twinbeech Capital LP150,434$26.9M
Abeille Asset Management SA140,351$25.1M
Vantage Investment Partners, LLC136,500$24.4M
Natixis Investment Managers International118,665$21.2M
Adams Diversified Equity Fund, Inc.115,100$20.6M
Gladius Capital Management LP97,224$17.4M
Walleye Trading LLC90,268$16.1M
Moore Capital Management, LP87,040$15.6M
Varma Mutual Pension Insurance Co86,000$15.4M
Appian Way Asset Management LP42,200$7.54M
Connor, Clark & Lunn Investment Management Ltd.38,029$6.80M
Capitolis Advisors LLC34,191$6.11M
Squarepoint Ops LLC29,686$5.31M
Sandbar Asset Management LLP29,414$5.09M
Silverleafe Capital Partners, LLC20,953$3.75M
HRT Financial LP20,445$3.65M
Pendal Group Limited17,035$3.04M
ExodusPoint Capital Management, LP15,858$2.83M
Karp Capital Management Corp15,112$2.70M
Cornerstone Wealth Group, LLC13,089$2.34M
Sowell Financial Services LLC11,748$2.10M
Mizuho Markets Cayman LP10,858$1.94M
CX Institutional10,469$1.87M
Interval Partners, LP10,030$1.79M
Concentric Capital Strategies, LP9,900$1.77M
XTX Topco Ltd9,134$1.63M
Dynamic Technology Lab Private Ltd9,100$1.63M
Claraphi Advisory Network, LLC8,705$1.56M
Jump Financial, LLC7,556$1.35M
De Burlo Group Inc6,737$1.20M
Maltin Wealth Management, Inc.6,498$1.16M
Arjuna Capital5,985$1.07M
EP Wealth Advisors, LLC5,802$1.04M
River & Mercantile Asset Management LLP4,790$856.0K
Echo Street Capital Management LLC4,655$832.0K
Cookson Peirce & Co Inc4,220$754.0K
Meridian Financial Partners LLC3,990$739.0K
WealthTrust Asset Management, LLC3,932$703.0K
Mizuho Securities USA LLC3,584$641.0K
Laird Norton Trust Company, LLC3,404$608.0K
Advisor Resource Council3,352$600.0K
Sunflower Bank, N.A.3,195$572.0K
Willow Creek Wealth Management Inc.3,142$562.0K
Delphia (USA) Inc.2,555$457.0K
WESPAC Advisors SoCal, LLC2,496$446.0K
MQS Management LLC2,442$437.0K
Childress Capital Advisors, LLC2,247$402.0K
Game Plan Financial Advisors, LLC2,045$364.0K
Blueprint Investment Partners LLC1,970$352.0K
Barnett & Company, Inc.1,925$344.0K
Bayesian Capital Management, LP1,897$339.0K
Corton Capital Inc.1,860$332.0K
Warther Private Wealth, LLC1,829$326.0K
Oak Thistle LLC1,795$321.0K
Financial Advisors Network, Inc.1,706$305.0K
Ategra Capital Management, LLC1,672$299.0K
Krilogy Financial LLC1,631$292.0K
Empirical Asset Management, LLC1,591$284.0K
West Michigan Advisors, LLC2,042$281.0K
Bremer Bank National Association1,567$280.0K
Destination Wealth Management1,542$276.0K
WNY Asset Management, LLC1,540$276.0K
Cadinha & Co LLC1,510$270.0K
Independent Family Office, LLC1,492$267.0K
Vigilare Wealth Management1,475$264.0K
BCS Wealth Management1,476$264.0K
West Bancorporation Inc1,470$263.0K
BBR Partners, LLC1,464$262.0K
FDx Advisors, Inc.1,432$256.0K
Everhart Financial Group, Inc.1,428$255.0K
Old Point Trust & Financial Services N A1,420$254.0K
Caxton Associates LP1,410$252.0K
Bank Hapoalim BM1,412$252.0K
Thompson Davis & Co., Inc.1,300$232.0K
Hollencrest Capital Management1,294$232.0K
Susquehanna International Group Ltd.1,288$230.0K
Canal Capital Management, LLC1,275$228.0K
Relyea Zuckerberg Hanson LLC1,271$227.0K
Bristlecone Advisors, LLC1,239$221.0K
Alerus Financial NA1,229$220.0K
Chelsea Counsel Co1,217$218.0K
Paulson Wealth Management Inc.1,215$217.0K
OneAscent Wealth Management LLC1,215$217.0K
Fca Corp1,200$215.0K
Greenline Partners, LLC1,205$215.0K
Meridian Wealth Advisors, LLC1,202$215.0K
Pinnacle Wealth Management Group, Inc.1,200$215.0K
Acorn Financial Advisory Services Inc1,193$214.0K
TruWealth Advisors, LLC1,198$214.0K
First Nebraska Trust Co1,192$213.1K
CJM Wealth Advisers, Ltd.1,191$212.9K
Pacific Global Investment Management CO1,183$211.0K
Executive Wealth Management, LLC1,184$211.0K
Mount Vernon Associates Inc1,176$210.0K
CapWealth Advisors, LLC1,176$210.0K
Beacon Financial Group1,137$210.0K

Not filed for Q3 2022 yet (34)

Institutions that held Caterpillar Inc at the end of Q2 2022 and haven't filed a 13F for Q3 2022. Not filing isn't selling, so they aren't counted as sold out.