Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2022
Institutional positions in Caterpillar Inc as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,992
- −51 vs. Q2 2022
- Shares held
- 360.1M
- −6.30M (−1.7%) vs. Q2 2022
- Total value
- $59.2B
- −$6.31B (−9.6%) vs. Q2 2022
- New holders
- 92
- 791 more added
- Sold out
- 143
- 729 more reduced
34 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Qube Research & Technologies Ltd | 314,252 | $51.6M | 0.33% | −101,711−24.5% | Reduced |
| Brandywine Global Investment Management, LLC | 314,235 | $51.6M | 0.48% | +259,022+469.1% | Added |
| Huntington National Bank | 313,258 | $51.4M | 0.59% | −609−0.2% | Reduced |
| Advisor Group Holdings, Inc. | 310,373 | $51.0M | 0.12% | +5,923+1.9% | Added |
| Nordea Investment Management AB | 304,352 | $50.8M | 0.08% | +6,309+2.1% | Added |
| Mn Services Vermogensbeheer B.V. | 297,428 | $48.8M | 0.51% | −16,300−5.2% | Reduced |
| Asset Management One Co.,Ltd. | 296,286 | $48.6M | 0.25% | +790.0% | Added |
| Standard Life Aberdeen plc | 290,547 | $47.7M | 0.14% | +103,707+55.5% | Added |
| Swedbank AB | 290,153 | $47.6M | 0.11% | +722+0.2% | Added |
| Markel Group Inc.SuperinvestorMarkel Group | 287,500 | $47.2M | 0.70% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 282,029 | $46.3M | 0.12% | +49,429+21.3% | Added |
| Victory Capital Management Inc | 279,905 | $45.9M | 0.05% | −39,380−12.3% | Reduced |
| Susquehanna International Group, LLP | 273,203 | $44.8M | 0.09% | −30,087−9.9% | Reduced |
| Northwestern Mutual Wealth Management Co | 271,178 | $44.5M | 0.08% | +10,926+4.2% | Added |
| Janney Montgomery Scott LLC | 268,257 | $44.0M | 0.19% | +2,559+1.0% | Added |
| Macquarie Group Ltd | 266,178 | $43.7M | 0.05% | −297,927−52.8% | Reduced |
| Fort Washington Investment Advisors Inc | 265,140 | $43.5M | 0.36% | +5,571+2.1% | Added |
| Pictet Asset Management SA | 259,665 | $42.6M | 0.06% | −882−0.3% | Reduced |
| Man Group plc | 256,818 | $42.1M | 0.20% | – | – |
| AQR Capital Management LLC | 256,151 | $42.0M | 0.10% | +40,799+18.9% | Added |
| Voya Investment Management LLC | 253,983 | $41.7M | 0.05% | +1,295+0.5% | Added |
| Storebrand Asset Management AS | 246,580 | $40.5M | 0.24% | +1,368+0.6% | Added |
| M&T Bank Corp | 237,636 | $39.0M | 0.17% | +10,723+4.7% | Added |
| Jane Street Group, LLC | 237,337 | $38.9M | 0.07% | +75,523+46.7% | Added |
| Treasurer of the State of North Carolina | 234,730 | $38.5M | 0.25% | −1,290−0.5% | Reduced |
| Nomura Asset Management Co Ltd | 233,283 | $38.3M | 0.24% | −100,077−30.0% | Reduced |
| Truist Financial Corp | 225,751 | $37.0M | 0.07% | +10,949+5.1% | Added |
| D. E. Shaw & Co., Inc. | 224,359 | $36.8M | 0.06% | +123,101+121.6% | Added |
| Tocqueville Asset Management L.P. | 221,653 | $36.4M | 0.74% | −15,432−6.5% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 220,681 | $36.2M | 0.21% | −20,313−8.4% | Reduced |
| Canada Pension Plan Investment Board | 219,847 | $36.1M | 0.06% | +458+0.2% | Added |
| Bluestein R H & Co | 215,589 | $35.4M | 2.20% | −5,579−2.5% | Reduced |
| Country Trust Bank | 214,334 | $35.2M | 1.10% | +23,199+12.1% | Added |
| Allianz Asset Management GmbH | 209,745 | $34.4M | 0.08% | +2,517+1.2% | Added |
| Calamos Advisors LLC | 206,850 | $33.9M | 0.16% | −610.0% | Reduced |
| Gateway Investment Advisers LLC | 205,669 | $33.7M | 0.42% | −5,639−2.7% | Reduced |
| Rockefeller Capital Management L.P. | 205,183 | $33.7M | 0.17% | +15,664+8.3% | Added |
| Conning Inc. | 200,767 | $32.9M | 1.17% | −5,472−2.7% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 198,897 | $32.6M | 0.18% | −1,937−1.0% | Reduced |
| Bollard Group LLC | 197,588 | $32.4M | 1.36% | +1,028+0.5% | Added |
| Factory Mutual Insurance Co | 194,500 | $31.9M | 0.52% | −30,700−13.6% | Reduced |
| Royal London Asset Management Ltd | 193,198 | $31.7M | 0.16% | −7,363−3.7% | Reduced |
| AMF Pensionsforsakring AB | 190,541 | $31.3M | 0.37% | −16,528−8.0% | Reduced |
| Vontobel Holding Ltd. | 189,939 | $31.2M | 0.36% | −36,745−16.2% | Reduced |
| Franklin Resources Inc | 188,924 | $31.0M | 0.02% | −3,274−1.7% | Reduced |
| Financial Counselors Inc | 188,265 | $30.9M | 0.76% | −1,047−0.6% | Reduced |
| AXA S.A. | 185,463 | $30.4M | 0.12% | −8,816−4.5% | Reduced |
| Sumitomo Mitsui DS Asset Management Company, Ltd | 180,987 | $29.7M | 0.68% | +22,050+13.9% | Added |
| Adage Capital Partners GP, L.L.C. | 176,754 | $29.0M | 0.07% | −165,663−48.4% | Reduced |
| InterOcean Capital Group, LLC | 176,093 | $28.9M | 1.19% | +19,780+12.7% | Added |
| Nisa Investment Advisors, LLC | 172,423 | $28.5M | 0.24% | −9,070−5.0% | Reduced |
| United Capital Financial Advisers, LLC | 168,135 | $27.6M | 0.16% | +126+0.1% | Added |
| American International Group, Inc. | 166,767 | $27.4M | 0.20% | −4,838−2.8% | Reduced |
| Heritage Investors Management Corp | 166,057 | $27.2M | 1.37% | +1,425+0.9% | Added |
| Umb Bank N A | 163,725 | $26.9M | 0.45% | +635+0.4% | Added |
| Glenview Trust Co | 161,492 | $26.5M | 1.00% | +4,725+3.0% | Added |
| Hyman Charles D | 160,296 | $26.3M | 2.02% | +1,689+1.1% | Added |
| MetLife Investment Management | 159,222 | $26.1M | 0.22% | −3,510−2.2% | Reduced |
| Clark Capital Management Group, Inc. | 155,581 | $25.5M | 0.33% | +4,959+3.3% | Added |
| Migdal Insurance & Financial Holdings Ltd. | 155,086 | $25.4M | 0.57% | +155,000+180,232.6% | Added |
| Minneapolis Portfolio Management Group, LLC | 153,865 | $25.2M | 4.21% | −2,966−1.9% | Reduced |
| Keybank National Association | 151,051 | $24.8M | 0.13% | −2,053−1.3% | Reduced |
| Mariner, LLC | 150,864 | $24.8M | 0.10% | +15,915+11.8% | Added |
| Creative Planning | 149,887 | $24.6M | 0.04% | +1,686+1.1% | Added |
| Intech Investment Management LLC | 148,375 | $24.3M | 0.18% | −52,777−26.2% | Reduced |
| Russell Investments Group, Ltd. | 146,748 | $24.2M | 0.05% | −11,096−7.0% | Reduced |
| Quadrature Capital Ltd | 146,643 | $24.1M | 0.78% | +146,643 | New |
| Arizona State Retirement System | 144,985 | $23.8M | 0.25% | −2,034−1.4% | Reduced |
| Manning & Napier Group, LLC | 144,447 | $23.7M | 0.31% | −2,267−1.5% | Reduced |
| Amalgamated Bank | 142,957 | $23.5M | 0.23% | +1,960+1.4% | Added |
| State of Michigan Retirement System | 142,872 | $23.4M | 0.17% | −1,000−0.7% | Reduced |
| Meyer Handelman Co | 141,816 | $23.3M | 1.08% | 00.0% | Unchanged |
| Robeco Institutional Asset Management B.V. | 141,473 | $23.2M | 0.08% | −17,038−10.7% | Reduced |
| Forsta Ap-Fonden | 140,300 | $23.0M | 0.28% | +36,300+34.9% | Added |
| Willis Investment Counsel | 136,392 | $22.4M | 1.62% | −9,018−6.2% | Reduced |
| Parallax Volatility Advisers, L.P. | 134,868 | $22.1M | 0.44% | +134,868 | New |
| Foundry Partners, LLC | 133,257 | $21.9M | 1.38% | +925+0.7% | Added |
| Rathbone Brothers plc | 131,890 | $21.6M | 0.27% | +9,994+8.2% | Added |
| Mirae Asset Global Investments Co., Ltd. | 131,779 | $21.6M | 0.06% | −289,880−68.7% | Reduced |
| DnB Asset Management AS | 126,377 | $20.7M | 0.16% | −11,836−8.6% | Reduced |
| Blair William & Co | 124,898 | $20.5M | 0.09% | −42,146−25.2% | Reduced |
| CIBC World Markets Inc. | 124,272 | $20.4M | 0.09% | +26,898+27.6% | Added |
| Walleye Capital LLC | 123,811 | $20.3M | 0.46% | +114,861+1,283.4% | Added |
| Teacher Retirement System of Texas | 123,607 | $20.3M | 0.15% | −1,488−1.2% | Reduced |
| Gabelli Funds LLC | 123,490 | $20.3M | 0.17% | −775−0.6% | Reduced |
| Tredje AP-fonden | 122,293 | $20.1M | 0.42% | +26,181+27.2% | Added |
| MML Investors Services, LLC | 121,035 | $19.9M | 0.15% | +5,648+4.9% | Added |
| Yousif Capital Management, LLC | 120,705 | $19.8M | 0.28% | +2,057+1.7% | Added |
| S&CO Inc | 120,465 | $19.8M | 1.78% | +123+0.1% | Added |
| Wesleyan Assurance Society | 118,550 | $19.5M | 2.99% | 00.0% | Unchanged |
| Captrust Financial Advisors | 118,016 | $19.4M | 0.11% | +31,974+37.2% | Added |
| Janus Henderson Group PLC | 117,689 | $19.3M | 0.01% | −3,774−3.1% | Reduced |
| Commerce Bank | 117,452 | $19.3M | 0.17% | −35,237−23.1% | Reduced |
| Fjarde Ap-Fonden /Fourth Swedish National Pension Fund | 105,969 | $18.9M | 0.24% | 00.0% | Unchanged |
| Ilmarinen Mutual Pension Insurance Co | 114,000 | $18.7M | 0.31% | 00.0% | Unchanged |
| Vaughan David Investments LLC | 113,050 | $18.5M | 0.62% | +3,894+3.6% | Added |
| National Bank of Canada | 110,330 | $18.3M | 0.11% | −24,253−18.0% | Reduced |
| Bridgewater Associates, LP | 110,621 | $18.2M | 0.09% | −125,101−53.1% | Reduced |
| Nichols & Pratt Advisers LLP | 110,186 | $18.1M | 1.61% | −60−0.1% | Reduced |
| Erste Asset Management GmbH | 108,308 | $18.0M | 0.40% | −6,848−5.9% | Reduced |