Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2022
Institutional positions in Caterpillar Inc as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,992
- −51 vs. Q2 2022
- Shares held
- 360.1M
- −6.30M (−1.7%) vs. Q2 2022
- Total value
- $59.2B
- −$6.31B (−9.6%) vs. Q2 2022
- New holders
- 92
- 791 more added
- Sold out
- 143
- 729 more reduced
34 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 108,956 | $17.9M | 0.07% | +8,204+8.1% | Added |
| Capital International Ltd | 108,732 | $17.8M | 1.24% | +23,106+27.0% | Added |
| Bradley Foster & Sargent Inc | 108,033 | $17.7M | 0.49% | −525−0.5% | Reduced |
| State of Alaska, Department of Revenue | 103,816 | $17.0M | 0.23% | −7,055−6.4% | Reduced |
| Millennium Management LLC | 101,737 | $16.7M | 0.02% | −185,725−64.6% | Reduced |
| Citadel Advisors LLC | 101,393 | $16.6M | 0.02% | +61,418+153.6% | Added |
| Colony Group LLC | 100,639 | $16.5M | 0.29% | −950−0.9% | Reduced |
| Paralel Advisors LLC | 100,000 | $16.4M | 1.15% | 00.0% | Unchanged |
| Associated Banc-Corp | 99,178 | $16.3M | 0.75% | −387−0.4% | Reduced |
| Congress Wealth Management LLC | 98,797 | $16.2M | 0.44% | +5,032+5.4% | Added |
| Skandinaviska Enskilda Banken AB (publ) | 98,189 | $16.1M | 0.13% | −1,365−1.4% | Reduced |
| Comerica Bank | 83,393 | $16.0M | 0.13% | +1,808+2.2% | Added |
| Glenmede Trust Co NA | 96,691 | $15.9M | 0.10% | −3,625−3.6% | Reduced |
| ARK Investment Management LLCSuperinvestorARK Invest | 96,189 | $15.8M | 0.11% | −6,940−6.7% | Reduced |
| Wilbanks Smith & Thomas Asset Management LLC | 95,987 | $15.8M | 0.68% | +1,336+1.4% | Added |
| Cetera Advisor Networks LLC | 95,842 | $15.7M | 0.20% | +22,001+29.8% | Added |
| Aviva PLC | 95,831 | $15.7M | 0.09% | −37,692−28.2% | Reduced |
| Xponance, Inc. | 95,825 | $15.7M | 0.30% | +913+1.0% | Added |
| Regions Financial Corp | 95,768 | $15.7M | 0.16% | +1,023+1.1% | Added |
| American Century Companies Inc | 94,865 | $15.6M | 0.01% | +39,222+70.5% | Added |
| Utah Retirement Systems | 94,558 | $15.5M | 0.26% | −600−0.6% | Reduced |
| AE Wealth Management LLC | 94,464 | $15.5M | 0.12% | +8,933+10.4% | Added |
| Chilton Capital Management LLC | 93,649 | $15.4M | 1.02% | −1,996−2.1% | Reduced |
| Employees Retirement System of Texas | 93,000 | $15.3M | 0.23% | +1,000+1.1% | Added |
| Daiwa Securities Group Inc. | 92,953 | $15.3M | 0.13% | +3,700+4.1% | Added |
| Levin Capital Strategies, L.P. | 92,444 | $15.2M | 2.07% | +5,945+6.9% | Added |
| IFM Investors Pty Ltd | 92,061 | $15.1M | 0.27% | +1,736+1.9% | Added |
| Public Employees Retirement Association of Colorado | 92,044 | $15.1M | 0.09% | +3,531+4.0% | Added |
| Stock Yards Bank & Trust Co | 91,938 | $15.1M | 0.64% | +699+0.8% | Added |
| Front Barnett Associates LLC | 91,880 | $15.1M | 1.99% | −573−0.6% | Reduced |
| Edmond de Rothschild Holding S.A. | 91,805 | $15.1M | 0.40% | −5,780−5.9% | Reduced |
| Assenagon Asset Management S.A. | 91,690 | $15.0M | 0.06% | +85,691+1,428.4% | Added |
| Old National Bancorp | 91,452 | $15.0M | 0.51% | +1,945+2.2% | Added |
| Busey Wealth Management | 91,336 | $15.0M | 0.74% | −4,027−4.2% | Reduced |
| New York Life Investment Management LLC | 89,020 | $14.6M | 0.18% | −1,228−1.4% | Reduced |
| Ashfield Capital Partners, LLC | 87,769 | $14.4M | 1.21% | −477−0.5% | Reduced |
| Madison Asset Management, LLC | 87,581 | $14.4M | 0.24% | +29,623+51.1% | Added |
| Advisors Capital Management, LLC | 60,668 | $14.3M | 0.38% | +6,281+11.5% | Added |
| USS Investment Management Ltd | 87,313 | $14.3M | 0.22% | −40,019−31.4% | Reduced |
| Gulf International Bank (UK) Ltd | 87,073 | $14.3M | 0.27% | −527−0.6% | Reduced |
| Kestra Advisory Services, LLC | 86,299 | $14.2M | 0.15% | −8,618−9.1% | Reduced |
| Thrivent Financial for Lutherans | 85,388 | $14.1M | 0.04% | +294+0.3% | Added |
| Jennison Associates LLC | 85,471 | $14.0M | 0.01% | +34,980+69.3% | Added |
| Natixis | 84,125 | $13.8M | 0.07% | +33,666+66.7% | Added |
| United Services Automobile Association | 84,054 | $13.8M | 0.38% | −38,863−31.6% | Reduced |
| Cutler Investment Counsel LLC | 83,384 | $13.7M | 2.27% | −487−0.6% | Reduced |
| Virginia Retirement Systems Et Al | 83,200 | $13.7M | 0.15% | +83,200 | New |
| Banco Bilbao Vizcaya Argentaria, S.A. | 81,567 | $13.4M | 0.21% | −104,654−56.2% | Reduced |
| Mercer Global Advisors Inc | 79,152 | $13.0M | 0.08% | +11,259+16.6% | Added |
| Tower Research Capital LLC (TRC) | 78,976 | $13.0M | 0.21% | −18,447−18.9% | Reduced |
| Westchester Capital Management, Inc. | 78,160 | $12.8M | 4.14% | +259+0.3% | Added |
| Mutual of America Capital Management LLC | 77,488 | $12.7M | 0.17% | +395+0.5% | Added |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 77,217 | $12.7M | 0.13% | −442−0.6% | Reduced |
| FineMark National Bank & Trust | 77,005 | $12.6M | 0.63% | +1,012+1.3% | Added |
| Banco Santander, S.A. | 76,376 | $12.5M | 0.17% | −1,309−1.7% | Reduced |
| Janney Capital Management LLC | 75,787 | $12.4M | 1.01% | +1,312+1.8% | Added |
| First National Trust Co | 75,350 | $12.4M | 0.72% | +1,302+1.8% | Added |
| Meitav Dash Investments Ltd | 74,600 | $12.4M | 0.22% | +12,500+20.1% | Added |
| CIBC Asset Management Inc | 75,045 | $12.3M | 0.06% | +5,210+7.5% | Added |
| B. Metzler seel. Sohn & Co. AG | 74,970 | $12.3M | 0.22% | +5,399+7.8% | Added |
| Marco Investment Management LLC | 74,773 | $12.3M | 1.56% | +2,140+2.9% | Added |
| Texas Permanent School Fund | 74,696 | $12.3M | 0.20% | +4,246+6.0% | Added |
| Pinebridge Investments, L.P. | 74,218 | $12.2M | 0.16% | +55,695+300.7% | Added |
| CCM Investment Advisers LLC | 74,117 | $12.2M | 2.07% | +623+0.8% | Added |
| NorthCrest Asset Manangement, LLC | 73,712 | $12.1M | 0.65% | +1,463+2.0% | Added |
| Capital International Sarl | 72,984 | $12.0M | 0.97% | +14,986+25.8% | Added |
| Private Advisor Group, LLC | 72,843 | $12.0M | 0.14% | −10,281−12.4% | Reduced |
| SEI Investments Co | 72,640 | $11.9M | 0.03% | −3,783−5.0% | Reduced |
| Stephens Inc | 72,632 | $11.9M | 0.25% | −201−0.3% | Reduced |
| Handelsbanken Fonder AB | 71,284 | $11.7M | 0.08% | −626−0.9% | Reduced |
| Kovitz Investment Group Partners, LLC | 70,885 | $11.6M | 0.27% | +14,223+25.1% | Added |
| RiverFront Investment Group, LLC | 57,402 | $11.6M | 0.43% | −6,203−9.8% | Reduced |
| Baker Avenue Asset Management, LP | 70,254 | $11.5M | 0.76% | +11,799+20.2% | Added |
| Oppenheimer & Co Inc | 69,542 | $11.4M | 0.27% | +22,523+47.9% | Added |
| Grassi Investment Management | 69,004 | $11.3M | 1.66% | 00.0% | Unchanged |
| Ausdal Financial Partners, Inc. | 68,998 | $11.3M | 1.79% | −173−0.3% | Reduced |
| Chartwell Investment Partners, LLC | 68,106 | $11.2M | 0.47% | −22,729−25.0% | Reduced |
| Peapack Gladstone Financial Corp | 68,064 | $11.2M | 0.23% | +9,555+16.3% | Added |
| Brown Advisory Inc | 67,957 | $11.2M | 0.02% | +2,111+3.2% | Added |
| Capital International Inc | 65,529 | $10.8M | 0.24% | −15,057−18.7% | Reduced |
| Badgley Phelps Wealth Managers, LLC | 65,459 | $10.7M | 0.46% | +1,677+2.6% | Added |
| Susquehanna Fundamental Investments, LLC | 65,363 | $10.7M | 0.18% | +65,363 | New |
| Independent Advisor Alliance | 65,308 | $10.7M | 0.62% | +957+1.5% | Added |
| Delta Asset Management LLC | 64,669 | $10.6M | 1.29% | −703−1.1% | Reduced |
| Fiduciary Trust Co | 64,673 | $10.6M | 0.23% | −493−0.8% | Reduced |
| Community Bank of Raymore | 64,525 | $10.6M | 3.64% | 00.0% | Unchanged |
| TD Waterhouse Canada Inc. | 60,301 | $10.5M | 0.12% | +561+0.9% | Added |
| Beacon Pointe Advisors, LLC | 62,859 | $10.3M | 0.23% | +8,869+16.4% | Added |
| Blue Chip Partners, Inc. | 62,448 | $10.2M | 1.40% | +1,845+3.0% | Added |
| KCM Investment Advisors LLC | 61,332 | $10.1M | 0.47% | −1,447−2.3% | Reduced |
| Czech National Bank | 61,330 | $10.1M | 0.29% | +61,330 | New |
| Pinnacle Associates Ltd | 61,158 | $10.0M | 0.23% | −296−0.5% | Reduced |
| Nissay Asset Management Corp | 60,992 | $10.0M | 0.11% | +2,024+3.4% | Added |
| Norinchukin Bank, The | 60,239 | $9.88M | 0.20% | +3,044+5.3% | Added |
| Cubist Systematic Strategies, LLC | 60,084 | $9.86M | 0.07% | −64,408−51.7% | Reduced |
| Blackhill Capital Inc | 60,000 | $9.85M | 1.17% | 00.0% | Unchanged |
| Gofen & Glossberg LLC | 59,880 | $9.82M | 0.28% | +549+0.9% | Added |
| Lee Danner & Bass Inc | 59,587 | $9.78M | 1.03% | −333−0.6% | Reduced |
| Aptus Capital Advisors, LLC | 59,497 | $9.76M | 0.31% | +4,363+7.9% | Added |
| M&G Investment Management Ltd | 59,319 | $9.73M | 0.08% | −72,961−55.2% | Reduced |