Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2022
Institutional positions in Caterpillar Inc as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,992
- −51 vs. Q2 2022
- Shares held
- 360.1M
- −6.30M (−1.7%) vs. Q2 2022
- Total value
- $59.2B
- −$6.31B (−9.6%) vs. Q2 2022
- New holders
- 92
- 791 more added
- Sold out
- 143
- 729 more reduced
34 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Ziegler Capital Management, LLC | 58,890 | $9.71M | 0.43% | −2,665−4.3% | Reduced |
| Bank of Nova Scotia | 57,354 | $9.41M | 0.03% | −122,161−68.1% | Reduced |
| D.A. Davidson & Co. | 56,879 | $9.34M | 0.12% | +2,062+3.8% | Added |
| Birmingham Capital Management Co Inc | 56,845 | $9.33M | 4.13% | −1,250−2.2% | Reduced |
| ING Groep NV | 56,729 | $9.31M | 0.16% | −54,006−48.8% | Reduced |
| Public Sector Pension Investment Board | 56,588 | $9.29M | 0.08% | +5,284+10.3% | Added |
| Swiss Life Asset Management Ltd | 56,495 | $9.27M | 0.16% | −1,589−2.7% | Reduced |
| Oppenheimer Asset Management Inc. | 56,258 | $9.23M | 0.16% | +3,124+5.9% | Added |
| Baader Bank INC | 55,810 | $9.16M | 0.79% | +55,810 | New |
| Charter Trust Co | 55,671 | $9.13M | 0.79% | −1,029−1.8% | Reduced |
| Cornerstone Advisors, LLC | 55,000 | $9.02M | 0.44% | +20,000+57.1% | Added |
| GWM Advisors LLC | 54,764 | $8.99M | 0.15% | +766+1.4% | Added |
| O'Shaughnessy Asset Management, LLC | 53,982 | $8.86M | 0.17% | +1,044+2.0% | Added |
| Whittier Trust Co | 53,916 | $8.85M | 0.19% | −4,449−7.6% | Reduced |
| Hartford Investment Management Co | 53,589 | $8.79M | 0.29% | −225−0.4% | Reduced |
| LaFleur & Godfrey LLC | 53,559 | $8.79M | 1.57% | +431+0.8% | Added |
| Richard C. Young & CO., LTD. | 53,090 | $8.71M | 1.33% | +877+1.7% | Added |
| British Columbia Investment Management Corp | 52,768 | $8.66M | 0.10% | −9,445−15.2% | Reduced |
| Dearborn Partners LLC | 51,261 | $8.41M | 0.37% | +53+0.1% | Added |
| CBOE Vest Financial, LLC | 50,832 | $8.34M | 1.58% | +7,198+16.5% | Added |
| Clear Harbor Asset Management, LLC | 50,799 | $8.34M | 1.16% | −240−0.5% | Reduced |
| Steward Partners Investment Advisory, LLC | 50,729 | $8.32M | 0.16% | +6,905+15.8% | Added |
| Howe & Rusling Inc | 50,069 | $8.21M | 1.09% | +932+1.9% | Added |
| KBC Group NV | 50,048 | $8.21M | 0.04% | −600−1.2% | Reduced |
| Greenwood Gearhart Inc | 49,973 | $8.20M | 1.30% | +2,234+4.7% | Added |
| Candriam Luxembourg S.C.A. | 49,970 | $8.20M | 0.06% | −1,887−3.6% | Reduced |
| Bogart Wealth, LLC | 49,873 | $8.18M | 0.68% | +8,141+19.5% | Added |
| Teachers Retirement System of the State of Kentucky | 49,754 | $8.16M | 0.10% | +49,754 | New |
| Integrated Advisors Network LLC | 49,726 | $8.16M | 0.55% | −2,152−4.1% | Reduced |
| Great Lakes Advisors, LLC | 49,428 | $8.11M | 0.18% | +5,853+13.4% | Added |
| Central Trust Co | 47,467 | $7.79M | 0.27% | +80.0% | Added |
| Callahan Advisors, LLC | 46,691 | $7.66M | 1.10% | +2,679+6.1% | Added |
| Quilter Plc | 46,556 | $7.64M | 0.27% | −400−0.9% | Reduced |
| Davenport & Co LLC | 46,520 | $7.63M | 0.07% | −781−1.7% | Reduced |
| CIBC Private Wealth Group, LLC | 46,458 | $7.62M | 0.02% | −676−1.4% | Reduced |
| Wharton Business Group, LLC | 46,401 | $7.61M | 0.51% | +2,210+5.0% | Added |
| Aquatic Capital Management LLC | 46,400 | $7.61M | 0.74% | +35,900+341.9% | Added |
| Texas Capital Bank Wealth Management Services Inc | 46,296 | $7.60M | 0.98% | −3,365−6.8% | Reduced |
| Becker Capital Management Inc | 45,827 | $7.52M | 0.39% | −1,221−2.6% | Reduced |
| Mastrapasqua Asset Management Inc | 45,778 | $7.51M | 1.09% | +1,360+3.1% | Added |
| Jacobs & Co | 45,767 | $7.51M | 1.08% | +1,594+3.6% | Added |
| Asahi Life Asset Management Co., Ltd. | 45,749 | $7.51M | 2.32% | −1,933−4.1% | Reduced |
| Hantz Financial Services, Inc. | 45,268 | $7.43M | 0.26% | +1,545+3.5% | Added |
| Advisors Asset Management, Inc. | 45,002 | $7.38M | 0.15% | −10,356−18.7% | Reduced |
| American Assets Investment Management, LLC | 45,000 | $7.38M | 0.96% | 00.0% | Unchanged |
| Clifford Swan Investment Counsel LLC | 44,890 | $7.37M | 0.35% | −34−0.1% | Reduced |
| Snowden Capital Advisors LLC | 44,757 | $7.34M | 0.33% | +602+1.4% | Added |
| Polaris Wealth Advisory Group, LLC | 40,765 | $7.28M | 0.61% | +36,479+851.1% | Added |
| Scotia Capital Inc. | 44,158 | $7.25M | 0.06% | −6,496−12.8% | Reduced |
| Nikko Asset Management Americas, Inc. | 43,307 | $7.17M | 0.09% | −279−0.6% | Reduced |
| Allied Investment Advisors, LLC | 43,398 | $7.12M | 2.66% | +2,028+4.9% | Added |
| Culbertson A N & Co Inc | 43,393 | $7.12M | 1.65% | −541−1.2% | Reduced |
| Stockman Wealth Management, Inc. | 43,375 | $7.12M | 1.93% | +42,125+3,370.0% | Added |
| Securian Asset Management, Inc | 42,992 | $7.05M | 0.21% | −254−0.6% | Reduced |
| Westpac Banking Corp | 42,708 | $7.01M | 0.11% | 00.0% | Unchanged |
| Bourgeon Capital Management LLC | 41,849 | $6.87M | 1.89% | +2,450+6.2% | Added |
| PEAK6 Investments LLC | 41,786 | $6.86M | 0.26% | −35,874−46.2% | Reduced |
| LS Investment Advisors, LLC | 41,657 | $6.83M | 1.39% | +2,915+7.5% | Added |
| Kentucky Retirement Systems | 41,324 | $6.78M | 0.29% | +1,738+4.4% | Added |
| McRae Capital Management Inc | 41,292 | $6.78M | 2.06% | −1,488−3.5% | Reduced |
| Maryland State Retirement & Pension System | 41,095 | $6.74M | 0.56% | 00.0% | Unchanged |
| MUFG Americas Holdings Corp | 40,919 | $6.71M | 0.17% | −1,331−3.2% | Reduced |
| Saba Capital Management, L.P. | 40,919 | $6.71M | 0.09% | +11,136+37.4% | Added |
| Atwater Malick LLC | 40,797 | $6.69M | 3.74% | +1,159+2.9% | Added |
| Pittenger & Anderson Inc | 40,735 | $6.68M | 0.40% | +1,725+4.4% | Added |
| Capital Investment Advisors, LLC | 40,646 | $6.67M | 0.23% | −269−0.7% | Reduced |
| Allen Mooney & Barnes Investment Advisors LLC | 40,641 | $6.67M | 1.78% | +344+0.9% | Added |
| Oregon Public Employees Retirement Fund | 40,486 | $6.64M | 0.09% | −1,330−3.2% | Reduced |
| James Investment Research Inc | 40,350 | $6.62M | 0.94% | −6,655−14.2% | Reduced |
| Noesis Capital Mangement Corp | 40,207 | $6.60M | 2.00% | −160.0% | Reduced |
| Elo Mutual Pension Insurance Co | 40,060 | $6.57M | 0.25% | −2,180−5.2% | Reduced |
| Prio Wealth Limited Partnership | 39,875 | $6.54M | 0.28% | −782−1.9% | Reduced |
| Guggenheim Capital LLC | 39,800 | $6.53M | 0.06% | +10,289+34.9% | Added |
| Wealthfront Advisers LLC | 39,140 | $6.42M | 0.03% | +2,199+6.0% | Added |
| First American Trust, FSB | 38,891 | $6.38M | 1.07% | −9,810−20.1% | Reduced |
| Dowling & Yahnke LLC | 38,721 | $6.35M | 0.30% | −80.0% | Reduced |
| Prospera Financial Services Inc | 38,671 | $6.35M | 0.33% | +4,047+11.7% | Added |
| Philadelphia Trust Co | 38,627 | $6.34M | 0.72% | −7,993−17.1% | Reduced |
| Cipher Capital LP | 38,261 | $6.28M | 1.02% | +38,261 | New |
| Caisse de Depot Et Placement du Quebec | 37,983 | $6.23M | 0.02% | +17,083+81.7% | Added |
| Silver Oak Securities, Inc | 22,766 | $6.22M | 1.35% | −3,941−14.8% | Reduced |
| Tufton Capital Management | 37,739 | $6.19M | 1.49% | −18,220−32.6% | Reduced |
| Churchill Management Corp | 37,647 | $6.18M | 0.17% | −316−0.8% | Reduced |
| Meiji Yasuda Asset Management Co Ltd. | 37,558 | $6.16M | 0.36% | +13,949+59.1% | Added |
| Panagora Asset Management Inc | 37,531 | $6.16M | 0.04% | +2,028+5.7% | Added |
| Whittier Trust Co of Nevada Inc | 37,192 | $6.10M | 0.26% | +3,165+9.3% | Added |
| Stamos Capital Partners, L.P. | 36,830 | $6.04M | 1.54% | +21,630+142.3% | Added |
| Atria Investments LLC | 36,512 | $5.99M | 0.13% | −5,428−12.9% | Reduced |
| Dai-Ichi Life Insurance Company, Ltd | 36,422 | $5.98M | 0.15% | −5,368−12.8% | Reduced |
| Folger Nolan Fleming Douglas Capital Management, Inc | 36,333 | $5.96M | 0.81% | +26+0.1% | Added |
| Oak Harvest Investment Services | 36,052 | $5.92M | 1.58% | +1,248+3.6% | Added |
| Parsons Capital Management Inc | 35,821 | $5.88M | 0.53% | +326+0.9% | Added |
| Simmons Bank | 35,717 | $5.86M | 0.55% | +2,027+6.0% | Added |
| Synovus Financial Corp | 35,748 | $5.84M | 0.07% | +731+2.1% | Added |
| Fayez Sarofim & Co | 35,479 | $5.82M | 0.02% | +691+2.0% | Added |
| Atria Wealth Solutions, Inc. | 35,030 | $5.75M | 0.10% | +14,824+73.4% | Added |
| Cetera Investment Advisers | 34,994 | $5.74M | 0.11% | −16,484−32.0% | Reduced |
| Cerity Partners LLC | 34,871 | $5.72M | 0.07% | −898−2.5% | Reduced |
| Salem Investment Counselors Inc | 34,605 | $5.68M | 0.26% | −179−0.5% | Reduced |
| Brookstone Capital Management | 31,591 | $5.67M | 0.13% | −6,553−17.2% | Reduced |