Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2022
Institutional positions in Caterpillar Inc as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,992
- −51 vs. Q2 2022
- Shares held
- 360.1M
- −6.30M (−1.7%) vs. Q2 2022
- Total value
- $59.2B
- −$6.31B (−9.6%) vs. Q2 2022
- New holders
- 92
- 791 more added
- Sold out
- 143
- 729 more reduced
34 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bokf, NA | 34,412 | $5.65M | 0.11% | −8,170−19.2% | Reduced |
| SG Americas Securities, LLC | 34,232 | $5.62M | 0.09% | −25,666−42.8% | Reduced |
| Shelter Mutual Insurance Co | 34,200 | $5.61M | 1.82% | 00.0% | Unchanged |
| Louisiana State Employees Retirement System | 33,800 | $5.55M | 0.16% | 00.0% | Unchanged |
| Anderson Hoagland & Co | 33,628 | $5.52M | 0.88% | +280+0.8% | Added |
| Welch Group, LLC | 33,036 | $5.42M | 0.35% | +885+2.8% | Added |
| Banque Cantonale Vaudoise | 32,427 | $5.32M | 0.30% | +2,178+7.2% | Added |
| Simplex Trading, LLC | 32,345 | $5.31M | 0.21% | +32,345 | New |
| FORA Capital, LLC | 32,004 | $5.25M | 1.01% | +32,004 | New |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | 32,110 | $5.25M | 0.01% | −17,944−35.8% | Reduced |
| CIBC World Markets Corp | 31,888 | $5.23M | 0.07% | −12,601−28.3% | Reduced |
| Andra AP-fonden | 31,700 | $5.20M | 0.17% | +3,600+12.8% | Added |
| Sigma Planning Corp | 31,681 | $5.20M | 0.20% | −946−2.9% | Reduced |
| Advisory Services Network, LLC | 31,540 | $5.17M | 0.18% | −1,232−3.8% | Reduced |
| Dodge & Cox | 31,437 | $5.16M | 0.00% | 00.0% | Unchanged |
| Metropolitan Life Insurance Co | 31,430 | $5.16M | 0.24% | −697−2.2% | Reduced |
| Cullinan Associates Inc | 31,398 | $5.15M | 0.33% | +1,491+5.0% | Added |
| Cetera Advisors LLC | 31,235 | $5.13M | 0.14% | +7,721+32.8% | Added |
| Segall Bryant & Hamill, LLC | 30,914 | $5.06M | 0.06% | +831+2.8% | Added |
| Cannell Peter B & Co Inc | 30,682 | $5.03M | 0.19% | 00.0% | Unchanged |
| Consolidated Capital Management, LLC | 29,830 | $4.89M | 3.07% | −1,161−3.7% | Reduced |
| Kanawha Capital Management LLC | 29,749 | $4.88M | 0.53% | −79−0.3% | Reduced |
| Consolidated Planning Corp | 29,701 | $4.87M | 1.52% | +738+2.5% | Added |
| Viking Fund Management LLC | 29,500 | $4.84M | 1.14% | +12,000+68.6% | Added |
| First Financial Bank - Trust Division | 29,385 | $4.82M | 0.59% | +772+2.7% | Added |
| Knights of Columbus Asset Advisors LLC | 29,357 | $4.82M | 0.49% | +2,890+10.9% | Added |
| Kestra Private Wealth Services, LLC | 29,276 | $4.80M | 0.28% | +516+1.8% | Added |
| Gluskin Sheff & Assoc Inc | 29,139 | $4.78M | 0.29% | +542+1.9% | Added |
| German American Bancorp, Inc. | 28,927 | $4.75M | 0.82% | +10,478+56.8% | Added |
| Federation des caisses Desjardins du Quebec | 28,806 | $4.73M | 0.06% | +784+2.8% | Added |
| Regentatlantic Capital LLC | 28,759 | $4.72M | 0.14% | −191−0.7% | Reduced |
| Balyasny Asset Management LLC | 28,676 | $4.71M | 0.02% | +28,676 | New |
| Eagle Global Advisors LLC | 28,670 | $4.70M | 0.35% | −667−2.3% | Reduced |
| Kinneret Advisory, LLC | 28,333 | $4.65M | 0.65% | 00.0% | Unchanged |
| Burney Co | 28,093 | $4.61M | 0.25% | +11,179+66.1% | Added |
| Welch & Forbes LLC | 28,049 | $4.60M | 0.09% | +501+1.8% | Added |
| HB Wealth Management, LLC | 27,886 | $4.58M | 0.10% | +2,801+11.2% | Added |
| Spinnaker Trust | 27,724 | $4.55M | 0.38% | 00.0% | Unchanged |
| Ferguson Wellman Capital Management, Inc | 27,601 | $4.53M | 0.18% | −95−0.3% | Reduced |
| Farmers & Merchants Investments Inc | 27,540 | $4.52M | 0.20% | −62−0.2% | Reduced |
| Sigma Investment Counselors Inc | 27,474 | $4.51M | 0.38% | −545−1.9% | Reduced |
| Uniplan Investment Counsel, Inc. | 27,328 | $4.48M | 0.34% | +27,328 | New |
| New Mexico Educational Retirement Board | 27,302 | $4.48M | 0.24% | −2,700−9.0% | Reduced |
| Miracle Mile Advisors, LLC | 27,155 | $4.46M | 0.21% | +517+1.9% | Added |
| ARS Wealth Advisors Group, LLC | 27,076 | $4.44M | 0.68% | +1,147+4.4% | Added |
| Addenda Capital Inc. | 26,919 | $4.42M | 0.20% | +26,919 | New |
| Signet Financial Management, LLC | 26,777 | $4.39M | 0.86% | +145+0.5% | Added |
| Leonteq Securities AG | 26,714 | $4.38M | 0.23% | −14,114−34.6% | Reduced |
| Koshinski Asset Management, Inc. | 26,670 | $4.38M | 0.52% | −669−2.4% | Reduced |
| Healthcare of Ontario Pension Plan Trust Fund | 26,488 | $4.35M | 0.02% | +24,416+1,178.4% | Added |
| Avantax Advisory Services, Inc. | 26,472 | $4.34M | 0.07% | −220−0.8% | Reduced |
| Independent Wealth Network Inc. | 26,464 | $4.34M | 3.39% | +126+0.5% | Added |
| Pearl River Capital, LLC | 26,343 | $4.32M | 0.80% | +12,669+92.7% | Added |
| Monte Financial Group, LLC | 25,830 | $4.24M | 2.60% | +593+2.3% | Added |
| American National Bank | 25,780 | $4.23M | 1.01% | −26−0.1% | Reduced |
| Prudential PLC | 25,649 | $4.21M | 0.07% | +758+3.0% | Added |
| Aull & Monroe Investment Management Corp | 25,475 | $4.18M | 2.29% | 00.0% | Unchanged |
| Northwest Investment Counselors, LLC | 25,340 | $4.16M | 1.36% | −306−1.2% | Reduced |
| Crossmark Global Holdings, Inc. | 25,264 | $4.14M | 0.12% | −1,393−5.2% | Reduced |
| Creative Financial Designs Inc | 25,071 | $4.11M | 0.67% | +178+0.7% | Added |
| Benjamin F. Edwards & Company, Inc. | 24,985 | $4.10M | 0.21% | +1,069+4.5% | Added |
| Hallmark Capital Management Inc | 24,900 | $4.08M | 0.41% | +1,975+8.6% | Added |
| Biechele Royce Advisors | 24,729 | $4.06M | 1.91% | +473+2.0% | Added |
| Global Retirement Partners, LLC | 18,731 | $4.05M | 0.31% | +570+3.1% | Added |
| Financial & Tax Architects, LLC | 24,516 | $4.02M | 1.51% | +2,648+12.1% | Added |
| Principle Wealth Partners LLC | 24,493 | $4.02M | 0.52% | +2,763+12.7% | Added |
| National Asset Management, Inc. | 24,318 | $3.99M | 0.12% | −966−3.8% | Reduced |
| Hartford Financial Management Inc. | 24,078 | $3.95M | 1.16% | −161−0.7% | Reduced |
| Schonfeld Strategic Advisors LLC | 24,035 | $3.94M | 0.03% | −25,965−51.9% | Reduced |
| Sandhill Capital Partners LLC | 23,878 | $3.92M | 0.45% | +849+3.7% | Added |
| Aries Wealth Management | 18,028 | $3.90M | 1.73% | −72−0.4% | Reduced |
| Paradiem, LLC | 23,704 | $3.89M | 1.50% | +1,528+6.9% | Added |
| Fusion Capital, LLC | 23,601 | $3.87M | 2.52% | +514+2.2% | Added |
| Massmutual Trust Co FSB | 23,395 | $3.84M | 0.17% | +440+1.9% | Added |
| Meridian Wealth Management, LLC | 23,278 | $3.82M | 0.41% | −118−0.5% | Reduced |
| Banque Pictet & Cie SA | 23,177 | $3.80M | 0.04% | +6,551+39.4% | Added |
| Bank of Hawaii | 23,053 | $3.78M | 0.26% | +272+1.2% | Added |
| City Holding Co | 22,960 | $3.77M | 0.75% | −1,205−5.0% | Reduced |
| Citizens National Bank Trust Department | 22,914 | $3.76M | 1.16% | −200−0.9% | Reduced |
| Community Bank & Trust, Waco, Texas | 22,851 | $3.75M | 1.33% | +204+0.9% | Added |
| Money Concepts Capital Corp | 22,576 | $3.70M | 0.22% | +10,898+93.3% | Added |
| JustInvest LLC | 22,472 | $3.69M | 0.17% | +1,651+7.9% | Added |
| NBT Bank N A | 22,284 | $3.66M | 0.60% | +64+0.3% | Added |
| Wedbush Securities Inc | 22,285 | $3.66M | 0.21% | −97−0.4% | Reduced |
| Narwhal Capital Management | 22,267 | $3.65M | 0.53% | +13,012+140.6% | Added |
| Gateway Advisory, LLC | 22,257 | $3.65M | 0.91% | +3,116+16.3% | Added |
| Tiaa, FSB | 22,222 | $3.65M | 0.02% | −51,025−69.7% | Reduced |
| Strategic Wealth Advisors Group, LLC | 22,111 | $3.63M | 0.16% | −156−0.7% | Reduced |
| TownSquare Capital, LLC | 22,116 | $3.63M | 0.10% | +1,407+6.8% | Added |
| Veritable, L.P. | 22,043 | $3.62M | 0.07% | −781−3.4% | Reduced |
| Versor Investments LP | 21,925 | $3.60M | 0.21% | +2,600+13.5% | Added |
| Moors & Cabot, Inc. | 21,834 | $3.58M | 0.27% | −1,267−5.5% | Reduced |
| B & T Capital Management DBA Alpha Capital Management | 21,804 | $3.58M | 0.95% | +1,230+6.0% | Added |
| Vestmark Advisory Solutions, Inc. | 21,744 | $3.57M | 0.20% | +6,087+38.9% | Added |
| Knuff & Co LLC | 21,486 | $3.52M | 1.67% | −19−0.1% | Reduced |
| Putnam Investments LLC | 21,471 | $3.52M | 0.01% | +3,559+19.9% | Added |
| Neville Rodie & Shaw Inc | 21,169 | $3.47M | 0.34% | −2,690−11.3% | Reduced |
| Highland Capital Management, LLC | 21,141 | $3.47M | 0.27% | −30−0.1% | Reduced |
| Searle & Co. | 21,064 | $3.46M | 1.33% | 00.0% | Unchanged |
| Pinnacle Financial Partners Inc | 21,013 | $3.45M | 0.12% | −15,396−42.3% | Reduced |