Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2022
Institutional positions in Caterpillar Inc as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,992
- −51 vs. Q2 2022
- Shares held
- 360.1M
- −6.30M (−1.7%) vs. Q2 2022
- Total value
- $59.2B
- −$6.31B (−9.6%) vs. Q2 2022
- New holders
- 92
- 791 more added
- Sold out
- 143
- 729 more reduced
34 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Pallas Capital Advisors LLC | 15,711 | $3.44M | 0.38% | +470+3.1% | Added |
| Community Bank, N.A. | 20,883 | $3.43M | 0.52% | +210+1.0% | Added |
| Northeast Investment Management | 20,757 | $3.41M | 0.23% | +532+2.6% | Added |
| Ambassador Advisors, LLC | 20,647 | $3.39M | 0.80% | +1,535+8.0% | Added |
| Twin Capital Management Inc | 20,571 | $3.38M | 0.46% | −223−1.1% | Reduced |
| Dakota Wealth Management | 20,493 | $3.36M | 0.27% | +18,099+756.0% | Added |
| Lyell Wealth Management, LP | 20,435 | $3.35M | 0.57% | +237+1.2% | Added |
| Robbins Farley LLC | 20,403 | $3.35M | 2.75% | −514−2.5% | Reduced |
| Boit C F David | 20,400 | $3.35M | 2.72% | +20,400 | New |
| King Luther Capital Management Corp | 20,330 | $3.34M | 0.02% | +1,355+7.1% | Added |
| Romano Brothers and Company | 20,308 | $3.33M | 0.54% | +20,308 | New |
| Ellsworth Advisors, LLC | 20,301 | $3.33M | 1.43% | +709+3.6% | Added |
| Columbia Asset Management | 20,237 | $3.32M | 0.88% | −1,199−5.6% | Reduced |
| Trinity Legacy Partners, LLC | 20,171 | $3.31M | 1.42% | −938−4.4% | Reduced |
| Essex Investment Management Co LLC | 20,155 | $3.31M | 0.53% | −4,892−19.5% | Reduced |
| Retirement Group, LLC | 20,138 | $3.30M | 2.65% | +54+0.3% | Added |
| Lincoln National Corp | 20,138 | $3.30M | 0.08% | +602+3.1% | Added |
| Generali Powszechne Towarzystwo Emerytalne | 20,118 | $3.30M | 3.75% | 00.0% | Unchanged |
| Caldwell Trust Co | 20,108 | $3.30M | 0.49% | −98−0.5% | Reduced |
| Icon Advisers Inc | 20,025 | $3.29M | 0.90% | 00.0% | Unchanged |
| Sargent Bickham Lagudis LLC | 20,024 | $3.29M | 0.29% | +3,542+21.5% | Added |
| Bank Julius Baer & Co. Ltd, Zurich | 19,965 | $3.28M | 0.02% | +6,840+52.1% | Added |
| Kiley Juergens Wealth Management, LLC | 19,878 | $3.26M | 1.53% | −182−0.9% | Reduced |
| BKD Wealth Advisors, LLC | 19,833 | $3.25M | 0.13% | −760−3.7% | Reduced |
| Bridge Creek Capital Management LLC | 19,813 | $3.25M | 1.40% | +37+0.2% | Added |
| Advisor Partners II, LLC | 19,797 | $3.25M | 0.25% | +19,797 | New |
| Reliant Investment Management, LLC | 19,725 | $3.24M | 2.30% | +45+0.2% | Added |
| Beech Hill Advisors, Inc. | 19,705 | $3.23M | 1.85% | −100−0.5% | Reduced |
| Argyle Capital Management Inc. | 19,698 | $3.23M | 1.26% | −34−0.2% | Reduced |
| Northwestern Mutual Investment Management Company, LLC | 19,608 | $3.22M | 0.08% | −4,306−18.0% | Reduced |
| Central Bank & Trust Co | 19,476 | $3.20M | 0.69% | +1,781+10.1% | Added |
| Crestwood Advisors Group LLC | 19,398 | $3.18M | 0.11% | −11−0.1% | Reduced |
| Ipswich Investment Management Co., Inc. | 19,317 | $3.17M | 1.01% | −1,070−5.2% | Reduced |
| Equitable Trust Co | 19,318 | $3.17M | 0.26% | −800−4.0% | Reduced |
| FIL Ltd | 19,312 | $3.17M | 0.00% | +2,829+17.2% | Added |
| Allstate Corp | 19,303 | $3.17M | 0.09% | +109+0.6% | Added |
| Raymond James Trust N.A. | 19,289 | $3.17M | 0.12% | +2,658+16.0% | Added |
| Pathstone Family Office, LLC | 19,183 | $3.16M | 0.06% | +5,705+42.3% | Added |
| Achmea Investment Management B.V. | 19,219 | $3.15M | 0.11% | −6,239−24.5% | Reduced |
| Colonial Trust Advisors | 19,212 | $3.15M | 0.43% | +224+1.2% | Added |
| Asset Dedication, LLC | 18,894 | $3.11M | 0.34% | +18,894 | New |
| Family Legacy, Inc. | 18,917 | $3.10M | 1.56% | −202−1.1% | Reduced |
| Kentucky Retirement Systems Insurance Trust Fund | 18,919 | $3.10M | 0.29% | +696+3.8% | Added |
| Summitry LLC | 18,919 | $3.10M | 0.23% | +1,754+10.2% | Added |
| AlphaCrest Capital Management LLC | 18,816 | $3.09M | 0.19% | −17,788−48.6% | Reduced |
| Los Angeles Capital Management LLC | 18,789 | $3.08M | 0.02% | +5,731+43.9% | Added |
| Ronald Blue Trust, Inc. | 17,047 | $3.05M | 0.05% | +193+1.1% | Added |
| Bank of the West | 18,476 | $3.03M | 0.39% | +901+5.1% | Added |
| Physicians Financial Services, Inc. | 18,291 | $3.00M | 1.45% | −149−0.8% | Reduced |
| Mathes Company, Inc. | 18,168 | $2.98M | 1.66% | −350−1.9% | Reduced |
| Ameritas Advisory Services, LLC | 18,134 | $2.98M | 0.18% | −530−2.8% | Reduced |
| Mairs & Power Inc | 18,095 | $2.97M | 0.04% | +10,800+148.0% | Added |
| Buckingham Strategic Wealth, LLC | 18,033 | $2.96M | 0.06% | −177−1.0% | Reduced |
| Stonebridge Capital Management Inc | 18,009 | $2.96M | 1.53% | −264−1.4% | Reduced |
| PGGM Investments | 18,005 | $2.95M | 0.05% | +18,005 | New |
| Beese Fulmer Investment Management, Inc. | 17,951 | $2.94M | 0.40% | −382−2.1% | Reduced |
| Montgomery Investment Management Inc | 17,894 | $2.94M | 1.20% | −65−0.4% | Reduced |
| Terry L. Blaker | 17,883 | $2.93M | 0.29% | +80.0% | Added |
| Oak Harbor Wealth Partners, LLC | 17,812 | $2.92M | 1.15% | +40.0% | Added |
| Monetary Management Group Inc | 17,817 | $2.92M | 0.96% | +25+0.1% | Added |
| Drexel Morgan & Co. | 17,746 | $2.91M | 0.70% | +224+1.3% | Added |
| Altrius Capital Management Inc | 17,652 | $2.90M | 1.10% | −4,401−20.0% | Reduced |
| Permanens Capital L.P. | 17,620 | $2.89M | 0.65% | −10,163−36.6% | Reduced |
| Monument Capital Management | 17,533 | $2.88M | 1.08% | +1,730+10.9% | Added |
| Y-Intercept (Hong Kong) Ltd | 17,487 | $2.87M | 0.29% | −8,964−33.9% | Reduced |
| First Horizon Advisors, Inc. | 17,487 | $2.87M | 0.11% | −12,944−42.5% | Reduced |
| FRG Family Wealth Advisors LLC | 17,440 | $2.86M | 0.71% | −85−0.5% | Reduced |
| Compagnie Lombard Odier SCmA | 17,392 | $2.85M | 0.08% | −1,000−5.4% | Reduced |
| ICA Group Wealth Management, LLC | 17,381 | $2.85M | 0.61% | +748+4.5% | Added |
| LeJeune Puetz Investment Counsel LLC | 17,291 | $2.84M | 1.17% | +250+1.5% | Added |
| Stillwater Investment Management, LLC | 17,244 | $2.83M | 0.87% | +80+0.5% | Added |
| Ieq Capital, LLC | 17,175 | $2.82M | 0.08% | −4,333−20.1% | Reduced |
| Hayek Kallen Investment Management | 17,118 | $2.81M | 1.32% | −73−0.4% | Reduced |
| Williams Jones Wealth Management, LLC. | 17,031 | $2.79M | 0.05% | −29−0.2% | Reduced |
| Siemens Fonds Invest GmbH | 16,987 | $2.79M | 0.32% | −630−3.6% | Reduced |
| Shell Asset Management Co | 16,883 | $2.77M | 0.11% | −4,267−20.2% | Reduced |
| AAFMAA Wealth Management & Trust LLC | 16,827 | $2.76M | 2.03% | −2,036−10.8% | Reduced |
| Rafferty Asset Management, LLC | 16,826 | $2.76M | 0.03% | +14,127+523.4% | Added |
| Mutual Advisors, LLC | 16,785 | $2.75M | 0.14% | +125+0.8% | Added |
| Beacon Investment Advisory Services, Inc. | 16,773 | $2.75M | 0.15% | −7,886−32.0% | Reduced |
| Marketfield Asset Management LLC | 16,719 | $2.74M | 3.18% | −1,861−10.0% | Reduced |
| Advocate Group LLC | 16,633 | $2.73M | 0.67% | −380−2.2% | Reduced |
| Canandaigua National Corp | 16,628 | $2.73M | 0.48% | −180−1.1% | Reduced |
| Providence Wealth Advisors, LLC | 11,921 | $2.73M | 2.04% | −286−2.3% | Reduced |
| Abbrea Capital, LLC | 16,596 | $2.72M | 0.51% | −110−0.7% | Reduced |
| Silvercrest Asset Management Group LLC | 16,487 | $2.71M | 0.02% | 00.0% | Unchanged |
| Stoneridge Investment Partners LLC | 16,483 | $2.71M | 1.59% | +1,125+7.3% | Added |
| Lido Advisors, LLC | 16,327 | $2.68M | 0.05% | +623+4.0% | Added |
| Malaga Cove Capital, LLC | 16,298 | $2.67M | 1.52% | −163−1.0% | Reduced |
| Country Club Bank | 16,085 | $2.67M | 0.26% | +1,431+9.8% | Added |
| Gotham Asset Management, LLC | 16,118 | $2.65M | 0.08% | −6,184−27.7% | Reduced |
| Intact Investment Management Inc. | 15,800 | $2.59M | 0.09% | 00.0% | Unchanged |
| Kempner Capital Management Inc. | 15,792 | $2.59M | 1.71% | 00.0% | Unchanged |
| Sandy Spring Bank | 15,764 | $2.59M | 0.16% | −201−1.3% | Reduced |
| Bailard, Inc. | 15,757 | $2.58M | 0.11% | −290−1.8% | Reduced |
| Laurion Capital Management LP | 15,723 | $2.58M | 0.07% | −16,887−51.8% | Reduced |
| Avidian Wealth Solutions, LLC | 15,717 | $2.58M | 0.19% | +71+0.5% | Added |
| Hixon Zuercher, LLC | 15,709 | $2.58M | 1.65% | +1,617+11.5% | Added |
| Parcion Private Wealth LLC | 15,681 | $2.57M | 0.29% | +699+4.7% | Added |
| Freestone Capital Holdings, LLC | 15,651 | $2.57M | 0.12% | −997−6.0% | Reduced |