Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2022
Institutional positions in Caterpillar Inc as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,992
- −51 vs. Q2 2022
- Shares held
- 360.1M
- −6.30M (−1.7%) vs. Q2 2022
- Total value
- $59.2B
- −$6.31B (−9.6%) vs. Q2 2022
- New holders
- 92
- 791 more added
- Sold out
- 143
- 729 more reduced
34 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| North Star Investment Management Corp. | 15,605 | $2.56M | 0.25% | +11+0.1% | Added |
| Lake Street Advisors Group, LLC | 15,578 | $2.56M | 0.19% | −578−3.6% | Reduced |
| Illinois Municipal Retirement Fund | 15,496 | $2.54M | 0.06% | −15,226−49.6% | Reduced |
| EagleClaw Capital Managment, LLC | 15,500 | $2.54M | 0.71% | +600+4.0% | Added |
| Allworth Financial LP | 15,300 | $2.51M | 0.03% | −854−5.3% | Reduced |
| Roundview Capital LLC | 15,255 | $2.50M | 0.32% | +205+1.4% | Added |
| Iowa State Bank | 15,224 | $2.50M | 0.71% | +61+0.4% | Added |
| Clearbridge Investments, LLC | 15,220 | $2.50M | 0.00% | +230+1.5% | Added |
| Eukles Asset Management | 15,144 | $2.48M | 1.63% | −60.0% | Reduced |
| Cullen/Frost Bankers, Inc. | 15,079 | $2.47M | 0.06% | +51+0.3% | Added |
| Kentucky Farm Bureau Mutual Insurance Co | 15,000 | $2.46M | 0.84% | 00.0% | Unchanged |
| RBF Capital, LLC | 15,000 | $2.46M | 0.21% | 00.0% | Unchanged |
| Hudson Bay Capital Management LP | 15,000 | $2.46M | 0.03% | +15,000 | New |
| Tower View Investment Management & Research LLC | 14,984 | $2.46M | 1.89% | +233+1.6% | Added |
| Ogorek Anthony Joseph | 14,961 | $2.45M | 1.17% | +88+0.6% | Added |
| KG&L Capital Management,LLC | 14,945 | $2.45M | 1.38% | −282−1.9% | Reduced |
| Mitchell Capital Management Co | 14,811 | $2.43M | 0.69% | +272+1.9% | Added |
| Financial Sense Advisors, Inc. | 14,790 | $2.43M | 1.03% | +510+3.6% | Added |
| Webster Bank, N. A. | 14,777 | $2.42M | 0.35% | −120−0.8% | Reduced |
| TCI Wealth Advisors, Inc. | 14,734 | $2.42M | 0.39% | −1,122−7.1% | Reduced |
| CWM, LLC | 14,658 | $2.40M | 0.02% | −1,909−11.5% | Reduced |
| Kinloch Capital, LLC | 14,629 | $2.40M | 1.58% | +419+2.9% | Added |
| Griffin Asset Management, Inc. | 14,619 | $2.40M | 0.40% | −229−1.5% | Reduced |
| KMG Fiduciary Partners, LLC | 14,619 | $2.40M | 0.46% | +561+4.0% | Added |
| DT Investment Partners, LLC | 14,595 | $2.39M | 0.39% | −1,268−8.0% | Reduced |
| Pflug Koory, LLC | 14,505 | $2.38M | 1.45% | +1,453+11.1% | Added |
| Valeo Financial Advisors, LLC | 14,500 | $2.38M | 0.15% | +953+7.0% | Added |
| Brown Brothers Harriman & Co | 14,486 | $2.38M | 0.02% | −307−2.1% | Reduced |
| Investment Management of Virginia LLC | 14,480 | $2.38M | 0.51% | +170+1.2% | Added |
| Ethic Inc. | 14,426 | $2.37M | 0.16% | +2,942+25.6% | Added |
| Arrow Financial Corp | 14,415 | $2.37M | 0.35% | +416+3.0% | Added |
| Plimoth Trust Co LLC | 14,405 | $2.36M | 0.82% | +594+4.3% | Added |
| Steel Peak Wealth Management LLC | 14,391 | $2.36M | 0.18% | −38,330−72.7% | Reduced |
| Robertson Stephens Wealth Management, LLC | 14,337 | $2.35M | 0.26% | +9,664+206.8% | Added |
| Gould Capital, LLC | 14,259 | $2.34M | 2.02% | +246+1.8% | Added |
| Shelton Capital Management | 14,167 | $2.33M | 0.11% | −158−1.1% | Reduced |
| Occudo Quantitative Strategies LP | 14,069 | $2.31M | 0.18% | +14,069 | New |
| Ascent Wealth Partners, LLC | 13,955 | $2.29M | 0.55% | −3,469−19.9% | Reduced |
| Wetherby Asset Management Inc | 13,936 | $2.29M | 0.16% | −788−5.4% | Reduced |
| Blue Edge Capital, LLC | 13,876 | $2.28M | 0.56% | +157+1.1% | Added |
| Trustcore Financial Services, LLC | 13,752 | $2.26M | 0.21% | +770+5.9% | Added |
| Ellis Investment Partners, LLC | 13,744 | $2.25M | 0.62% | +1,252+10.0% | Added |
| Schnieders Capital Management LLC | 13,709 | $2.25M | 0.60% | +8,500+163.2% | Added |
| Hennessy Advisors Inc | 13,500 | $2.21M | 0.15% | −200−1.5% | Reduced |
| Stratos Wealth Partners, LTD. | 13,480 | $2.21M | 0.06% | −1,895−12.3% | Reduced |
| Logan Capital Management Inc | 13,373 | $2.19M | 0.13% | +208+1.6% | Added |
| Studio Investment Management LLC | 13,360 | $2.19M | 0.79% | +810+6.5% | Added |
| Waycross Partners, LLC | 13,343 | $2.19M | 1.47% | −12,577−48.5% | Reduced |
| Group One Trading, L.P. | 13,342 | $2.19M | 0.07% | −38−0.3% | Reduced |
| Stonnington Group, LLC | 11,845 | $2.18M | 0.62% | −2,020−14.6% | Reduced |
| Richard Bernstein Advisors LLC | 13,294 | $2.18M | 0.05% | 00.0% | Unchanged |
| Pinnacle Holdings, LLC | 13,203 | $2.17M | 1.01% | +128+1.0% | Added |
| Empirical Finance, LLC | 13,195 | $2.17M | 0.26% | +2,146+19.4% | Added |
| FourThought Financial, LLC | 13,095 | $2.15M | 0.32% | +8,888+211.3% | Added |
| Kavar Capital Partners Group, LLC | 13,097 | $2.15M | 0.55% | +9,649+279.8% | Added |
| Greenleaf Trust | 13,044 | $2.14M | 0.03% | +46+0.4% | Added |
| Ally Financial Inc. | 13,000 | $2.13M | 0.35% | 00.0% | Unchanged |
| Hodges Capital Management Inc. | 12,910 | $2.12M | 0.35% | −4,579−26.2% | Reduced |
| Brinker Capital Investments, LLC | 12,908 | $2.12M | 0.04% | −246−1.9% | Reduced |
| Savant Capital, LLC | 12,911 | $2.12M | 0.07% | −110−0.8% | Reduced |
| Trust Co of Vermont | 12,905 | $2.12M | 0.17% | +1,275+11.0% | Added |
| Ameritas Investment Partners, Inc. | 12,891 | $2.11M | 0.09% | +317+2.5% | Added |
| Richelieu Gestion PLC | 12,842 | $2.11M | 2.51% | 00.0% | Unchanged |
| Rodgers Brothers Inc. | 12,840 | $2.11M | 0.45% | +9,400+273.3% | Added |
| Guyasuta Investment Advisors Inc | 12,783 | $2.10M | 0.18% | 00.0% | Unchanged |
| South Dakota Investment Council | 12,755 | $2.09M | 0.05% | +157+1.2% | Added |
| Capula Management Ltd | 12,735 | $2.09M | 0.26% | −59,490−82.4% | Reduced |
| Vestcor Inc | 12,567 | $2.06M | 0.08% | −7,437−37.2% | Reduced |
| Kingsview Wealth Management, LLC | 12,533 | $2.06M | 0.10% | +771+6.6% | Added |
| Barbara Oil Co. | 12,500 | $2.05M | 1.13% | 00.0% | Unchanged |
| Azimuth Capital Investment Management LLC | 12,465 | $2.04M | 0.11% | −16−0.1% | Reduced |
| BLB&B Advisors, LLC | 12,458 | $2.04M | 0.17% | 00.0% | Unchanged |
| J.P. Marvel Investment Advisors, LLC | 12,419 | $2.04M | 0.52% | 00.0% | Unchanged |
| Assetmark, Inc | 12,373 | $2.03M | 0.01% | +2,023+19.5% | Added |
| Cambridge Advisors Inc. | 12,338 | $2.02M | 0.58% | +164+1.3% | Added |
| Park Avenue Securities LLC | 12,267 | $2.01M | 0.04% | −207−1.7% | Reduced |
| Verition Fund Management LLC | 12,263 | $2.01M | 0.03% | −11,361−48.1% | Reduced |
| Lowe Brockenbrough & Co Inc | 12,216 | $2.00M | 0.19% | −30.0% | Reduced |
| NEIRG Wealth Management, LLC | 12,100 | $1.99M | 0.40% | −840−6.5% | Reduced |
| Mission Creek Capital Partners, Inc. | 12,092 | $1.98M | 0.75% | −113−0.9% | Reduced |
| Leavell Investment Management, Inc. | 12,009 | $1.97M | 0.16% | +38+0.3% | Added |
| Goelzer Investment Management, Inc. | 11,959 | $1.96M | 0.20% | −287−2.3% | Reduced |
| Bowen Hanes & Co Inc | 11,939 | $1.96M | 0.08% | 00.0% | Unchanged |
| IFP Advisors, Inc | 20,973 | $1.95M | 0.06% | +1,428+7.3% | Added |
| First Citizens Bank & Trust Co | 11,799 | $1.94M | 0.06% | +2,850+31.8% | Added |
| Arabesque Asset Management Ltd | 11,771 | $1.93M | 0.94% | +11,771 | New |
| Geneos Wealth Management Inc. | 11,750 | $1.93M | 0.13% | −15,708−57.2% | Reduced |
| Viewpoint Capital Management LLC | 11,738 | $1.93M | 1.90% | −50−0.4% | Reduced |
| Essex Financial Services, Inc. | 11,655 | $1.91M | 0.23% | −1,619−12.2% | Reduced |
| Spirit of America Management Corp | 11,640 | $1.91M | 0.45% | 00.0% | Unchanged |
| NewEdge Wealth, LLC | 11,642 | $1.91M | 0.09% | +2,973+34.3% | Added |
| Whitener Capital Management, Inc. | 11,635 | $1.91M | 0.90% | +150+1.3% | Added |
| Nicholas Hoffman & Company, LLC. | 11,564 | $1.90M | 0.09% | +820+7.6% | Added |
| Redpoint Investment Management Pty Ltd | 11,528 | $1.89M | 0.28% | −1,654−12.5% | Reduced |
| Veriti Management LLC | 11,456 | $1.88M | 0.27% | −1,328−10.4% | Reduced |
| MV Capital Management, Inc. | 11,403 | $1.87M | 0.32% | +374+3.4% | Added |
| Donaldson Capital Management, LLC | 11,370 | $1.87M | 0.10% | +1,500+15.2% | Added |
| Jacobi Capital Management LLC | 11,256 | $1.85M | 0.25% | +30.0% | Added |
| Cresset Asset Management, LLC | 11,247 | $1.84M | 0.02% | −4,179−27.1% | Reduced |
| LGT Group Foundation | 11,205 | $1.84M | 0.07% | +2,235+24.9% | Added |