Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2022
Institutional positions in Caterpillar Inc as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,992
- −51 vs. Q2 2022
- Shares held
- 360.1M
- −6.30M (−1.7%) vs. Q2 2022
- Total value
- $59.2B
- −$6.31B (−9.6%) vs. Q2 2022
- New holders
- 92
- 791 more added
- Sold out
- 143
- 729 more reduced
34 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Atlantic Union Bankshares Corp | 11,191 | $1.84M | 0.21% | +116+1.0% | Added |
| Foster & Motley Inc | 11,029 | $1.81M | 0.17% | −495−4.3% | Reduced |
| Corient Capital Partners, LLC | 10,126 | $1.81M | 0.14% | 00.0% | Unchanged |
| Strategic Advisors LLC | 10,992 | $1.80M | 0.40% | −7−0.1% | Reduced |
| Focus Financial Network, Inc. | 10,947 | $1.80M | 0.16% | +920+9.2% | Added |
| MEMBERS Trust Co | 10,921 | $1.79M | 0.06% | −369−3.3% | Reduced |
| Boyd Watterson Asset Management LLC | 10,808 | $1.77M | 0.81% | −19−0.2% | Reduced |
| McMillion Capital Management Inc | 10,764 | $1.77M | 1.63% | −665−5.8% | Reduced |
| McGuire Investment Group, LLC | 10,748 | $1.76M | 0.40% | +1,052+10.8% | Added |
| Costello Asset Management, INC | 10,743 | $1.76M | 1.66% | −685−6.0% | Reduced |
| Beck Capital Management, LLC | 10,701 | $1.76M | 0.75% | −236−2.2% | Reduced |
| Asset Management Group, Inc. | 10,687 | $1.75M | 0.44% | +57+0.5% | Added |
| Liberty One Investment Management, LLC | 10,679 | $1.75M | 0.29% | +1,717+19.2% | Added |
| Mitchell McLeod Pugh & Williams Inc | 10,680 | $1.75M | 0.67% | −34−0.3% | Reduced |
| Alps Advisors Inc | 10,664 | $1.75M | 0.02% | +10,664 | New |
| Mystic Asset Management, Inc. | 10,635 | $1.74M | 1.12% | −50.0% | Reduced |
| Capital Investment Counsel, Inc | 10,617 | $1.74M | 0.51% | −28−0.3% | Reduced |
| Cascade Investment Advisors, Inc. | 8,030 | $1.74M | 1.49% | −45−0.6% | Reduced |
| PFG Advisors | 10,586 | $1.74M | 0.20% | +112+1.1% | Added |
| Evercore Wealth Management, LLC | 10,525 | $1.73M | 0.04% | −65−0.6% | Reduced |
| Trust Co of Toledo NA | 10,519 | $1.73M | 0.33% | −2,500−19.2% | Reduced |
| Traynor Capital Management, Inc. | 10,520 | $1.73M | 0.31% | −1,249−10.6% | Reduced |
| Douglass Winthrop Advisors, LLC | 10,495 | $1.72M | 0.05% | −1,000−8.7% | Reduced |
| Buckley Wealth Management, LLC | 10,472 | $1.72M | 0.63% | −1,500−12.5% | Reduced |
| Financial Advisory Service, Inc. | 10,466 | $1.72M | 0.19% | +1,477+16.4% | Added |
| Meiji Yasuda Life Insurance Co | 10,403 | $1.71M | 0.04% | −2,627−20.2% | Reduced |
| Whalerock Point Partners, LLC | 10,370 | $1.70M | 0.75% | 00.0% | Unchanged |
| Moody National Bank Trust Division | 10,362 | $1.70M | 0.18% | +107+1.0% | Added |
| Berkshire Bank | 10,362 | $1.70M | 0.52% | +56+0.5% | Added |
| Loudon Investment Management, LLC | 10,353 | $1.70M | 1.35% | 00.0% | Unchanged |
| Modus Advisors, LLC | 10,337 | $1.70M | 0.89% | +37+0.4% | Added |
| Radnor Capital Management, LLC | 10,326 | $1.69M | 0.49% | 00.0% | Unchanged |
| Perfromance Wealth Partners, LLC | 10,323 | $1.69M | 0.10% | +820+8.6% | Added |
| Cary Street Partner Investment Advisory LLC | 10,313 | $1.69M | 0.14% | +359+3.6% | Added |
| Cutler Group LP | 10,183 | $1.67M | 0.20% | +9,130+867.0% | Added |
| FLC Capital Advisors | 10,157 | $1.67M | 0.58% | 00.0% | Unchanged |
| Western Wealth Management, LLC | 9,411 | $1.66M | 0.10% | +695+8.0% | Added |
| Ergoteles LLC | 10,110 | $1.66M | 0.06% | +10,110 | New |
| B&D White Capital Company, LLC | 10,100 | $1.66M | 0.62% | +6,900+215.6% | Added |
| Hudock, Inc. | 10,074 | $1.65M | 0.56% | +411+4.3% | Added |
| Adirondack Trust Co | 10,067 | $1.65M | 0.92% | +552+5.8% | Added |
| WealthPlan Investment Management, LLC | 7,197 | $1.65M | 0.12% | +7,197 | New |
| Hoylecohen, LLC | 10,020 | $1.64M | 0.18% | +30.0% | Added |
| Mill Capital Management, LLC | 9,999 | $1.64M | 0.19% | 00.0% | Unchanged |
| Sumitomo Life Insurance Co | 9,908 | $1.63M | 0.07% | −1,193−10.7% | Reduced |
| Members Capital Advisors Inc | 9,900 | $1.62M | 1.28% | 00.0% | Unchanged |
| Slow Capital, Inc. | 9,857 | $1.62M | 0.35% | −100−1.0% | Reduced |
| Econ Financial Services Corp | 9,854 | $1.62M | 1.33% | +9,854 | New |
| Cumberland Advisors Inc | 9,850 | $1.62M | 0.64% | 00.0% | Unchanged |
| Tower Bridge Advisors | 9,842 | $1.61M | 0.14% | 00.0% | Unchanged |
| Alpha Cubed Investments, LLC | 9,778 | $1.60M | 0.13% | −1,292−11.7% | Reduced |
| Old Port Advisors | 8,975 | $1.60M | 0.64% | −71−0.8% | Reduced |
| Kames Capital plc | 9,750 | $1.60M | 0.03% | −604−5.8% | Reduced |
| Private Trust Co NA | 9,734 | $1.60M | 0.26% | +963+11.0% | Added |
| Holderness Investments Co | 9,720 | $1.59M | 0.72% | −69−0.7% | Reduced |
| 1st Source Bank | 9,707 | $1.59M | 0.12% | +72+0.7% | Added |
| Palisade Asset Management, LLC | 9,707 | $1.59M | 0.22% | +100+1.0% | Added |
| Ci Investments Inc. | 9,710 | $1.59M | 0.01% | +487+5.3% | Added |
| Quantinno Capital Management LP | 9,675 | $1.59M | 0.20% | +2,101+27.7% | Added |
| Kistler-Tiffany Companies, LLC | 9,666 | $1.59M | 0.36% | +16+0.2% | Added |
| First National Bank & Trust Co of Newtown | 9,577 | $1.57M | 0.38% | 00.0% | Unchanged |
| Gouws Capital LLC | 9,554 | $1.57M | 1.56% | +5,866+159.1% | Added |
| G&S Capital LLC | 9,535 | $1.56M | 0.83% | +225+2.4% | Added |
| Brookfield Asset Management Inc. | 9,517 | $1.56M | 0.01% | +9,517 | New |
| Naples Global Advisors, LLC | 9,488 | $1.56M | 0.21% | +605+6.8% | Added |
| Emfo, LLC | 9,403 | $1.54M | 1.47% | +8,893+1,743.7% | Added |
| Wellington Shields & Co., LLC | 9,400 | $1.54M | 0.67% | 00.0% | Unchanged |
| Great Valley Advisor Group, Inc. | 9,372 | $1.54M | 0.09% | +283+3.1% | Added |
| BCM Advisors, LLC | 7,000 | $1.53M | 0.45% | 00.0% | Unchanged |
| Baldwin Investment Management, LLC | 9,343 | $1.53M | 0.59% | +500+5.7% | Added |
| Hoey Investments, Inc | 9,322 | $1.53M | 0.64% | +6,100+189.3% | Added |
| Sequoia Financial Advisors, LLC | 9,276 | $1.53M | 0.05% | −935−9.2% | Reduced |
| Heritage Trust Co | 9,318 | $1.53M | 0.27% | −8−0.1% | Reduced |
| MAI Capital Management | 9,312 | $1.53M | 0.03% | −724−7.2% | Reduced |
| Lifeworks Advisors, LLC | 7,059 | $1.53M | 0.87% | +198+2.9% | Added |
| Procyon Private Wealth Partners, LLC | 9,287 | $1.52M | 0.37% | −1,502−13.9% | Reduced |
| McKinley Carter Wealth Services, Inc. | 9,256 | $1.52M | 0.14% | +72+0.8% | Added |
| Investment Partners, Ltd. | 9,254 | $1.52M | 0.45% | +4,484+94.0% | Added |
| Ti-Trust, Inc | 9,247 | $1.52M | 1.64% | +200+2.2% | Added |
| Adell Harriman & Carpenter Inc | 9,240 | $1.52M | 0.18% | −610−6.2% | Reduced |
| Triad Financial Advisors, Inc. | 9,232 | $1.51M | 0.82% | −20−0.2% | Reduced |
| Resources Management Corp | 9,225 | $1.51M | 0.26% | −740−7.4% | Reduced |
| Prime Capital Investment Advisors, LLC | 9,224 | $1.51M | 0.09% | +815+9.7% | Added |
| First Hawaiian Bank | 9,217 | $1.51M | 0.06% | −14−0.2% | Reduced |
| Spire Wealth Management | 9,156 | $1.50M | 0.09% | −2,995−24.6% | Reduced |
| Truvestments Capital LLC | 9,130 | $1.50M | 0.94% | −231−2.5% | Reduced |
| Johnson Investment Counsel Inc | 9,127 | $1.50M | 0.02% | +632+7.4% | Added |
| Wesbanco Bank Inc | 9,124 | $1.50M | 0.10% | −13,848−60.3% | Reduced |
| Waldron Private Wealth LLC | 9,120 | $1.50M | 0.09% | −249−2.7% | Reduced |
| Resources Investment Advisors, LLC. | 9,115 | $1.50M | 0.06% | +229+2.6% | Added |
| Profund Advisors LLC | 9,100 | $1.49M | 0.11% | −261−2.8% | Reduced |
| Anchor Investment Management, LLC | 9,092 | $1.49M | 0.23% | −1,384−13.2% | Reduced |
| RB Capital Management, LLC | 9,056 | $1.49M | 0.57% | +363+4.2% | Added |
| Pure Financial Advisors, Inc. | 9,035 | $1.48M | 0.09% | +138+1.6% | Added |
| Ignite Planners, LLC | 8,643 | $1.48M | 1.18% | +117+1.4% | Added |
| Finer Wealth Management, Inc. | 8,998 | $1.48M | 1.45% | +324+3.7% | Added |
| Bryn Mawr Trust Co | 8,964 | $1.47M | 0.07% | −750−7.7% | Reduced |
| Hanson & Doremus Investment Management | 8,956 | $1.47M | 0.38% | −232−2.5% | Reduced |
| Murphy, Middleton, Hinkle & Parker, Inc. | 8,917 | $1.46M | 1.02% | −300−3.3% | Reduced |
| United Asset Strategies, Inc. | 8,917 | $1.46M | 0.22% | +451+5.3% | Added |