Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2022
Institutional positions in Caterpillar Inc as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,992
- −51 vs. Q2 2022
- Shares held
- 360.1M
- −6.30M (−1.7%) vs. Q2 2022
- Total value
- $59.2B
- −$6.31B (−9.6%) vs. Q2 2022
- New holders
- 92
- 791 more added
- Sold out
- 143
- 729 more reduced
34 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Venture Visionary Partners LLC | 8,907 | $1.46M | 0.12% | +63+0.7% | Added |
| Princeton Capital Management LLC | 8,897 | $1.46M | 0.64% | −364−3.9% | Reduced |
| Wealthcare Advisory Partners LLC | 8,889 | $1.46M | 0.08% | +296+3.4% | Added |
| AGF Investments LLC | 8,804 | $1.45M | 0.13% | +4,015+83.8% | Added |
| Oxbow Advisors, LLC | 8,792 | $1.44M | 0.23% | 00.0% | Unchanged |
| Westwood Holdings Group Inc. | 8,788 | $1.44M | 0.02% | −518−5.6% | Reduced |
| Axxcess Wealth Management, LLC | 8,744 | $1.43M | 0.14% | −2,184−20.0% | Reduced |
| U.S. Capital Wealth Advisors, LLC | 8,741 | $1.43M | 0.07% | −45−0.5% | Reduced |
| Smith, Salley & Associates | 8,694 | $1.43M | 0.13% | +92+1.1% | Added |
| Boston Private Wealth LLC | 8,682 | $1.43M | 0.02% | +2,360+37.3% | Added |
| Capital Asset Advisory Services LLC | 8,665 | $1.42M | 0.18% | −1,211−12.3% | Reduced |
| Court Place Advisors, LLC | 8,599 | $1.41M | 0.57% | −100−1.1% | Reduced |
| Park National Corp | 8,573 | $1.41M | 0.07% | +88+1.0% | Added |
| Cornell Pochily Investment Advisors, Inc. | 8,517 | $1.40M | 0.68% | +75+0.9% | Added |
| Boltwood Capital Management | 8,507 | $1.40M | 0.64% | −2,451−22.4% | Reduced |
| Moloney Securities Asset Management, LLC | 8,468 | $1.39M | 0.34% | −306−3.5% | Reduced |
| DHJJ Financial Advisors, Ltd. | 8,444 | $1.39M | 0.81% | 00.0% | Unchanged |
| Equitable Holdings, Inc. | 8,434 | $1.38M | 0.03% | +300+3.7% | Added |
| Burleson & Company, LLC | 8,420 | $1.38M | 0.30% | +980+13.2% | Added |
| Continuum Advisory, LLC | 8,401 | $1.38M | 0.24% | +3,484+70.9% | Added |
| AdvisorNet Financial, Inc | 8,357 | $1.37M | 0.14% | −472−5.3% | Reduced |
| Global Trust Asset Management, LLC | 8,347 | $1.37M | 0.71% | −752−8.3% | Reduced |
| Dorsey & Whitney Trust CO LLC | 8,344 | $1.37M | 0.14% | −150−1.8% | Reduced |
| SeaCrest Wealth Management, LLC | 8,314 | $1.36M | 0.21% | −291−3.4% | Reduced |
| Tradewinds, LLC. | 8,302 | $1.36M | 0.99% | −85−1.0% | Reduced |
| Triangle Securities Wealth Management | 8,290 | $1.36M | 0.56% | −251−2.9% | Reduced |
| DFPG Investments, LLC | 7,121 | $1.35M | 0.58% | +191+2.8% | Added |
| Sheaff Brock Investment Advisors, LLC | 8,247 | $1.35M | 0.16% | +214+2.7% | Added |
| BTG Pactual Global Asset Management Ltd | 8,187 | $1.34M | 2.05% | +8,187 | New |
| IHT Wealth Management, LLC | 8,175 | $1.34M | 0.10% | +3,379+70.5% | Added |
| Fruth Investment Management | 8,143 | $1.34M | 0.44% | 00.0% | Unchanged |
| Argent Trust Co | 8,118 | $1.33M | 0.10% | −1,412−14.8% | Reduced |
| Trust Investment Advisors | 8,111 | $1.33M | 1.39% | −42−0.5% | Reduced |
| ARGI Investment Services, LLC | 8,106 | $1.33M | 0.05% | −184−2.2% | Reduced |
| Weatherly Asset Management L. P. | 8,102 | $1.33M | 0.19% | +10.0% | Added |
| Townsend Asset Management Corp | 8,010 | $1.31M | 0.74% | +10.0% | Added |
| United Community Bank | 8,007 | $1.31M | 1.37% | +185+2.4% | Added |
| Cohen Klingenstein LLC | 8,000 | $1.31M | 0.07% | 00.0% | Unchanged |
| Investors Asset Management of Georgia Inc | 7,995 | $1.31M | 0.68% | +860+12.1% | Added |
| Signaturefd, LLC | 7,989 | $1.31M | 0.04% | −1,149−12.6% | Reduced |
| HBK Sorce Advisory LLC | 7,965 | $1.31M | 0.09% | +793+11.1% | Added |
| Tokio Marine Asset Management Co Ltd | 7,955 | $1.30M | 0.11% | +832+11.7% | Added |
| TD Private Client Wealth LLC | 7,934 | $1.30M | 0.07% | +382+5.1% | Added |
| Capstone Investment Advisors, LLC | 7,932 | $1.30M | 0.03% | +4,815+154.5% | Added |
| Metis Global Partners, LLC | 7,923 | $1.30M | 0.21% | +18+0.2% | Added |
| V Wealth Advisors LLC | 7,912 | $1.30M | 0.26% | −2,856−26.5% | Reduced |
| Level Four Advisory Services, LLC | 7,912 | $1.30M | 0.13% | −171−2.1% | Reduced |
| Ropes Wealth Advisors LLC | 7,904 | $1.30M | 0.27% | 00.0% | Unchanged |
| Spreng Capital Management, Inc. | 7,890 | $1.29M | 1.15% | −290−3.5% | Reduced |
| Inscription Capital, LLC | 7,859 | $1.29M | 0.36% | −1,350−14.7% | Reduced |
| Hamel Associates, Inc. | 7,850 | $1.29M | 0.51% | −175−2.2% | Reduced |
| American Portfolios Advisors | 7,821 | $1.28M | 0.05% | −262−3.2% | Reduced |
| Gifford Fong Associates | 7,800 | $1.28M | 0.32% | 00.0% | Unchanged |
| First Dallas Securities Inc. | 7,757 | $1.27M | 0.88% | +301+4.0% | Added |
| Intellectus Partners, LLC | 7,735 | $1.27M | 0.45% | −536−6.5% | Reduced |
| Core Wealth Advisors, Inc. | 7,693 | $1.26M | 0.74% | +918+13.5% | Added |
| Columbia Trust Co 01012016 | 7,666 | $1.26M | 0.71% | +293+4.0% | Added |
| Boenning & Scattergood, Inc. | 7,638 | $1.25M | 0.26% | −95−1.2% | Reduced |
| AMG National Trust Bank | 7,597 | $1.25M | 0.05% | +1,500+24.6% | Added |
| Affinity Investment Advisors, LLC | 7,591 | $1.25M | 0.65% | 00.0% | Unchanged |
| Winton Group Ltd | 7,585 | $1.25M | 0.08% | −83,625−91.7% | Reduced |
| Quest Investment Management LLC | 7,588 | $1.25M | 0.15% | 00.0% | Unchanged |
| MidWestOne Financial Group, Inc. | 7,572 | $1.24M | 0.32% | +25+0.3% | Added |
| Stone Point Wealth LLC | 7,580 | $1.24M | 0.76% | +170+2.3% | Added |
| D. Scott Neal, Inc. | 7,561 | $1.24M | 0.52% | 00.0% | Unchanged |
| Fluent Financial, LLC | 7,530 | $1.24M | 0.68% | +964+14.7% | Added |
| Cambridge Trust Co | 7,523 | $1.23M | 0.06% | +55+0.7% | Added |
| RSM US Wealth Management LLC | 7,493 | $1.23M | 0.07% | −853−10.2% | Reduced |
| Moneta Group Investment Advisors LLC | 7,484 | $1.23M | 0.05% | −2,211−22.8% | Reduced |
| Acadian Asset Management LLC | 7,487 | $1.23M | 0.01% | −16,600−68.9% | Reduced |
| Horizon Investments, LLC | 7,501 | $1.22M | 0.04% | −6,650−47.0% | Reduced |
| Focused Wealth Management, Inc | 7,435 | $1.22M | 0.26% | +42+0.6% | Added |
| Horizon Kinetics Asset Management LLC | 7,408 | $1.22M | 0.02% | +540+7.9% | Added |
| Probity Advisors, Inc. | 7,390 | $1.21M | 0.30% | −491−6.2% | Reduced |
| Credit Agricole S A | 7,379 | $1.21M | 0.04% | +3,553+92.9% | Added |
| Atlas Brown,Inc. | 7,333 | $1.20M | 0.61% | −306−4.0% | Reduced |
| Cunning Capital Partners, LP | 7,320 | $1.20M | 0.95% | 00.0% | Unchanged |
| Inspire Advisors, LLC | 7,314 | $1.20M | 0.33% | +1,208+19.8% | Added |
| Osborne Partners Capital Management, LLC | 7,272 | $1.19M | 0.10% | +261+3.7% | Added |
| Ashton Thomas Private Wealth, LLC | 7,256 | $1.19M | 0.13% | +161+2.3% | Added |
| Merit Financial Group, LLC | 7,252 | $1.19M | 0.05% | −13,496−65.0% | Reduced |
| Papp L Roy & Associates | 7,254 | $1.19M | 0.18% | 00.0% | Unchanged |
| RFG Advisory, LLC | 5,162 | $1.19M | 0.07% | +573+12.5% | Added |
| WR Wealth Planners, LLC | 7,185 | $1.18M | 0.83% | 00.0% | Unchanged |
| Smith, Moore & Co. | 7,175 | $1.18M | 0.18% | +421+6.2% | Added |
| Cross Staff Investments Inc | 7,163 | $1.18M | 1.32% | 00.0% | Unchanged |
| Oarsman Capital, Inc. | 7,146 | $1.17M | 0.63% | +161+2.3% | Added |
| Meeder Asset Management Inc | 7,147 | $1.17M | 0.07% | −1,232−14.7% | Reduced |
| Gables Capital Management Inc. | 7,120 | $1.17M | 0.94% | +70+1.0% | Added |
| CAPROCK Group, Inc. | 7,111 | $1.17M | 0.11% | +190+2.7% | Added |
| Financial Advocates Investment Management | 7,076 | $1.16M | 0.10% | +2,320+48.8% | Added |
| Oak Asset Management, LLC | 7,069 | $1.16M | 0.56% | +7,069 | New |
| Thompson Siegel & Walmsley LLC | 7,036 | $1.15M | 0.02% | 00.0% | Unchanged |
| AIA Group Ltd | 7,018 | $1.15M | 0.08% | +2,060+41.5% | Added |
| Strategic Financial Services, Inc, | 7,002 | $1.15M | 0.10% | −129−1.8% | Reduced |
| Franklin Street Advisors Inc | 7,000 | $1.15M | 0.12% | 00.0% | Unchanged |
| We Are One Seven, LLC | 6,052 | $1.15M | 0.11% | −1,866−23.6% | Reduced |
| Bragg Financial Advisors, Inc | 6,938 | $1.14M | 0.08% | −341−4.7% | Reduced |
| Valley Brook Capital Group | 6,930 | $1.14M | 1.24% | +10+0.1% | Added |
| Main Street Research LLC | 6,869 | $1.13M | 0.25% | +132+2.0% | Added |