Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2022
Institutional positions in Caterpillar Inc as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,992
- −51 vs. Q2 2022
- Shares held
- 360.1M
- −6.30M (−1.7%) vs. Q2 2022
- Total value
- $59.2B
- −$6.31B (−9.6%) vs. Q2 2022
- New holders
- 92
- 791 more added
- Sold out
- 143
- 729 more reduced
34 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Argus Investors' Counsel, Inc. | 6,860 | $1.13M | 1.00% | −2,000−22.6% | Reduced |
| Toroso Investments, LLC | 6,829 | $1.12M | 0.05% | +232+3.5% | Added |
| Laurel Wealth Advisors, Inc. | 6,828 | $1.12M | 0.12% | +103+1.5% | Added |
| Clarius Group, LLC | 6,807 | $1.12M | 0.11% | +238+3.6% | Added |
| Staley Capital Advisers Inc | 6,800 | $1.12M | 0.07% | 00.0% | Unchanged |
| Avantax Planning Partners, Inc. | 6,785 | $1.11M | 0.05% | −10,910−61.7% | Reduced |
| Hilton Capital Management, LLC | 6,783 | $1.11M | 0.15% | 00.0% | Unchanged |
| Harvest Volatility Management LLC | 6,708 | $1.11M | 0.19% | +308+4.8% | Added |
| Harris Associates L PSuperinvestorHarris Associates (Oakmark) | 6,775 | $1.11M | 0.00% | 00.0% | Unchanged |
| Sargent Investment Group, LLC | 6,213 | $1.11M | 0.35% | +620+11.1% | Added |
| Integrated Wealth Concepts LLC | 6,757 | $1.11M | 0.04% | −561−7.7% | Reduced |
| Kerrisdale Advisers, LLC | 6,740 | $1.11M | 0.27% | +6,740 | New |
| Atlantic Trust, LLC | 6,698 | $1.10M | 0.38% | 00.0% | Unchanged |
| Ar Asset Management Inc | 6,700 | $1.10M | 0.33% | 00.0% | Unchanged |
| J.W. Cole Advisors, Inc. | 6,695 | $1.10M | 0.09% | −159−2.3% | Reduced |
| Guardian Investment Management | 6,687 | $1.10M | 1.12% | 00.0% | Unchanged |
| Ritholtz Wealth Management | 6,670 | $1.09M | 0.06% | +250+3.9% | Added |
| Legacy Bridge, LLC | 6,660 | $1.09M | 0.87% | 00.0% | Unchanged |
| Wilson & Boucher Capital Management, LLC | 6,621 | $1.09M | 1.26% | +200+3.1% | Added |
| Silverlake Wealth Management LLC | 6,617 | $1.09M | 0.74% | +53+0.8% | Added |
| Coastline Trust Co | 6,613 | $1.08M | 0.17% | −250−3.6% | Reduced |
| Covington Capital Management | 6,615 | $1.08M | 0.05% | +6+0.1% | Added |
| Washington Trust Bank | 6,607 | $1.08M | 0.14% | −1,000−13.1% | Reduced |
| Eudaimonia Partners, LLC | 6,602 | $1.08M | 0.28% | −6,161−48.3% | Reduced |
| Parallel Advisors, LLC | 6,545 | $1.07M | 0.05% | −174−2.6% | Reduced |
| Thomas White International Ltd | 6,542 | $1.07M | 0.25% | 00.0% | Unchanged |
| Cigna Investments Inc | 6,511 | $1.07M | 0.24% | −390−5.7% | Reduced |
| River Wealth Advisors LLC | 6,497 | $1.07M | 0.23% | −141−2.1% | Reduced |
| Financial Architects, Inc | 6,479 | $1.06M | 0.19% | +238+3.8% | Added |
| Personal Capital Advisors Corp | 6,455 | $1.06M | 0.01% | +476+8.0% | Added |
| Csenge Advisory Group | 6,453 | $1.06M | 0.09% | +1,592+32.8% | Added |
| Siena Capital LLC | 6,433 | $1.05M | 0.69% | +301+4.9% | Added |
| Rothschild Investment Corp | 6,425 | $1.05M | 0.10% | +773+13.7% | Added |
| Ionic Capital Management LLC | 6,400 | $1.05M | 0.26% | +6,400 | New |
| Private Asset Management Inc | 6,395 | $1.05M | 0.19% | +380+6.3% | Added |
| Grantham, Mayo, Van Otterloo & Co. LLC | 6,366 | $1.04M | 0.01% | −3,400−34.8% | Reduced |
| Avitas Wealth Management LLC | 6,344 | $1.04M | 0.24% | −9,427−59.8% | Reduced |
| StoneX Group Inc. | 6,332 | $1.04M | 0.14% | +615+10.8% | Added |
| Verdence Capital Advisors LLC | 6,304 | $1.03M | 0.14% | −19−0.3% | Reduced |
| Convergence Investment Partners, LLC | 6,297 | $1.03M | 0.67% | +93+1.5% | Added |
| Transamerica Financial Advisors, Inc. | 6,291 | $1.03M | 0.15% | +1,318+26.5% | Added |
| Essex Savings Bank | 6,261 | $1.03M | 0.41% | +100+1.6% | Added |
| Wolverine Trading, LLC | 6,190 | $1.03M | 0.04% | +6,190 | New |
| Mattern Wealth Management LLC | 6,235 | $1.02M | 0.41% | +10+0.2% | Added |
| WBH Advisory Inc | 6,219 | $1.02M | 0.15% | −47−0.8% | Reduced |
| Titleist Asset Management, Ltd. | 6,182 | $1.01M | 0.24% | −627−9.2% | Reduced |
| Greenfield Savings Bank | 6,174 | $1.01M | 0.73% | −81−1.3% | Reduced |
| Douglas Lane & Associates, LLC | 6,146 | $1.01M | 0.02% | −225−3.5% | Reduced |
| Keudell/Morrison Wealth Management | 6,141 | $1.01M | 0.38% | +178+3.0% | Added |
| Glen Eagle Advisors, LLC | 6,119 | $1.00M | 0.29% | −674−9.9% | Reduced |
| Jaffetilchin Investment Partners, LLC | 6,122 | $1.00M | 0.13% | −401−6.1% | Reduced |
| Parsec Financial Management, Inc. | 6,110 | $1.00M | 0.05% | −203−3.2% | Reduced |
| Fort Point Capital Partners LLC | 6,109 | $1.00M | 0.19% | −64−1.0% | Reduced |
| Coastal Investment Advisors, Inc. | 6,096 | $1.00M | 0.26% | +75+1.2% | Added |
| Delos Wealth Advisors, LLC | 6,077 | $997.0K | 1.19% | −3,319−35.3% | Reduced |
| Amarillo National Bank | 6,073 | $997.0K | 0.23% | +46+0.8% | Added |
| SlateStone Wealth, LLC | 6,069 | $996.0K | 0.27% | +155+2.6% | Added |
| Wade G W & Inc | 6,065 | $995.0K | 0.05% | +253+4.4% | Added |
| St Germain D J Co Inc | 5,550 | $992.0K | 0.07% | 00.0% | Unchanged |
| Bridges Investment Management Inc | 6,050 | $992.0K | 0.04% | +2,000+49.4% | Added |
| Cobblestone Capital Advisors LLC | 6,026 | $989.0K | 0.08% | −1,100−15.4% | Reduced |
| United Bank | 6,025 | $989.0K | 0.15% | +850+16.4% | Added |
| Palumbo Wealth Management LLC | 5,973 | $980.0K | 0.83% | +152+2.6% | Added |
| First National Bank Sioux Falls | 5,970 | $979.0K | 1.02% | 00.0% | Unchanged |
| Diversified Trust Co | 5,957 | $977.0K | 0.04% | −2,962−33.2% | Reduced |
| Investment House LLC | 5,940 | $975.0K | 0.09% | +1,212+25.6% | Added |
| TKG Advisors, LLC | 5,922 | $972.0K | 0.77% | +137+2.4% | Added |
| Arkadios Wealth Advisors | 5,913 | $970.0K | 0.15% | +720+13.9% | Added |
| Beaton Management Co. Inc. | 5,903 | $969.0K | 0.73% | 00.0% | Unchanged |
| Citizens Financial Group Inc | 5,903 | $968.0K | 0.04% | +11+0.2% | Added |
| Graypoint LLC | 5,885 | $966.0K | 0.12% | −173−2.9% | Reduced |
| Stonegate Investment Group, LLC | 5,877 | $964.0K | 0.04% | +6+0.1% | Added |
| Boothbay Fund Management, LLC | 5,868 | $963.0K | 0.03% | +3,427+140.4% | Added |
| Sequent Asset Management, LLC | 5,861 | $961.0K | 0.72% | 00.0% | Unchanged |
| True North Advisors, LLC | 5,844 | $959.0K | 0.31% | 00.0% | Unchanged |
| WMS Partners, LLC | 5,835 | $957.0K | 0.13% | +124+2.2% | Added |
| Haverford Trust Co | 5,810 | $953.0K | 0.01% | −219−3.6% | Reduced |
| Adviser Investments LLC | 5,787 | $950.0K | 0.07% | +1,403+32.0% | Added |
| Flaharty Asset Management, LLC | 5,785 | $949.0K | 0.20% | 00.0% | Unchanged |
| Cahill Financial Advisors Inc | 5,775 | $948.0K | 0.20% | −196−3.3% | Reduced |
| Duff & Phelps Investment Management Co | 5,775 | $948.0K | 0.01% | 00.0% | Unchanged |
| Rational Advisors LLC | 5,763 | $946.0K | 0.07% | +388+7.2% | Added |
| NorthRock Partners, LLC | 5,737 | $941.0K | 0.11% | −314−5.2% | Reduced |
| Deseret Mutual Benefit Administrators | 5,698 | $935.0K | 0.26% | −1,115−16.4% | Reduced |
| Cozad Asset Management Inc | 5,692 | $934.0K | 0.15% | +380+7.2% | Added |
| Symmetry Partners, LLC | 5,683 | $932.0K | 0.06% | 00.0% | Unchanged |
| Checchi Capital Advisers, LLC | 5,672 | $931.0K | 0.10% | −56−1.0% | Reduced |
| Tempus Wealth Planning, LLC | 5,643 | $926.0K | 0.62% | +15+0.3% | Added |
| Centaurus Financial, Inc. | 5,636 | $925.0K | 0.09% | −718−11.3% | Reduced |
| Independent Financial Group, LLC | 5,633 | $924.3K | 0.08% | +239+4.4% | Added |
| Thoroughbred Financial Services, LLC | 5,623 | $922.0K | 0.18% | −207−3.6% | Reduced |
| Apollon Wealth Management, LLC | 5,614 | $921.0K | 0.08% | +147+2.7% | Added |
| Penobscot Investment Management Company, Inc. | 5,605 | $920.0K | 0.17% | 00.0% | Unchanged |
| CPWM, LLC | 5,608 | $920.0K | 0.09% | +195+3.6% | Added |
| Stonehage Fleming Financial Services Holdings Ltd | 5,580 | $914.0K | 0.07% | 00.0% | Unchanged |
| Barber Financial Group, Inc. | 5,538 | $909.0K | 0.26% | +5+0.1% | Added |
| CFM Wealth Partners LLC | 5,542 | $909.0K | 0.29% | +100+1.8% | Added |
| Nations Financial Group Inc, | 5,517 | $905.0K | 0.13% | −34−0.6% | Reduced |
| Aureus Asset Management, LLC | 5,508 | $904.0K | 0.08% | +3+0.1% | Added |
| M Holdings Securities, Inc. | 5,499 | $902.0K | 0.10% | +48+0.9% | Added |