Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2022
Institutional positions in Caterpillar Inc as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,992
- −51 vs. Q2 2022
- Shares held
- 360.1M
- −6.30M (−1.7%) vs. Q2 2022
- Total value
- $59.2B
- −$6.31B (−9.6%) vs. Q2 2022
- New holders
- 92
- 791 more added
- Sold out
- 143
- 729 more reduced
34 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Van Strum & Towne Inc. | 5,492 | $901.0K | 0.42% | 00.0% | Unchanged |
| Cladis Investment Advisory, LLC | 5,483 | $899.7K | 0.97% | +150+2.8% | Added |
| Next Century Growth Investors LLC | 5,482 | $899.0K | 0.11% | +36+0.7% | Added |
| Arbor Trust Wealth Advisors, LLC | 5,500 | $897.0K | 0.68% | −275−4.8% | Reduced |
| HighTower Trust Services, LTA | 5,465 | $897.0K | 0.10% | +5,465 | New |
| Comerica Securities,inc. | 5,460 | $896.0K | 0.07% | −146−2.6% | Reduced |
| Qtron Investments LLC | 5,463 | $896.0K | 0.22% | 00.0% | Unchanged |
| Byrne Asset Management LLC | 5,456 | $895.0K | 0.69% | +135+2.5% | Added |
| Eastern Bank | 5,453 | $894.0K | 0.05% | 00.0% | Unchanged |
| RNC Capital Management LLC | 5,436 | $892.0K | 0.06% | −859−13.6% | Reduced |
| Dynamic Advisor Solutions LLC | 5,431 | $891.0K | 0.07% | +236+4.5% | Added |
| Gilbert & Cook, Inc. | 4,118 | $884.0K | 0.20% | +49+1.2% | Added |
| Garrison Point Advisors, LLC | 5,370 | $881.0K | 0.79% | 00.0% | Unchanged |
| SevenBridge Financial Group, LLC | 5,343 | $877.0K | 0.30% | +449+9.2% | Added |
| Proequities, Inc. | 5,339 | $876.0K | 0.08% | −75−1.4% | Reduced |
| Wolff Financial Management LLC | 5,335 | $875.0K | 0.40% | −28−0.5% | Reduced |
| Alaethes Wealth LLC | 5,298 | $869.0K | 0.64% | +281+5.6% | Added |
| SOL Capital Management CO | 5,287 | $867.0K | 0.18% | 00.0% | Unchanged |
| Institute for Wealth Management, LLC. | 5,276 | $866.0K | 0.19% | −7−0.1% | Reduced |
| Granite Investment Partners, LLC | 5,277 | $866.0K | 0.04% | +1,777+50.8% | Added |
| CoreFirst Bank & Trust | 5,259 | $863.0K | 0.74% | +69+1.3% | Added |
| Schechter Investment Advisors, LLC | 5,250 | $861.0K | 0.08% | −1,242−19.1% | Reduced |
| PSI Advisors, LLC | 5,236 | $859.0K | 0.45% | −52−1.0% | Reduced |
| First Foundation Advisors | 5,231 | $858.0K | 0.04% | +102+2.0% | Added |
| Sonora Investment Management Group, LLC | 4,797 | $857.0K | 0.11% | 00.0% | Unchanged |
| Wintrust Investments LLC | 5,217 | $856.0K | 0.11% | −1,350−20.6% | Reduced |
| Ballentine Partners, LLC | 5,183 | $850.0K | 0.03% | +707+15.8% | Added |
| HM Payson & Co | 5,172 | $849.0K | 0.02% | −83−1.6% | Reduced |
| WD Rutherford LLC | 5,169 | $848.0K | 0.68% | −95−1.8% | Reduced |
| Shepherd Financial Partners LLC | 5,136 | $843.0K | 0.16% | −2,383−31.7% | Reduced |
| Howland Capital Management LLC | 5,128 | $841.0K | 0.05% | −177−3.3% | Reduced |
| Ariose Capital Management Ltd | 5,100 | $837.0K | 0.84% | +5,100 | New |
| Laffer Tengler Investments | 5,077 | $833.0K | 0.31% | +109+2.2% | Added |
| Fund Management at Engine No. 1 LLC | 5,076 | $833.0K | 0.25% | −15,043−74.8% | Reduced |
| Parkside Financial Bank & Trust | 5,054 | $829.0K | 0.26% | −91−1.8% | Reduced |
| Wipfli Financial Advisors LLC, | 5,050 | $829.0K | 0.06% | +5,050 | New |
| Gamble Jones Investment Counsel | 5,018 | $823.0K | 0.07% | −150−2.9% | Reduced |
| K.J. Harrison & Partners Inc | 5,000 | $820.0K | 0.29% | −1,000−16.7% | Reduced |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 5,000 | $820.0K | 0.04% | +1,210+31.9% | Added |
| Good Life Advisors, LLC | 4,973 | $816.0K | 0.12% | +46+0.9% | Added |
| BI Asset Management Fondsmaeglerselskab A/S | 4,955 | $813.0K | 0.04% | −2,593−34.4% | Reduced |
| Woodmont Investment Counsel LLC | 4,948 | $812.0K | 0.10% | +2,939+146.3% | Added |
| Diligent Investors, LLC | 4,939 | $810.0K | 0.29% | +1,906+62.8% | Added |
| CoreCap Advisors, LLC | 4,897 | $804.0K | 0.07% | −6,567−57.3% | Reduced |
| Duality Advisers, LP | 4,897 | $803.0K | 0.09% | +4,897 | New |
| Kovack Advisors, Inc. | 4,881 | $801.0K | 0.12% | +32+0.7% | Added |
| MEAG MUNICH ERGO, Kapitalanlagegesellschaft mbH | 4,847 | $795.0K | 0.05% | 00.0% | Unchanged |
| Wright Investors Service Inc | 4,824 | $792.0K | 0.25% | −10,528−68.6% | Reduced |
| Charles Schwab Trust Co | 4,827 | $792.0K | 0.13% | +1,027+27.0% | Added |
| Epoch Investment Partners, Inc. | 4,823 | $791.0K | 0.01% | −1,959−28.9% | Reduced |
| Princeton Global Asset Management LLC | 4,815 | $790.0K | 0.28% | −135−2.7% | Reduced |
| Ingalls & Snyder LLC | 4,817 | $790.0K | 0.04% | −10−0.2% | Reduced |
| FinTrust Capital Advisors, LLC | 4,302 | $790.0K | 0.20% | −128−2.9% | Reduced |
| Diamant Asset Management, Inc. | 4,807 | $789.0K | 0.77% | −2,068−30.1% | Reduced |
| Garde Capital, Inc. | 4,811 | $789.0K | 0.10% | 00.0% | Unchanged |
| Fort Pitt Capital Group, LLC | 4,790 | $786.0K | 0.04% | −1,891−28.3% | Reduced |
| Virtu Financial LLC | 4,772 | $783.0K | 0.07% | −57,559−92.3% | Reduced |
| Farmers Trust Co | 4,740 | $778.0K | 0.19% | 00.0% | Unchanged |
| Transform Wealth, LLC | 4,730 | $776.0K | 0.10% | −33,263−87.6% | Reduced |
| South State Corp. | 4,735 | $776.0K | 0.08% | +1,076+29.4% | Added |
| Eldridge Investment Advisors, Inc. | 4,712 | $773.0K | 0.30% | 00.0% | Unchanged |
| Allen Capital Group, LLC | 4,673 | $767.0K | 0.18% | −102−2.1% | Reduced |
| Windsor Group LTD | 4,300 | $764.0K | 0.19% | +3+0.1% | Added |
| 55I, LLC | 4,649 | $763.0K | 0.02% | +2,437+110.2% | Added |
| City State Bank | 4,605 | $756.0K | 0.53% | +61+1.3% | Added |
| Bessemer Securities LLC | 4,603 | $755.0K | 0.27% | 00.0% | Unchanged |
| Widmann Financial Services, Inc. | 4,589 | $753.1K | 0.83% | +80+1.8% | Added |
| Gladstone Institutional Advisory LLC | 4,592 | $753.0K | 0.06% | +724+18.7% | Added |
| Arete Wealth Advisors, LLC | 4,585 | $752.0K | 0.07% | +1,325+40.6% | Added |
| World Equity Group, Inc. | 4,568 | $749.5K | 0.19% | −789−14.7% | Reduced |
| Sutton Wealth Advisors Inc. | 4,555 | $747.4K | 0.30% | +318+7.5% | Added |
| Capital Investment Advisory Services, LLC | 4,553 | $747.0K | 0.10% | −219−4.6% | Reduced |
| Westhampton Capital, LLC | 4,525 | $742.0K | 0.56% | 00.0% | Unchanged |
| Optimum Investment Advisors | 4,520 | $742.0K | 0.40% | 00.0% | Unchanged |
| Transcend Wealth Collective, LLC | 4,518 | $741.0K | 0.08% | +950+26.6% | Added |
| Davis R M Inc | 4,503 | $739.0K | 0.02% | −307−6.4% | Reduced |
| JFS Wealth Advisors, LLC | 4,505 | $739.0K | 0.08% | +28+0.6% | Added |
| Vigilant Capital Management, LLC | 4,495 | $738.0K | 0.07% | +30+0.7% | Added |
| BancorpSouth Bank | 4,495 | $738.0K | 0.08% | +600+15.4% | Added |
| Wealth Management Partners, LLC | 4,000 | $738.0K | 0.65% | 00.0% | Unchanged |
| Am Investment Strategies LLC | 4,488 | $736.0K | 0.27% | +10.0% | Added |
| Choate Investment Advisors | 4,472 | $734.0K | 0.05% | 00.0% | Unchanged |
| Old West Investment Management, LLC | 4,458 | $731.0K | 0.52% | −200−4.3% | Reduced |
| Braun Stacey Associates Inc | 4,450 | $730.0K | 0.04% | −2,310−34.2% | Reduced |
| Forum Financial Management, LP | 4,441 | $729.0K | 0.04% | −591−11.7% | Reduced |
| Old Mission Investment Co LLC | 4,443 | $728.9K | 0.34% | +119+2.8% | Added |
| Heck Capital Advisors, LLC | 4,440 | $728.5K | 0.15% | +42+1.0% | Added |
| AlphaStar Capital Management, LLC | 4,419 | $725.0K | 0.08% | −3,598−44.9% | Reduced |
| Biltmore Family Office, LLC | 4,412 | $724.0K | 0.17% | 00.0% | Unchanged |
| High Falls Advisors, Inc | 4,413 | $724.0K | 0.24% | +4+0.1% | Added |
| TRUE Private Wealth Advisors | 4,392 | $720.0K | 0.11% | −226−4.9% | Reduced |
| XML Financial, LLC | 4,374 | $718.0K | 0.10% | +869+24.8% | Added |
| High Net Worth Advisory Group LLC | 4,372 | $717.0K | 0.31% | 00.0% | Unchanged |
| Orion Portfolio Solutions, LLC | 4,373 | $717.0K | 0.03% | +188+4.5% | Added |
| Orleans Capital Management Corp | 4,365 | $716.0K | 0.60% | −220−4.8% | Reduced |
| Seeyond | 4,360 | $715.0K | 0.09% | −238−5.2% | Reduced |
| Acorn Wealth Advisors, LLC | 4,354 | $714.0K | 0.59% | +2,014+86.1% | Added |
| Burke & Herbert Bank & Trust Co | 4,348 | $713.0K | 0.59% | 00.0% | Unchanged |
| Amussen Hunsaker Associates LLC | 4,194 | $713.0K | 0.20% | +10.0% | Added |
| Bahl & Gaynor Inc | 4,333 | $711.0K | 0.00% | −2,910−40.2% | Reduced |