Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2022
Institutional positions in Caterpillar Inc as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,992
- −51 vs. Q2 2022
- Shares held
- 360.1M
- −6.30M (−1.7%) vs. Q2 2022
- Total value
- $59.2B
- −$6.31B (−9.6%) vs. Q2 2022
- New holders
- 92
- 791 more added
- Sold out
- 143
- 729 more reduced
34 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Patriot Investment Management Inc. | 4,325 | $709.0K | 0.07% | −491−10.2% | Reduced |
| RS Crum Inc. | 4,305 | $706.0K | 0.37% | 00.0% | Unchanged |
| Sit Investment Associates Inc | 4,300 | $706.0K | 0.02% | 00.0% | Unchanged |
| Belpointe Asset Management LLC | 4,290 | $705.0K | 0.05% | −42−1.0% | Reduced |
| Northwest Quadrant Wealth Management, LLC | 4,292 | $704.0K | 0.23% | +22+0.5% | Added |
| Summit Financial Group Inc | 4,271 | $701.0K | 0.29% | −396−8.5% | Reduced |
| Solstein Capital, LLC | 4,269 | $700.0K | 0.62% | 00.0% | Unchanged |
| RMB Capital Management, LLC | 4,258 | $699.0K | 0.03% | +104+2.5% | Added |
| Capital Wealth Planning, LLC | 4,250 | $697.0K | 0.01% | −2,820−39.9% | Reduced |
| Maven Securities LTD | 4,250 | $697.0K | 0.03% | −958−18.4% | Reduced |
| Birinyi Associates Inc | 4,250 | $697.0K | 0.33% | 00.0% | Unchanged |
| Flputnam Investment Management Co | 4,242 | $696.0K | 0.03% | −1,459−25.6% | Reduced |
| Harbour Investments, Inc. | 3,880 | $694.0K | 0.05% | 00.0% | Unchanged |
| West Oak Capital, LLC | 4,215 | $692.0K | 0.38% | 00.0% | Unchanged |
| Confluence Wealth Services, Inc. | 4,215 | $691.0K | 0.29% | −3,112−42.5% | Reduced |
| Birch Hill Investment Advisors LLC | 4,214 | $691.0K | 0.05% | 00.0% | Unchanged |
| Federated Hermes, Inc. | 4,207 | $691.0K | 0.00% | +579+16.0% | Added |
| Quad-Cities Investment Group, LLC | 4,202 | $690.0K | 0.54% | −971−18.8% | Reduced |
| Roman Butler Fullerton & Co | 3,837 | $690.0K | 0.44% | +6+0.2% | Added |
| Providence First Trust Co | 4,189 | $687.0K | 0.42% | 00.0% | Unchanged |
| Southeast Asset Advisors Inc. | 4,179 | $686.0K | 0.12% | −15−0.4% | Reduced |
| Penobscot Wealth Management | 4,182 | $686.0K | 0.66% | +247+6.3% | Added |
| Journey Advisory Group, LLC | 4,166 | $684.0K | 0.17% | −40−1.0% | Reduced |
| Advisory Alpha, LLC | 4,168 | $684.0K | 0.05% | +762+22.4% | Added |
| Baker Tilly Wealth Management, LLC | 4,150 | $681.0K | 0.09% | −1,571−27.5% | Reduced |
| IVC Wealth Advisors LLC | 4,139 | $679.0K | 0.55% | +72+1.8% | Added |
| Cypress Capital Group | 4,135 | $678.0K | 0.11% | −285−6.4% | Reduced |
| Chicago Capital, LLC | 4,135 | $678.0K | 0.04% | 00.0% | Unchanged |
| Fairview Capital Investment Management, LLC | 4,112 | $674.0K | 0.05% | 00.0% | Unchanged |
| Menard Financial Group LLC | 4,082 | $670.0K | 1.21% | +313+8.3% | Added |
| Woodward Diversified Capital, LLC | 4,068 | $668.0K | 0.55% | −245−5.7% | Reduced |
| Trustmark National Bank Trust Department | 4,058 | $666.0K | 0.06% | −540−11.7% | Reduced |
| Dana Investment Advisors, Inc. | 4,058 | $666.0K | 0.04% | −87−2.1% | Reduced |
| DMG Group, LLC | 3,890 | $666.0K | 0.80% | +34+0.9% | Added |
| LexAurum Advisors, LLC | 4,053 | $665.0K | 0.26% | −378−8.5% | Reduced |
| Mayflower Financial Advisors, LLC | 4,047 | $664.0K | 0.11% | −23−0.6% | Reduced |
| Sound View Wealth Advisors Group, LLC | 4,046 | $664.0K | 0.15% | −8−0.2% | Reduced |
| Washington Trust Co | 4,041 | $663.0K | 0.03% | −10.0% | Reduced |
| Telos Capital Management, Inc. | 4,040 | $663.0K | 0.11% | +42+1.1% | Added |
| Argent Advisors, Inc. | 4,039 | $663.0K | 0.39% | +100+2.5% | Added |
| Nwam LLC | 4,044 | $663.0K | 0.06% | +367+10.0% | Added |
| Puzo Michael J | 4,025 | $661.0K | 0.25% | 00.0% | Unchanged |
| Rockland Trust Co | 4,023 | $660.0K | 0.05% | −81−2.0% | Reduced |
| Creegan & Nassoura Financial Group, LLC | 4,020 | $660.0K | 0.57% | 00.0% | Unchanged |
| Montis Financial, LLC | 4,003 | $657.0K | 0.63% | −8−0.2% | Reduced |
| Navellier & Associates Inc | 4,000 | $656.0K | 0.15% | −200−4.8% | Reduced |
| Saybrook Capital | 4,000 | $656.0K | 0.23% | 00.0% | Unchanged |
| Morris Retirement Advisors, LLC | 3,664 | $655.0K | 0.56% | +329+9.9% | Added |
| Live Oak Private Wealth LLC | 3,981 | $653.0K | 0.15% | 00.0% | Unchanged |
| Werlinich Asset Management, LLC | 3,975 | $652.2K | 0.67% | 00.0% | Unchanged |
| Insight Advisors, LLC | 3,977 | $652.0K | 0.26% | −10−0.3% | Reduced |
| Cim Investment Mangement Inc | 3,976 | $652.0K | 0.29% | 00.0% | Unchanged |
| Patten & Patten Inc | 3,949 | $648.0K | 0.06% | +2+0.1% | Added |
| Texas Capital Bancshares Inc | 3,948 | $648.0K | 0.52% | 00.0% | Unchanged |
| Garrett Investment Advisors LLC | 3,951 | $648.0K | 0.16% | +1,155+41.3% | Added |
| Morse Asset Management, Inc | 3,944 | $647.0K | 0.24% | +175+4.6% | Added |
| Total Clarity Wealth Management, Inc. | 3,930 | $645.0K | 0.40% | −7−0.2% | Reduced |
| Farmers National Bank | 3,928 | $644.5K | 0.26% | −281−6.7% | Reduced |
| Norwood Financial Corp | 3,930 | $644.0K | 1.14% | 00.0% | Unchanged |
| Aspen Investment Management Inc | 3,927 | $644.0K | 0.43% | 00.0% | Unchanged |
| Field & Main Bank | 3,918 | $643.0K | 0.43% | −95−2.4% | Reduced |
| Indiana Trust & Investment Management CO | 3,916 | $643.0K | 0.39% | +438+12.6% | Added |
| Gradient Investments LLC | 3,908 | $641.0K | 0.02% | −53−1.3% | Reduced |
| Sawtooth Solutions, LLC | 3,903 | $640.0K | 0.09% | +243+6.6% | Added |
| Lantz Financial LLC | 3,879 | $636.0K | 0.33% | +10.0% | Added |
| Ancora Advisors, LLC | 3,875 | $636.0K | 0.02% | +91+2.4% | Added |
| Pinnacle Wealth Planning Services, Inc. | 3,876 | $636.0K | 0.12% | +663+20.6% | Added |
| SNS Financial Group, LLC | 3,862 | $634.0K | 0.09% | −3−0.1% | Reduced |
| Lindbrook Capital, LLC | 3,859 | $633.0K | 0.11% | −49−1.3% | Reduced |
| ZWJ Investment Counsel Inc | 3,861 | $633.0K | 0.04% | 00.0% | Unchanged |
| Hennion & Walsh Asset Management, Inc. | 3,847 | $631.0K | 0.04% | +40+1.1% | Added |
| Courier Capital LLC | 3,839 | $630.0K | 0.08% | +28+0.7% | Added |
| Xcel Wealth Management, LLC | 3,835 | $629.0K | 0.23% | 00.0% | Unchanged |
| CRA Financial Services, LLC | 3,832 | $629.0K | 0.23% | 00.0% | Unchanged |
| Strategic Blueprint, LLC | 3,818 | $626.0K | 0.08% | +156+4.3% | Added |
| Warren Averett Asset Management, LLC | 3,758 | $617.0K | 0.04% | +451+13.6% | Added |
| Pacific Wealth Strategies Group, Inc. | 3,745 | $614.0K | 0.86% | +108+3.0% | Added |
| Montecito Bank & Trust | 3,734 | $613.0K | 0.16% | −42−1.1% | Reduced |
| Curated Wealth Partners LLC | 3,721 | $609.0K | 0.18% | +62+1.7% | Added |
| Crawford Investment Counsel Inc | 3,707 | $608.0K | 0.01% | −11−0.3% | Reduced |
| Concentric Wealth Management, LLC | 3,700 | $607.0K | 0.22% | 00.0% | Unchanged |
| Founders Financial Securities LLC | 3,697 | $607.0K | 0.11% | +611+19.8% | Added |
| Sentry Investment Management LLC | 3,695 | $606.0K | 0.29% | 00.0% | Unchanged |
| Aire Advisors, LLC | 3,687 | $605.0K | 0.21% | −93−2.5% | Reduced |
| Hudson Valley Investment Advisors Inc | 3,681 | $604.0K | 0.10% | −175−4.5% | Reduced |
| Woodstock Corp | 3,675 | $603.0K | 0.09% | +350+10.5% | Added |
| Stratos Wealth Advisors, LLC | 3,666 | $602.0K | 0.06% | −337−8.4% | Reduced |
| GPS Wealth Strategies Group, LLC | 3,670 | $602.0K | 0.15% | +182+5.2% | Added |
| Stiles Financial Services Inc | 3,665 | $601.0K | 0.37% | −54−1.5% | Reduced |
| Circle Wealth Management, LLC | 3,646 | $598.0K | 0.10% | −55−1.5% | Reduced |
| Source Financial Advisors LLC | 3,630 | $596.0K | 0.24% | −131−3.5% | Reduced |
| J. W. Coons Advisors, LLC | 3,630 | $596.0K | 0.23% | 00.0% | Unchanged |
| Delta Investment Management, LLC | 3,630 | $596.0K | 0.26% | −3−0.1% | Reduced |
| SS&H Financial Advisors, Inc. | 3,625 | $595.0K | 0.31% | 00.0% | Unchanged |
| Dumont & Blake Investment Advisors LLC | 3,629 | $595.0K | 0.22% | +21+0.6% | Added |
| XR Securities LLC | 3,627 | $595.0K | 0.55% | +3,627 | New |
| Cynosure Management, LLC | 3,600 | $591.0K | 0.63% | 00.0% | Unchanged |
| Wiley Bros.-Aintree Capital, LLC | 3,595 | $590.0K | 0.34% | +106+3.0% | Added |
| Change Path, LLC | 3,587 | $589.0K | 0.04% | −248−6.5% | Reduced |
| Gleason Group, Inc. | 3,580 | $587.0K | 0.20% | +22+0.6% | Added |