Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2022
Institutional positions in Caterpillar Inc as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,992
- −51 vs. Q2 2022
- Shares held
- 360.1M
- −6.30M (−1.7%) vs. Q2 2022
- Total value
- $59.2B
- −$6.31B (−9.6%) vs. Q2 2022
- New holders
- 92
- 791 more added
- Sold out
- 143
- 729 more reduced
34 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Thomasville National Bank | 3,569 | $586.0K | 0.07% | 00.0% | Unchanged |
| White Lighthouse Investment Management Inc. | 3,571 | $586.0K | 0.17% | 00.0% | Unchanged |
| Brighton Jones LLC | 3,564 | $585.0K | 0.03% | +181+5.4% | Added |
| Taurus Asset Management, LLC | 3,558 | $584.0K | 0.08% | 00.0% | Unchanged |
| Horizon Wealth Management, LLC | 3,555 | $583.0K | 0.43% | −261−6.8% | Reduced |
| SignalPoint Asset Management, LLC | 3,556 | $583.0K | 0.22% | +30+0.9% | Added |
| Harbor Investment Advisory, LLC | 3,550 | $582.0K | 0.10% | −414−10.4% | Reduced |
| Auxier Asset Management | 3,540 | $581.0K | 0.11% | 00.0% | Unchanged |
| Boston Research & Management Inc | 3,542 | $581.0K | 0.20% | 00.0% | Unchanged |
| Kaizen Financial Strategies | 3,539 | $581.0K | 0.59% | +4+0.1% | Added |
| Hancock Whitney Corp | 3,537 | $580.0K | 0.02% | −298−7.8% | Reduced |
| Carnegie Capital Asset Management, LLC | 3,527 | $579.0K | 0.03% | +113+3.3% | Added |
| 44 Wealth Management LLC | 3,520 | $578.0K | 0.24% | +86+2.5% | Added |
| Wealth Enhancement Advisory Services, LLC | 3,257 | $578.0K | 0.01% | +162+5.2% | Added |
| Carlton Hofferkamp & Jenks Wealth Management, LLC | 3,036 | $578.0K | 0.27% | −10−0.3% | Reduced |
| Cooper Financial Group | 3,517 | $577.0K | 0.21% | −20−0.6% | Reduced |
| First Manhattan Co | 3,519 | $577.0K | 0.00% | +4+0.1% | Added |
| Jackson Square Capital, LLC | 3,499 | $574.0K | 0.28% | −1,168−25.0% | Reduced |
| Modera Wealth Management, LLC | 3,496 | $574.0K | 0.03% | −77−2.2% | Reduced |
| Mission Wealth Management, LP | 3,498 | $574.0K | 0.03% | +259+8.0% | Added |
| Monticello Wealth Management, LLC | 3,480 | $571.0K | 0.07% | 00.0% | Unchanged |
| Grandview Asset Management LLC | 3,461 | $568.0K | 0.36% | −394−10.2% | Reduced |
| Montag A & Associates Inc | 3,455 | $567.0K | 0.04% | +1,140+49.2% | Added |
| IPG Investment Advisors LLC | 3,451 | $566.2K | 0.16% | 00.0% | Unchanged |
| Regal Investment Advisors LLC | 3,443 | $565.0K | 0.06% | −6,064−63.8% | Reduced |
| Ballast Advisors LLC | 3,430 | $563.0K | 0.26% | 00.0% | Unchanged |
| Wealth Architects, LLC | 3,427 | $562.0K | 0.12% | −130−3.7% | Reduced |
| Pinnacle Wealth Management Advisory Group, LLC | 3,421 | $561.0K | 0.09% | −280−7.6% | Reduced |
| Tompkins Financial Corp | 3,404 | $559.0K | 0.09% | 00.0% | Unchanged |
| Lavaca Capital LLC | 2,820 | $559.0K | 0.31% | +1,800+176.5% | Added |
| Rehmann Capital Advisory Group | 3,404 | $558.6K | 0.06% | +73+2.2% | Added |
| Charter Research & Investment Group, Inc. | 3,400 | $558.0K | 0.56% | 00.0% | Unchanged |
| Legacy Wealth Asset Management, LLC | 3,386 | $556.0K | 0.24% | −1,690−33.3% | Reduced |
| Kowal Investment Group, LLC | 3,387 | $556.0K | 0.19% | +398+13.3% | Added |
| Retirement Planning Co of New England, Inc. | 3,372 | $553.0K | 0.40% | +30+0.9% | Added |
| Two Sigma Securities, LLC | 3,356 | $551.0K | 0.08% | +446+15.3% | Added |
| Fulton Bank, N.A. | 3,355 | $551.0K | 0.03% | +616+22.5% | Added |
| Marble Harbor Investment Counsel, LLC | 3,354 | $550.0K | 0.08% | 00.0% | Unchanged |
| Ironwood Investment Counsel, LLC | 3,355 | $550.0K | 0.16% | +48+1.5% | Added |
| Washington Trust Advisors, Inc. | 3,332 | $547.0K | 0.05% | 00.0% | Unchanged |
| 9258 Wealth Management, LLC | 3,310 | $543.0K | 0.14% | +357+12.1% | Added |
| King Wealth | 3,303 | $542.0K | 0.14% | +2+0.1% | Added |
| International Assets Investment Management, LLC | 3,306 | $542.0K | 0.12% | +524+18.8% | Added |
| Carmichael Hill & Associates, Inc. | 3,299 | $541.0K | 0.32% | 00.0% | Unchanged |
| Altman Advisors, Inc. | 3,300 | $541.0K | 0.34% | +3,300 | New |
| Select Asset Management & Trust | 3,272 | $537.0K | 0.64% | −1,200−26.8% | Reduced |
| Trust Co | 3,272 | $537.0K | 0.12% | 00.0% | Unchanged |
| Archer Investment Corp | 3,269 | $536.4K | 0.23% | 00.0% | Unchanged |
| Sawgrass Asset Management LLC | 3,268 | $536.0K | 0.08% | −57−1.7% | Reduced |
| Fiduciary Group LLC | 2,305 | $536.0K | 0.07% | +37+1.6% | Added |
| Patton Albertson Miller Group, LLC | 3,253 | $534.0K | 0.11% | −385−10.6% | Reduced |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 3,250 | $533.0K | 0.16% | −167−4.9% | Reduced |
| Fukoku Mutual Life Insurance Co | 3,240 | $532.0K | 0.05% | −110−3.3% | Reduced |
| Zhang Financial LLC | 3,244 | $532.0K | 0.08% | −10−0.3% | Reduced |
| Security Financial Services, INC. | 3,228 | $530.0K | 0.18% | +10.0% | Added |
| Norway Savings Bank | 3,230 | $530.0K | 0.29% | +155+5.0% | Added |
| Financial Management Network Inc | 2,953 | $530.0K | 0.26% | +37+1.3% | Added |
| First Command Bank | 3,218 | $528.0K | 0.08% | −27−0.8% | Reduced |
| First Command Financial Services, Inc. | 3,218 | $528.0K | 0.08% | −27−0.8% | Reduced |
| Atwood & Palmer Inc | 3,208 | $526.0K | 0.05% | 00.0% | Unchanged |
| Colonial Trust Co | 3,203 | $526.0K | 0.17% | +3,203 | New |
| Everett Harris & Co | 3,202 | $525.0K | 0.01% | −3,600−52.9% | Reduced |
| Kercheville Advisors, LLC | 3,200 | $525.0K | 0.54% | 00.0% | Unchanged |
| Founders Financial Alliance, LLC | 3,184 | $522.0K | 0.27% | −2,569−44.7% | Reduced |
| Clear Creek Financial Management, LLC | 3,174 | $521.0K | 0.11% | +101+3.3% | Added |
| Wedmont Private Capital | 3,170 | $520.0K | 0.10% | +285+9.9% | Added |
| Pathway Financial Advisors LLC | 3,163 | $519.0K | 0.18% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 3,152 | $517.0K | 0.07% | −316−9.1% | Reduced |
| Segment Wealth Management, LLC | 3,144 | $516.0K | 0.06% | +10.0% | Added |
| HHM Wealth Advisors, LLC | 3,142 | $516.0K | 0.14% | +224+7.7% | Added |
| Gray Wealth Management Inc. | 3,137 | $515.0K | 0.33% | 00.0% | Unchanged |
| AXS Investments LLC | 3,132 | $514.0K | 0.20% | −371−10.6% | Reduced |
| Fortem Financial Group, LLC | 3,131 | $514.0K | 0.36% | 00.0% | Unchanged |
| Sweet Financial Partners, LLC | 3,131 | $514.0K | 0.16% | 00.0% | Unchanged |
| Cardiff Park Advisors, LLC | 3,129 | $513.0K | 0.08% | −54−1.7% | Reduced |
| Hilltop Holdings Inc. | 3,129 | $513.0K | 0.07% | +206+7.0% | Added |
| Wimmer Associates 1, LLC | 2,371 | $513.0K | 0.34% | 00.0% | Unchanged |
| LVM Capital Management Ltd | 3,125 | $513.0K | 0.08% | +975+45.3% | Added |
| First Heartland Consultants, Inc. | 3,123 | $512.5K | 0.08% | −233−6.9% | Reduced |
| CCG Wealth Management, LLC | 3,121 | $512.0K | 0.31% | −55−1.7% | Reduced |
| Hazlett, Burt & Watson, Inc. | 3,126 | $512.0K | 0.50% | −20−0.6% | Reduced |
| Wealth Effects LLC | 3,115 | $511.0K | 0.31% | +11+0.4% | Added |
| Vanguard Capital Wealth Advisors | 3,108 | $510.0K | 0.62% | +5+0.2% | Added |
| Rossmore Private Capital | 3,093 | $507.0K | 0.09% | +20+0.7% | Added |
| Berkshire Asset Management LLC | 3,083 | $506.0K | 0.04% | +1,660+116.7% | Added |
| Cornerstone Wealth Management, LLC | 3,073 | $504.0K | 0.06% | +8+0.3% | Added |
| Zions Bancorporation, N.A. | 3,057 | $502.0K | 0.05% | −2,054−40.2% | Reduced |
| Visionary Wealth Advisors | 3,051 | $501.0K | 0.05% | −224−6.8% | Reduced |
| Kozak & Associates, Inc. | 2,786 | $501.0K | 0.32% | +4+0.1% | Added |
| Corundum Group, Inc. | 3,042 | $499.0K | 0.31% | +183+6.4% | Added |
| Texas Yale Capital Corp. | 3,021 | $496.0K | 0.03% | −437−12.6% | Reduced |
| Inverness Counsel LLC | 3,002 | $493.0K | 0.03% | +3,002 | New |
| Edgestream Partners, L.P. | 2,997 | $492.0K | 0.04% | −218−6.8% | Reduced |
| Supplemental Annuity Collective Trust of NJ | 3,000 | $492.0K | 0.21% | 00.0% | Unchanged |
| Chicago Trust Co NA | 2,998 | $492.0K | 0.13% | −2−0.1% | Reduced |
| CMG Global Holdings, LLC | 2,992 | $491.0K | 0.53% | +20+0.7% | Added |
| Graham Capital Management, L.P. | 2,981 | $489.0K | 0.02% | +2,981 | New |
| CWA Asset Management Group, LLC | 2,976 | $488.0K | 0.05% | +33+1.1% | Added |
| Vise Technologies, Inc. | 2,968 | $487.0K | 0.18% | +1,080+57.2% | Added |
| Somerville Kurt F | 2,965 | $486.0K | 0.10% | 00.0% | Unchanged |