Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2022
Institutional positions in Caterpillar Inc as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,992
- −51 vs. Q2 2022
- Shares held
- 360.1M
- −6.30M (−1.7%) vs. Q2 2022
- Total value
- $59.2B
- −$6.31B (−9.6%) vs. Q2 2022
- New holders
- 92
- 791 more added
- Sold out
- 143
- 729 more reduced
34 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Harfst & Associates, Inc. | 2,954 | $485.0K | 0.15% | −2,015−40.6% | Reduced |
| CNB Bank | 2,957 | $485.0K | 0.33% | −291−9.0% | Reduced |
| Flagship Harbor Advisors, LLC | 2,951 | $484.0K | 0.06% | −385−11.5% | Reduced |
| Intercontinental Wealth Advisors, LLC | 2,944 | $483.0K | 0.15% | +8+0.3% | Added |
| Perigon Wealth Management, LLC | 2,931 | $481.0K | 0.04% | −212−6.7% | Reduced |
| Balentine LLC | 2,924 | $480.0K | 0.02% | −542−15.6% | Reduced |
| Tiemann Investment Advisors, LLC | 2,900 | $476.0K | 0.31% | −3,223−52.6% | Reduced |
| E&G Advisors, LP | 2,900 | $476.0K | 0.18% | −500−14.7% | Reduced |
| GeoWealth Management, LLC | 2,903 | $476.0K | 0.05% | −100−3.3% | Reduced |
| Lion Street Advisors, LLC | 2,924 | $475.0K | 0.24% | −5−0.2% | Reduced |
| Raleigh Capital Management Inc. | 2,882 | $473.0K | 0.28% | +238+9.0% | Added |
| Johnson Financial Group, Inc. | 2,215 | $471.0K | 0.04% | +3+0.1% | Added |
| Bedel Financial Consulting, Inc. | 2,061 | $471.0K | 0.12% | +511+33.0% | Added |
| Tobam | 2,862 | $470.0K | 0.03% | 00.0% | Unchanged |
| Wealthspan Partners, LLC | 2,857 | $469.0K | 0.49% | 00.0% | Unchanged |
| MPS Loria Financial Planners, LLC | 2,850 | $468.0K | 0.18% | +35+1.2% | Added |
| Jackson Wealth Management, LLC | 2,853 | $468.0K | 0.09% | +2,853 | New |
| HCR Wealth Advisors | 2,847 | $467.0K | 0.10% | 00.0% | Unchanged |
| Mather Group, LLC. | 2,845 | $467.0K | 0.01% | +202+7.6% | Added |
| VeraBank, N.A. | 2,835 | $466.0K | 0.29% | 00.0% | Unchanged |
| Well Done, LLC | 2,831 | $465.0K | 0.11% | +21+0.7% | Added |
| Abacus Planning Group, Inc. | 2,822 | $463.0K | 0.14% | −235−7.7% | Reduced |
| Ossiam | 2,815 | $462.0K | 0.01% | −51,242−94.8% | Reduced |
| Alpha Paradigm Partners, LLC | 2,816 | $462.0K | 0.20% | +2,593+1,162.8% | Added |
| Toth Financial Advisory Corp | 2,810 | $461.0K | 0.08% | +35+1.3% | Added |
| Hexagon Capital Partners LLC | 2,810 | $461.0K | 0.14% | +394+16.3% | Added |
| Ballast, Inc. | 2,808 | $460.0K | 0.22% | −525−15.8% | Reduced |
| Accurate Wealth Management, LLC | 2,560 | $460.0K | 0.19% | −330−11.4% | Reduced |
| WCG Wealth Advisors LLC | 2,518 | $460.0K | 0.06% | −213−7.8% | Reduced |
| Fernwood Investment Management, LLC | 2,797 | $459.0K | 0.19% | −700−20.0% | Reduced |
| Nicolet Bankshares Inc | 2,800 | $459.0K | 0.13% | −200−6.7% | Reduced |
| Peavine Capital, LLC | 2,800 | $459.0K | 0.11% | 00.0% | Unchanged |
| 626 Financial, LLC | 2,778 | $456.0K | 0.37% | −77−2.7% | Reduced |
| Foundations Investment Advisors, LLC | 2,782 | $456.0K | 0.02% | −144−4.9% | Reduced |
| Steigerwald, Gordon & Koch Inc. | 2,774 | $455.0K | 0.08% | 00.0% | Unchanged |
| Girard Partners Ltd. | 2,765 | $453.0K | 0.06% | −94−3.3% | Reduced |
| Manchester Capital Management LLC | 2,758 | $453.0K | 0.08% | +21+0.8% | Added |
| Eagle Bluffs Wealth Management LLC | 2,755 | $452.0K | 0.52% | −185−6.3% | Reduced |
| Intrust Bank NA | 2,757 | $452.0K | 0.07% | −121−4.2% | Reduced |
| Benin Management CORP | 2,756 | $452.0K | 0.19% | 00.0% | Unchanged |
| Landaas & Co | 2,754 | $452.0K | 0.29% | +3+0.1% | Added |
| Capital Advisors Inc | 2,538 | $452.0K | 0.01% | +356+16.3% | Added |
| Bartlett & Co. LLC | 2,746 | $451.0K | 0.01% | +10+0.4% | Added |
| Bartlett & Co. Wealth Management LLC | 2,746 | $450.6K | 0.01% | +10+0.4% | Added |
| Mechanics Bank Trust Department | 2,737 | $449.0K | 0.08% | −85−3.0% | Reduced |
| Northstar Group, Inc. | 2,731 | $449.0K | 0.13% | +50+1.9% | Added |
| IFG Advisory, LLC | 2,734 | $448.0K | 0.04% | +92+3.5% | Added |
| MONECO Advisors, LLC | 2,725 | $447.0K | 0.18% | −31−1.1% | Reduced |
| Key Financial Inc | 2,725 | $447.0K | 0.21% | +2,100+336.0% | Added |
| Cape Cod Five Cents Savings Bank | 2,715 | $446.0K | 0.05% | −100−3.6% | Reduced |
| First National Bank of Hutchinson | 2,718 | $446.0K | 0.36% | +216+8.6% | Added |
| Stonebridge Capital Advisors LLC | 2,699 | $443.0K | 0.06% | −677−20.1% | Reduced |
| Aspiriant, LLC | 2,702 | $443.0K | 0.02% | +31+1.2% | Added |
| Trexquant Investment LP | 2,694 | $442.0K | 0.02% | −3,054−53.1% | Reduced |
| Capstone Financial Advisors, Inc. | 2,695 | $442.0K | 0.04% | −404−13.0% | Reduced |
| TD Ameritrade Investment Management, LLC | 2,690 | $441.0K | 0.00% | −674−20.0% | Reduced |
| Zeke Capital Advisors, LLC | 2,670 | $438.0K | 0.03% | −41−1.5% | Reduced |
| LCNB Corp | 2,667 | $438.0K | 0.24% | 00.0% | Unchanged |
| Carret Asset Management, LLC | 2,668 | $438.0K | 0.07% | +125+4.9% | Added |
| Jones Financial Companies LLLP | 2,669 | $438.0K | 0.00% | +277+11.6% | Added |
| Opes Wealth Management LLC | 2,666 | $437.0K | 0.17% | 00.0% | Unchanged |
| Clearstead Advisors, LLC | 2,664 | $437.0K | 0.04% | +53+2.0% | Added |
| Bordeaux Wealth Advisors LLC | 2,644 | $434.0K | 0.27% | +134+5.3% | Added |
| Saxon Interests, Inc. | 2,435 | $434.0K | 0.26% | −75−3.0% | Reduced |
| PrairieView Partners, LLC | 2,641 | $433.0K | 0.07% | 00.0% | Unchanged |
| Mendel Money Management | 2,637 | $433.0K | 0.27% | 00.0% | Unchanged |
| Beck Bode, LLC | 2,630 | $432.0K | 0.09% | +365+16.1% | Added |
| Pine Haven Investment Counsel, Inc | 2,622 | $430.0K | 0.52% | 00.0% | Unchanged |
| CVA Family Office, LLC | 2,615 | $429.0K | 0.12% | +1,435+121.6% | Added |
| Windsor Capital Management, LLC | 2,602 | $427.0K | 0.16% | 00.0% | Unchanged |
| Perpetual Investment Management Ltd | 2,600 | $427.0K | 0.06% | 00.0% | Unchanged |
| Allegheny Financial Group LTD | 2,604 | $427.0K | 0.20% | +10.0% | Added |
| Peoples Financial Services Corp. | 2,603 | $427.0K | 0.22% | +766+41.7% | Added |
| Tarbox Family Office, Inc. | 2,385 | $426.0K | 0.10% | 00.0% | Unchanged |
| Castleark Management LLC | 2,590 | $425.0K | 0.02% | 00.0% | Unchanged |
| Kore Private Wealth LLC | 2,586 | $424.0K | 0.08% | −87−3.3% | Reduced |
| Security National Bank | 2,582 | $424.0K | 0.12% | −15−0.6% | Reduced |
| Red Door Wealth Management, LLC | 2,585 | $424.0K | 0.16% | +2,585 | New |
| Chicago Partners Investment Group LLC | 1,837 | $420.0K | 0.03% | +371+25.3% | Added |
| Mason Investment Advisory Services, Inc. | 2,556 | $419.4K | 0.05% | −364−12.5% | Reduced |
| Heritage Wealth Advisors | 2,556 | $419.4K | 0.03% | 00.0% | Unchanged |
| Bill Few Associates, Inc. | 2,554 | $419.0K | 0.28% | −10.0% | Reduced |
| W Advisors, LLC | 2,548 | $419.0K | 0.39% | −3−0.1% | Reduced |
| Concord Wealth Partners | 2,550 | $418.0K | 0.13% | −22−0.9% | Reduced |
| Platform Technology Partners | 2,542 | $417.0K | 0.24% | −236−8.5% | Reduced |
| Vident Investment Advisory, LLC | 3,836 | $414.0K | 0.01% | +245+6.8% | Added |
| Seelaus Asset Management LLC | 2,526 | $414.0K | 0.33% | +15+0.6% | Added |
| Evergreen Capital Management LLC | 2,521 | $414.0K | 0.02% | +271+12.0% | Added |
| BlueSky Wealth Advisors, LLC | 2,506 | $411.0K | 0.10% | +516+25.9% | Added |
| Sippican Capital Advisors | 2,500 | $410.0K | 0.43% | 00.0% | Unchanged |
| Gibson Wealth Advisors LLC | 2,500 | $410.0K | 0.47% | +2,500 | New |
| Full Sail Capital, LLC | 2,487 | $408.0K | 0.04% | +371+17.5% | Added |
| Claris Advisors, LLC | 2,479 | $407.0K | 0.47% | 00.0% | Unchanged |
| Sabal Trust CO | 2,471 | $406.0K | 0.03% | −188−7.1% | Reduced |
| Benjamin Edwards Inc | 2,466 | $405.0K | 0.12% | +105+4.4% | Added |
| Wealthspire Advisors, LLC | 2,467 | $405.0K | 0.01% | +455+22.6% | Added |
| Trillium Asset Management, LLC | 2,460 | $404.0K | 0.01% | 00.0% | Unchanged |
| Wayfinding Financial, LLC | 2,463 | $404.0K | 0.38% | +36+1.5% | Added |
| Reynders McVeigh Capital Management, LLC | 2,459 | $403.0K | 0.03% | −50−2.0% | Reduced |
| Keel Point, LLC | 2,457 | $403.0K | 0.07% | +187+8.2% | Added |