Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2022
Institutional positions in Caterpillar Inc as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,992
- −51 vs. Q2 2022
- Shares held
- 360.1M
- −6.30M (−1.7%) vs. Q2 2022
- Total value
- $59.2B
- −$6.31B (−9.6%) vs. Q2 2022
- New holders
- 92
- 791 more added
- Sold out
- 143
- 729 more reduced
34 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Avalon Investment & Advisory | 2,453 | $402.0K | 0.01% | −288−10.5% | Reduced |
| First Citizens Financial Corp | 2,435 | $400.0K | 0.39% | −19−0.8% | Reduced |
| Old Second National Bank of Aurora | 2,425 | $398.0K | 0.12% | 00.0% | Unchanged |
| Buckingham Strategic Partners | 2,419 | $397.0K | 0.02% | +284+13.3% | Added |
| Joel Isaacson & Co., LLC | 2,422 | $397.0K | 0.03% | +1,251+106.8% | Added |
| Clarus Group, Inc. | 2,408 | $395.0K | 0.36% | +3+0.1% | Added |
| Clarus Wealth Advisors | 2,211 | $395.0K | 0.28% | +205+10.2% | Added |
| Regent Investment Management LLC | 2,400 | $394.0K | 0.11% | 00.0% | Unchanged |
| Ocean Capital Management, LLC | 2,400 | $394.0K | 0.22% | 00.0% | Unchanged |
| 180 Wealth Advisors, LLC | 2,400 | $394.0K | 0.11% | +30+1.3% | Added |
| Hunter Associates Investment Management LLC | 2,398 | $394.0K | 0.10% | +321+15.5% | Added |
| Hotaling Investment Management, LLC | 2,371 | $389.0K | 0.19% | +56+2.4% | Added |
| First American Bank | 2,365 | $388.0K | 0.04% | +956+67.8% | Added |
| Garner Asset Management Corp | 2,359 | $387.0K | 0.21% | −300−11.3% | Reduced |
| Advisors Management Group Inc | 2,361 | $387.0K | 0.15% | +23+1.0% | Added |
| OPSEU Pension Plan Trust Fund | 2,254 | $387.0K | 0.10% | +70+3.2% | Added |
| Pitcairn Co | 2,349 | $385.0K | 0.04% | −2,590−52.4% | Reduced |
| Fort Sheridan Advisors LLC | 2,345 | $385.0K | 0.13% | 00.0% | Unchanged |
| Taylor Hoffman Wealth Management | 2,346 | $385.0K | 0.20% | 00.0% | Unchanged |
| Nomura Holdings Inc | 2,241 | $383.0K | 0.00% | −54,302−96.0% | Reduced |
| Harel Insurance Investments & Financial Services Ltd. | 2,300 | $382.0K | 0.01% | 00.0% | Unchanged |
| Bath Savings Trust Co | 2,317 | $380.0K | 0.05% | −584−20.1% | Reduced |
| Summit Financial, LLC | 2,304 | $378.0K | 0.04% | +325+16.4% | Added |
| Day & Ennis, LLC | 2,305 | $378.0K | 0.16% | +12+0.5% | Added |
| Athena Investment Management | 2,306 | $378.0K | 0.32% | +70+3.1% | Added |
| Mechanics Financial Corp | 2,300 | $377.0K | 0.25% | 00.0% | Unchanged |
| Summit Financial Strategies, Inc. | 2,284 | $375.0K | 0.09% | 00.0% | Unchanged |
| N.E.W. Advisory Services LLC | 2,288 | $375.0K | 0.07% | +652+39.9% | Added |
| Heron Financial Group, LLC | 2,272 | $373.0K | 0.23% | +70+3.2% | Added |
| Prestige Wealth Management Group LLC | 2,275 | $373.0K | 0.10% | +166+7.9% | Added |
| Independent Solutions Wealth Management, LLC | 2,270 | $372.5K | 0.12% | +2,270 | New |
| Aberdeen Wealth Management LLC | 2,266 | $372.0K | 0.33% | 00.0% | Unchanged |
| Wealthsource Partners, LLC | 2,266 | $372.0K | 0.03% | +97+4.5% | Added |
| Accredited Investors Inc. | 2,265 | $372.0K | 0.04% | +118+5.5% | Added |
| Marcum Wealth, LLC | 2,258 | $371.0K | 0.06% | +86+4.0% | Added |
| Marion Wealth Management | 2,244 | $368.0K | 0.19% | +11+0.5% | Added |
| Evanson Asset Management, LLC | 2,229 | $366.0K | 0.04% | −177−7.4% | Reduced |
| Colony Family Offices, LLC | 2,231 | $366.0K | 0.16% | −24−1.1% | Reduced |
| Ridgecrest Wealth Partners, LLC | 2,227 | $365.0K | 0.30% | 00.0% | Unchanged |
| Novare Capital Management LLC | 2,222 | $365.0K | 0.05% | +406+22.4% | Added |
| Engineers Gate Manager LP | 2,218 | $364.0K | 0.02% | −56,903−96.2% | Reduced |
| Rollins Financial | 2,221 | $364.0K | 0.14% | −158−6.6% | Reduced |
| Riverwater Partners LLC | 2,214 | $363.0K | 0.36% | +4+0.2% | Added |
| NCM Capital Management, LLC | 2,205 | $362.0K | 0.27% | 00.0% | Unchanged |
| StrategIQ Financial Group, LLC | 2,208 | $362.0K | 0.05% | +40+1.8% | Added |
| Tolleson Wealth Management, Inc. | 2,200 | $361.0K | 0.11% | 00.0% | Unchanged |
| CWM Advisors, LLC | 2,198 | $361.0K | 0.05% | +142+6.9% | Added |
| RMR Wealth Builders | 2,188 | $359.0K | 0.09% | +502+29.8% | Added |
| Bluefin Capital Management, LLC | 2,180 | $358.0K | 0.04% | 00.0% | Unchanged |
| Derbend Asset Management | 2,184 | $358.0K | 0.29% | 00.0% | Unchanged |
| Mine & Arao Wealth Creation & Management, LLC. | 2,179 | $358.0K | 0.26% | +6+0.3% | Added |
| Berger Financial Group, Inc | 2,179 | $357.0K | 0.05% | −94−4.1% | Reduced |
| Goepper Burkhardt LLC | 2,160 | $354.0K | 0.26% | −100−4.4% | Reduced |
| First Financial Corp | 2,157 | $354.0K | 0.24% | +12+0.6% | Added |
| Sunbelt Securities, Inc. | 2,152 | $353.0K | 0.07% | 00.0% | Unchanged |
| McBroom & Associates, LLC | 2,141 | $351.0K | 0.40% | +2,141 | New |
| Bensler, LLC | 2,137 | $350.6K | 0.08% | 00.0% | Unchanged |
| Magnus Financial Group LLC | 2,126 | $349.0K | 0.07% | +85+4.2% | Added |
| Cahaba Wealth Management, Inc. | 2,116 | $347.0K | 0.05% | −141−6.2% | Reduced |
| Boston Financial Mangement LLC | 2,116 | $347.0K | 0.02% | +151+7.7% | Added |
| Maryland Capital Management | 2,108 | $346.0K | 0.03% | −1,065−33.6% | Reduced |
| Home Federal Bank of Tennessee | 2,109 | $346.0K | 0.14% | 00.0% | Unchanged |
| Bank of Nova Scotia Trust Co | 2,100 | $345.0K | 0.04% | 00.0% | Unchanged |
| Ramsay, Stattman, Vela & Price, Inc. | 2,100 | $345.0K | 0.09% | 00.0% | Unchanged |
| Financial Consulate, Inc | 2,100 | $345.0K | 0.15% | 00.0% | Unchanged |
| Sompo Asset Management Co., Ltd. | 2,100 | $344.0K | 0.09% | −6,880−76.6% | Reduced |
| Sterling Investment Advisors, Ltd. | 2,089 | $343.0K | 0.13% | +10.0% | Added |
| Larson Financial Group LLC | 2,092 | $343.0K | 0.05% | +1,307+166.5% | Added |
| Edge Capital Group, LLC | 2,085 | $342.0K | 0.03% | −7,878−79.1% | Reduced |
| Arcus Capital Partners, LLC | 2,084 | $342.0K | 0.14% | +3+0.1% | Added |
| Brightworth | 2,086 | $342.0K | 0.04% | +139+7.1% | Added |
| KLCM Advisors, Inc. | 2,081 | $341.0K | 0.08% | 00.0% | Unchanged |
| Capital Planning Advisors, LLC | 2,074 | $340.0K | 0.09% | −284−12.0% | Reduced |
| Traverso Chambers Private Wealth Management, LLC | 2,070 | $340.0K | 0.10% | 00.0% | Unchanged |
| GYL Financial Synergies, LLC | 2,070 | $340.0K | 0.09% | +162+8.5% | Added |
| Missouri Trust & Investment Co | 2,064 | $339.0K | 0.22% | 00.0% | Unchanged |
| Wall Street Access Asset Management, LLC | 2,067 | $339.0K | 0.24% | +5+0.2% | Added |
| AF Advisors, Inc. | 2,060 | $338.0K | 0.21% | −620−23.1% | Reduced |
| Lester Murray Antman dba SimplyRich | 2,060 | $338.0K | 0.15% | −56−2.6% | Reduced |
| Gillespie Robinson & Grimm Inc | 2,057 | $338.0K | 0.04% | −25−1.2% | Reduced |
| Keebeck Alpha, LP | 2,058 | $338.0K | 0.18% | +2,058 | New |
| Acropolis Investment Management, LLC | 2,056 | $337.0K | 0.03% | −6−0.3% | Reduced |
| Mountain Pacific Investment Advisers Inc | 2,050 | $336.0K | 0.03% | +10.0% | Added |
| Fulton Breakefield Broenniman LLC | 2,042 | $335.0K | 0.03% | +10.0% | Added |
| Landmark Financial Advisors, LLC | 2,043 | $335.0K | 0.18% | +172+9.2% | Added |
| Applied Capital LLC | 2,035 | $334.0K | 0.23% | −8−0.4% | Reduced |
| GHP Investment Advisors, Inc. | 2,032 | $333.0K | 0.03% | 00.0% | Unchanged |
| Pacitti Group Inc. | 2,030 | $333.0K | 0.27% | +3+0.1% | Added |
| Valmark Advisers, Inc. | 2,021 | $332.0K | 0.01% | +129+6.8% | Added |
| Lehman & Derafelo Financial Resources LLC | 2,025 | $332.0K | 0.11% | +200+11.0% | Added |
| Aaron Wealth Advisors | 2,020 | $331.0K | 0.06% | −121−5.7% | Reduced |
| Burns J W & Co Inc | 2,015 | $331.0K | 0.06% | 00.0% | Unchanged |
| McElhenny Sheffield Capital Management, LLC | 2,015 | $331.0K | 0.25% | 00.0% | Unchanged |
| Total Investment Management Inc | 2,014 | $330.0K | 0.07% | 00.0% | Unchanged |
| Edge Wealth Management LLC | 2,000 | $330.0K | 0.07% | 00.0% | Unchanged |
| Clear Street Markets LLC | 2,000 | $328.0K | 0.06% | −4,298−68.2% | Reduced |
| Cooper/Haims Advisors, LLC | 1,997 | $328.0K | 0.27% | −80−3.9% | Reduced |
| Bienville Capital Management, LLC | 2,000 | $328.0K | 0.13% | 00.0% | Unchanged |
| Quattro Financial Advisors LLC | 2,000 | $328.0K | 0.13% | 00.0% | Unchanged |
| Cito Capital Group, LLC | 2,000 | $328.0K | 0.19% | 00.0% | Unchanged |