Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2022
Institutional positions in Caterpillar Inc as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,992
- −51 vs. Q2 2022
- Shares held
- 360.1M
- −6.30M (−1.7%) vs. Q2 2022
- Total value
- $59.2B
- −$6.31B (−9.6%) vs. Q2 2022
- New holders
- 92
- 791 more added
- Sold out
- 143
- 729 more reduced
34 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Quaero Capital S.A. | 2,000 | $328.0K | 0.26% | 00.0% | Unchanged |
| First Commonwealth Financial Corp | 1,998 | $327.0K | 0.14% | +41+2.1% | Added |
| Smithfield Trust Co | 1,987 | $326.0K | 0.02% | 00.0% | Unchanged |
| DSC Advisors, L.P. | 1,973 | $324.0K | 0.35% | −499−20.2% | Reduced |
| Aft, Forsyth & Company, Inc. | 1,960 | $322.0K | 0.29% | 00.0% | Unchanged |
| Latitude Advisors, LLC | 1,958 | $321.0K | 0.27% | +117+6.4% | Added |
| Astoria Portfolio Advisors LLC. | 1,954 | $321.0K | 0.22% | +568+41.0% | Added |
| Hartline Investment Corp | 1,958 | $321.0K | 0.27% | +1,958 | New |
| Private Portfolio Partners LLC | 1,953 | $320.5K | 0.09% | +200+11.4% | Added |
| MSH Capital Advisors LLC | 1,951 | $320.1K | 0.16% | +51+2.7% | Added |
| Verus Capital Partners, LLC | 1,948 | $320.0K | 0.06% | −31−1.6% | Reduced |
| David Loasby | 1,791 | $320.0K | 0.05% | −33−1.8% | Reduced |
| Newbridge Financial Services Group, Inc. | 1,950 | $320.0K | 0.19% | +1,107+131.3% | Added |
| FSB Premier Wealth Management, Inc. | 1,941 | $318.0K | 0.19% | +1+0.1% | Added |
| Guardian Wealth Advisors, LLC | 1,931 | $317.0K | 0.06% | +455+30.8% | Added |
| Fundamentun, LLC | 1,920 | $315.0K | 0.06% | −322−14.4% | Reduced |
| Greenwich Wealth Management LLC | 1,921 | $315.0K | 0.03% | −85−4.2% | Reduced |
| Planning Center, Inc. | 1,753 | $315.0K | 0.25% | 00.0% | Unchanged |
| Smith Anglin Financial, LLC | 1,912 | $314.0K | 0.07% | −83−4.2% | Reduced |
| FAI Wealth Management | 1,910 | $313.0K | 0.31% | 00.0% | Unchanged |
| Winthrop Advisory Group LLC | 1,907 | $313.0K | 0.07% | +2+0.1% | Added |
| L2 Asset Management, LLC | 1,909 | $313.0K | 0.23% | +376+24.5% | Added |
| GraniteShares Advisors LLC | 1,902 | $312.0K | 0.25% | −191−9.1% | Reduced |
| Constitution Capital LLC | 1,900 | $312.0K | 0.21% | +1,900 | New |
| Appleton Partners Inc | 1,895 | $311.0K | 0.03% | −46−2.4% | Reduced |
| SevenOneSeven Capital Management | 1,891 | $310.0K | 0.73% | −128−6.3% | Reduced |
| First Western Trust Bank | 1,880 | $308.0K | 0.02% | −843−31.0% | Reduced |
| REDW Wealth LLC | 1,878 | $308.0K | 0.12% | 00.0% | Unchanged |
| Mount Yale Investment Advisors, LLC | 1,876 | $308.0K | 0.04% | +17+0.9% | Added |
| WealthBridge Capital Management, LLC | 1,721 | $308.0K | 0.13% | 00.0% | Unchanged |
| Alera Investment Advisors, LLC | 1,877 | $308.0K | 0.09% | +540+40.4% | Added |
| Elgethun Capital Management | 1,870 | $307.0K | 0.12% | +1,003+115.7% | Added |
| American Trust | 1,867 | $307.0K | 0.03% | +1,867 | New |
| MCF Advisors LLC | 1,867 | $306.0K | 0.03% | +1+0.1% | Added |
| Evermay Wealth Management LLC | 1,865 | $306.0K | 0.06% | 00.0% | Unchanged |
| Eads & Heald Wealth Management | 1,859 | $305.0K | 0.17% | −20−1.1% | Reduced |
| American Money Management, LLC | 1,856 | $305.0K | 0.09% | +170+10.1% | Added |
| Laidlaw Wealth Management LLC | 1,850 | $304.0K | 0.07% | +176+10.5% | Added |
| Boston Common Asset Management, LLC | 1,847 | $303.0K | 0.02% | −3−0.2% | Reduced |
| Archford Capital Strategies, LLC | 1,849 | $303.0K | 0.08% | 00.0% | Unchanged |
| Meadow Creek Wealth Advisors LLC | 1,845 | $303.0K | 0.40% | 00.0% | Unchanged |
| Patten Group, Inc. | 1,707 | $303.0K | 0.10% | +207+13.8% | Added |
| Peregrine Asset Advisers, Inc. | 1,840 | $302.0K | 0.36% | −68−3.6% | Reduced |
| North Point Portfolio Managers Corp | 1,838 | $302.0K | 0.06% | 00.0% | Unchanged |
| Soltis Investment Advisors LLC | 1,839 | $302.0K | 0.05% | +284+18.3% | Added |
| Wells Trecaso Financial Group, LLC | 1,830 | $300.0K | 0.16% | 00.0% | Unchanged |
| Horst & Graben Wealth Management LLC | 1,823 | $299.0K | 0.08% | +11+0.6% | Added |
| Walter & Keenan Financial Consulting Co | 1,814 | $298.0K | 0.13% | −4−0.2% | Reduced |
| Shoker Investment Counsel, Inc. | 1,820 | $298.0K | 0.16% | +11+0.6% | Added |
| Altus Wealth Group LLC | 1,552 | $298.0K | 0.30% | 00.0% | Unchanged |
| Jeppson Wealth Management, LLC | 1,810 | $297.0K | 0.13% | −91−4.8% | Reduced |
| Asset Allocation & Management Company, LLC | 1,811 | $297.0K | 0.13% | 00.0% | Unchanged |
| Advisory Resource Group | 1,811 | $297.0K | 0.10% | +25+1.4% | Added |
| MBA Advisors LLC | 1,805 | $296.0K | 0.21% | 00.0% | Unchanged |
| Baker Boyer National Bank | 1,801 | $296.0K | 0.13% | 00.0% | Unchanged |
| Marietta Investment Partners LLC | 1,300 | $296.0K | 0.09% | 00.0% | Unchanged |
| DuPont Capital Management Corp | 1,798 | $295.0K | 0.02% | −169−8.6% | Reduced |
| Summit X, LLC | 1,749 | $295.0K | 0.09% | +273+18.5% | Added |
| Blueshift Asset Management, LLC | 1,789 | $294.0K | 0.06% | −6,001−77.0% | Reduced |
| Stewart & Patten Co LLC | 1,791 | $294.0K | 0.06% | 00.0% | Unchanged |
| Journey Strategic Wealth LLC | 1,778 | $293.0K | 0.04% | +1,778 | New |
| Sanders Morris Harris LLC | 1,775 | $292.0K | 0.07% | 00.0% | Unchanged |
| Benchmark Wealth Management, LLC | 1,779 | $292.0K | 0.23% | +2+0.1% | Added |
| Range Financial Group LLC | 1,781 | $292.0K | 0.23% | +10+0.6% | Added |
| Crescent Grove Advisors, LLC | 1,782 | $292.0K | 0.03% | +321+22.0% | Added |
| Alan B. Lancz & Associates, Inc. | 1,772 | $291.0K | 0.35% | 00.0% | Unchanged |
| Lakeside Advisors, INC. | 1,776 | $291.0K | 0.26% | +101+6.0% | Added |
| Montz Harcus Wealth Management LLC | 1,774 | $291.0K | 0.32% | +152+9.4% | Added |
| Kaydan Wealth Management, Inc. | 1,761 | $288.9K | 0.16% | 00.0% | Unchanged |
| Gradient Capital Advisors, LLC | 1,755 | $288.0K | 0.14% | −217−11.0% | Reduced |
| Trustco Bank Corp N Y | 1,753 | $288.0K | 0.35% | −200−10.2% | Reduced |
| Marks Group Wealth Management, Inc | 1,748 | $287.0K | 0.04% | −247−12.4% | Reduced |
| Grove Bank & Trust | 1,752 | $287.0K | 0.07% | 00.0% | Unchanged |
| TrinityPoint Wealth, LLC | 1,741 | $286.0K | 0.07% | −42−2.4% | Reduced |
| YHB Investment Advisors, Inc. | 1,741 | $286.0K | 0.03% | +2+0.1% | Added |
| WealthShield Partners, LLC | 1,746 | $286.0K | 0.06% | +74+4.4% | Added |
| Proficio Capital Partners LLC | 1,787 | $285.0K | 0.05% | −366−17.0% | Reduced |
| Raab & Moskowitz Asset Management LLC | 1,726 | $283.0K | 0.12% | −45−2.5% | Reduced |
| Trust Co of Virginia | 1,713 | $282.0K | 0.04% | −180−9.5% | Reduced |
| Check Capital Management Inc | 1,717 | $282.0K | 0.03% | 00.0% | Unchanged |
| Stephens Consulting, LLC | 1,716 | $281.5K | 0.25% | 00.0% | Unchanged |
| Beach Investment Counsel Inc | 1,713 | $281.0K | 0.04% | −353−17.1% | Reduced |
| Highland Private Wealth Management | 1,713 | $281.0K | 0.05% | −205−10.7% | Reduced |
| Waters Parkerson & Co., LLC | 1,713 | $281.0K | 0.02% | 00.0% | Unchanged |
| BigSur Wealth Management LLC | 1,710 | $281.0K | 0.14% | 00.0% | Unchanged |
| Intrua Financial, LLC | 1,710 | $281.0K | 0.07% | +62+3.8% | Added |
| Drive Wealth Management, LLC | 1,716 | $281.0K | 0.27% | +406+31.0% | Added |
| Thomas Story & Son LLC | 1,700 | $279.0K | 0.15% | 00.0% | Unchanged |
| Sittner & Nelson, LLC | 1,698 | $279.0K | 0.19% | +277+19.5% | Added |
| Trinity Financial Advisors LLC | 1,700 | $279.0K | 0.20% | +1,700 | New |
| Hutchinson Capital Management | 1,696 | $278.0K | 0.08% | −30−1.7% | Reduced |
| EverSource Wealth Advisors, LLC | 1,686 | $278.0K | 0.06% | +333+24.6% | Added |
| Summit Wealth Partners, LLC | 1,684 | $276.3K | 0.08% | 00.0% | Unchanged |
| First Affirmative Financial Network | 1,681 | $276.0K | 0.35% | −349−17.2% | Reduced |
| Wendell David Associates Inc | 1,682 | $276.0K | 0.04% | 00.0% | Unchanged |
| Peddock Capital Advisors, LLC | 1,675 | $275.0K | 0.11% | −53−3.1% | Reduced |
| LifeSteps Financial, Inc. | 1,674 | $275.0K | 0.31% | 00.0% | Unchanged |
| Wealth Quarterback LLC | 1,675 | $275.0K | 0.29% | +46+2.8% | Added |
| Davidson Investment Advisors | 1,670 | $274.0K | 0.02% | −55−3.2% | Reduced |
| American Research & Management Co. | 1,670 | $274.0K | 0.08% | −36−2.1% | Reduced |