Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2022
Institutional positions in Caterpillar Inc as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,992
- −51 vs. Q2 2022
- Shares held
- 360.1M
- −6.30M (−1.7%) vs. Q2 2022
- Total value
- $59.2B
- −$6.31B (−9.6%) vs. Q2 2022
- New holders
- 92
- 791 more added
- Sold out
- 143
- 729 more reduced
34 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sunburst Financial Group, LLC | 1,667 | $274.0K | 0.13% | 00.0% | Unchanged |
| Sugarloaf Wealth Management, LLC | 1,666 | $274.0K | 0.07% | +125+8.1% | Added |
| Summit Trail Advisors, LLC | 1,669 | $274.0K | 0.01% | +134+8.7% | Added |
| Tradition Wealth Management, LLC | 1,672 | $274.0K | 0.04% | +192+13.0% | Added |
| Annex Advisory Services, LLC | 1,661 | $273.0K | 0.02% | −39−2.3% | Reduced |
| First Farmers & Merchants Bank / Trust | 1,665 | $273.0K | 0.36% | 00.0% | Unchanged |
| Doyle Wealth Management | 1,665 | $273.0K | 0.02% | +80+5.0% | Added |
| Atlas Private Wealth Management | 1,656 | $272.0K | 0.20% | −1−0.1% | Reduced |
| Resurgent Financial Advisors LLC | 1,648 | $270.0K | 0.19% | 00.0% | Unchanged |
| Sovereign Financial Group, Inc. | 1,643 | $270.0K | 0.11% | +15+0.9% | Added |
| BNC Wealth Management, LLC | 1,648 | $270.0K | 0.16% | +33+2.0% | Added |
| Schulhoff & Co Inc | 1,650 | $270.0K | 0.14% | +100+6.5% | Added |
| Comprehensive Financial Consultants Institutional, Inc. | 1,496 | $270.0K | 0.18% | 00.0% | Unchanged |
| Regent Peak Wealth Advisors LLC | 1,632 | $267.0K | 0.09% | −36−2.2% | Reduced |
| North Star Asset Management Inc | 1,630 | $267.0K | 0.02% | 00.0% | Unchanged |
| Gould Asset Management LLC | 1,625 | $267.0K | 0.09% | −5−0.3% | Reduced |
| Wealth Alliance | 1,628 | $267.0K | 0.05% | +26+1.6% | Added |
| Fortitude Advisory Group L.L.C. | 1,630 | $267.0K | 0.26% | +173+11.9% | Added |
| Fairfield, Bush & Co. | 1,620 | $266.0K | 0.19% | 00.0% | Unchanged |
| Bender Robert & Associates | 1,617 | $265.0K | 0.10% | 00.0% | Unchanged |
| Addison Advisors LLC | 1,615 | $265.0K | 0.16% | +35+2.2% | Added |
| Stokes Family Office, LLC | 1,609 | $264.0K | 0.04% | −278−14.7% | Reduced |
| Camden National Bank | 1,610 | $264.0K | 0.06% | −20−1.2% | Reduced |
| Pinnacle Financial Group, LLC | 1,609 | $264.0K | 0.23% | 00.0% | Unchanged |
| Vishria Bird Financial Group, LLC | 1,606 | $264.0K | 0.18% | 00.0% | Unchanged |
| Ssi Investment Management LLC | 1,601 | $264.0K | 0.02% | +5+0.3% | Added |
| Bigelow Investment Advisors, LLC | 1,611 | $264.0K | 0.16% | +279+20.9% | Added |
| Smith Chas P & Associates Pa Cpas | 1,601 | $263.0K | 0.02% | −144−8.3% | Reduced |
| IMS Capital Management | 1,600 | $263.0K | 0.18% | 00.0% | Unchanged |
| PBMares Wealth Management LLC | 1,601 | $263.0K | 0.11% | 00.0% | Unchanged |
| Icapital Wealth LLC | 1,600 | $263.0K | 0.19% | 00.0% | Unchanged |
| WealthTrust Axiom LLC | 1,602 | $262.0K | 0.10% | +1+0.1% | Added |
| WESCAP Management Group, Inc. | 1,600 | $262.0K | 0.10% | 00.0% | Unchanged |
| Ironwood Investment Management LLC | 1,595 | $262.0K | 0.18% | 00.0% | Unchanged |
| Sanchez Wealth Management Group | 1,598 | $262.0K | 0.14% | +10+0.6% | Added |
| Tennessee Valley Asset Management Partners | 1,593 | $261.0K | 0.10% | +7+0.4% | Added |
| Beacon Capital Management, LLC | 1,452 | $260.0K | 0.09% | +149+11.4% | Added |
| BDO Wealth Advisors, LLC | 1,587 | $260.0K | 0.03% | 00.0% | Unchanged |
| Affinity Capital Advisors, LLC | 1,583 | $260.0K | 0.09% | −5−0.3% | Reduced |
| Cypress Capital Management LLC | 1,578 | $259.0K | 0.05% | 00.0% | Unchanged |
| Jmac Enterprises LLC | 1,579 | $259.0K | 0.07% | +59+3.9% | Added |
| Sanford Advisory Services, LLC | 1,569 | $258.0K | 0.07% | 00.0% | Unchanged |
| Harvest Fund Management Co., Ltd | 1,569 | $257.0K | 0.07% | −555−26.1% | Reduced |
| Operose Advisors LLC | 1,564 | $257.0K | 0.17% | +7+0.4% | Added |
| PDS Planning, Inc | 1,561 | $256.0K | 0.05% | −1−0.1% | Reduced |
| Atalanta Sosnoff Capital, LLC | 1,561 | $256.0K | 0.01% | +15+1.0% | Added |
| Doliver Advisors, LP | 1,553 | $255.0K | 0.09% | +1,553 | New |
| Plancorp, LLC | 1,550 | $254.0K | 0.02% | −36−2.3% | Reduced |
| Addison Capital Co | 1,548 | $254.0K | 0.16% | +10+0.7% | Added |
| Quantum Financial Advisors, LLC | 1,543 | $253.0K | 0.11% | +6+0.4% | Added |
| Charter Oak Capital Management, LLC | 1,543 | $253.0K | 0.04% | −17−1.1% | Reduced |
| SAM Advisors, LLC | 1,540 | $253.0K | 0.12% | 00.0% | Unchanged |
| Smith Shellnut Wilson LLC | 1,544 | $253.0K | 0.17% | +31+2.0% | Added |
| Colonial River Wealth Management, LLC | 1,534 | $252.0K | 0.18% | −271−15.0% | Reduced |
| Woodley Farra Manion Portfolio Management Inc | 1,534 | $252.0K | 0.02% | +66+4.5% | Added |
| Gamco Investors, Inc. Et Al | 1,532 | $251.0K | 0.00% | −214−12.3% | Reduced |
| Ledyard National Bank | 1,527 | $251.0K | 0.03% | −40−2.6% | Reduced |
| Capital Square, LLC | 1,534 | $251.0K | 0.23% | 00.0% | Unchanged |
| Patriot Financial Group Insurance Agency, LLC | 1,532 | $251.0K | 0.06% | +158+11.5% | Added |
| RKL Wealth Management LLC | 1,526 | $250.0K | 0.04% | 00.0% | Unchanged |
| West Family Investments, Inc. | 1,518 | $249.0K | 0.11% | +253+20.0% | Added |
| WMG Financial Advisors, LLC | 1,518 | $248.0K | 0.22% | −158−9.4% | Reduced |
| Bell Bank | 1,511 | $248.0K | 0.03% | +31+2.1% | Added |
| Mark Stevens | 1,503 | $247.0K | 0.03% | −94−5.9% | Reduced |
| RE Dickinson Investment Advisors, LLC | 1,500 | $246.0K | 0.20% | −4,967−76.8% | Reduced |
| Rbo & Co LLC | 1,500 | $246.0K | 0.05% | 00.0% | Unchanged |
| Chickasaw Capital Management LLC | 1,500 | $246.0K | 0.01% | 00.0% | Unchanged |
| Lafayette Investments, Inc. | 1,500 | $246.0K | 0.08% | 00.0% | Unchanged |
| Heartwood Wealth Advisors LLC | 1,500 | $246.0K | 0.04% | +1,500 | New |
| Centennial Wealth Advisory LLC | 1,499 | $246.0K | 0.14% | +1,499 | New |
| Burton Enright Welch | 1,497 | $245.6K | 0.12% | −9−0.6% | Reduced |
| Fingerlakes Wealth Management, Inc. | 1,495 | $245.0K | 0.36% | +9+0.6% | Added |
| Lakeview Capital Partners, LLC | 1,494 | $245.0K | 0.10% | +134+9.9% | Added |
| Wealth Management Associates, Inc. | 1,492 | $244.8K | 0.17% | −77−4.9% | Reduced |
| Center For Asset Management LLC | 1,489 | $244.0K | 0.24% | +1+0.1% | Added |
| Highview Capital Management LLC | 1,490 | $244.0K | 0.18% | 00.0% | Unchanged |
| Mengis Capital Management, Inc. | 1,487 | $244.0K | 0.06% | +75+5.3% | Added |
| SFMG, LLC | 1,362 | $244.0K | 0.03% | +6+0.4% | Added |
| First Interstate Bank | 1,490 | $244.0K | 0.02% | +1,490 | New |
| Hohimer Wealth Management, LLC | 1,477 | $242.0K | 0.08% | 00.0% | Unchanged |
| Tectonic Advisors LLC | 1,477 | $242.0K | 0.04% | +275+22.9% | Added |
| Richwood Investment Advisors, LLC | 1,471 | $241.0K | 0.26% | 00.0% | Unchanged |
| Signet Investment Advisory Group, Inc. | 1,465 | $240.0K | 0.19% | −45−3.0% | Reduced |
| Prosperity Consulting Group, LLC | 1,460 | $240.0K | 0.20% | −43−2.9% | Reduced |
| Waypoint Capital Advisors, LLC | 1,469 | $240.0K | 0.10% | 00.0% | Unchanged |
| Strategic Equity Management | 1,462 | $240.0K | 0.10% | +10+0.7% | Added |
| First Community Trust NA | 1,450 | $238.0K | 0.32% | −550−27.5% | Reduced |
| Legacy Advisors, LLC | 1,449 | $238.0K | 0.05% | +1,449 | New |
| Forte Capital LLC | 1,444 | $237.0K | 0.04% | 00.0% | Unchanged |
| Silicon Hills Wealth Management, LLC | 1,443 | $237.0K | 0.19% | 00.0% | Unchanged |
| Valley National Advisers Inc | 1,292 | $237.0K | 0.05% | −87−6.3% | Reduced |
| One Capital Management, LLC | 1,433 | $235.0K | 0.01% | −364−20.3% | Reduced |
| Glassman Wealth Services | 1,435 | $235.0K | 0.05% | −275−16.1% | Reduced |
| Zullo Investment Group, Inc. | 1,430 | $235.0K | 0.15% | +100+7.5% | Added |
| Buck Wealth Strategies, LLC | 858 | $234.2K | 0.11% | +858 | New |
| Future Financial Wealth Managment LLC | 1,308 | $234.0K | 0.27% | 00.0% | Unchanged |
| TFG Advisers LLC | 1,426 | $234.0K | 0.13% | +14+1.0% | Added |
| Rosenberg Matthew Hamilton | 1,425 | $234.0K | 0.09% | +63+4.6% | Added |
| Acima Private Wealth, LLC | 1,421 | $233.2K | 0.12% | 00.0% | Unchanged |
| Asset Management Corp | 1,421 | $233.0K | 0.19% | +6+0.4% | Added |