Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2022
Institutional positions in Caterpillar Inc as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,992
- −51 vs. Q2 2022
- Shares held
- 360.1M
- −6.30M (−1.7%) vs. Q2 2022
- Total value
- $59.2B
- −$6.31B (−9.6%) vs. Q2 2022
- New holders
- 92
- 791 more added
- Sold out
- 143
- 729 more reduced
34 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Gerber Kawasaki Wealth & Investment Management | 1,422 | $233.0K | 0.02% | +145+11.4% | Added |
| PFS Investments Inc. | 1,420 | $233.0K | 0.01% | +159+12.6% | Added |
| Abacus Wealth Partners, LLC | 1,416 | $232.3K | 0.12% | −171−10.8% | Reduced |
| LVW Advisors, LLC | 1,416 | $232.0K | 0.05% | +73+5.4% | Added |
| WestHill Financial Advisors, Inc. | 1,411 | $232.0K | 0.08% | +72+5.4% | Added |
| Frisch Financial Group, Inc. | 1,406 | $231.0K | 0.10% | +8+0.6% | Added |
| Regatta Capital Group, LLC | 1,295 | $231.0K | 0.09% | 00.0% | Unchanged |
| First National Corp | 1,401 | $230.0K | 0.06% | −9−0.6% | Reduced |
| New Jersey Better Educational Savings Trust | 1,400 | $230.0K | 0.77% | 00.0% | Unchanged |
| Wellington Shields Capital Management, LLC | 1,400 | $230.0K | 0.05% | 00.0% | Unchanged |
| ERTS Wealth Advisors, LLC | 1,400 | $230.0K | 0.06% | 00.0% | Unchanged |
| Alta Advisers Ltd | 1,400 | $230.0K | 0.14% | +1,400 | New |
| Compass Financial Advisors LLC | 1,398 | $229.0K | 0.34% | +51+3.8% | Added |
| Financial Partners Group, Inc | 1,388 | $228.0K | 0.06% | −54−3.7% | Reduced |
| Cortland Associates Inc | 1,387 | $228.0K | 0.04% | 00.0% | Unchanged |
| Exencial Wealth Advisors, LLC | 1,388 | $228.0K | 0.01% | +17+1.2% | Added |
| L.M. Kohn & Company | 1,379 | $227.0K | 0.11% | −179−11.5% | Reduced |
| Alesco Advisors LLC | 1,384 | $227.0K | 0.01% | +1,384 | New |
| Blankinship & Foster, LLC | 1,377 | $226.0K | 0.11% | 00.0% | Unchanged |
| apricus wealth, LLC | 1,375 | $226.0K | 0.22% | 00.0% | Unchanged |
| Premier Asset Management LLC | 1,375 | $226.0K | 0.23% | +1,375 | New |
| JGP Wealth Management, LLC | 1,267 | $225.0K | 0.05% | +1,267 | New |
| Nadler Financial Group, Inc. | 1,365 | $224.0K | 0.04% | 00.0% | Unchanged |
| Householder Group Estate & Retirement Specialist, LLC | 1,364 | $223.0K | 0.09% | +138+11.3% | Added |
| Enterprise Financial Services Corp | 1,354 | $222.0K | 0.17% | −10−0.7% | Reduced |
| Integrated Investment Consultants, LLC | 1,348 | $221.0K | 0.09% | −77−5.4% | Reduced |
| Winslow Asset Management Inc | 1,345 | $221.0K | 0.06% | 00.0% | Unchanged |
| Guardian Wealth Management, Inc. | 1,347 | $221.0K | 0.25% | +7+0.5% | Added |
| MUFG Securities EMEA plc | 1,344 | $221.0K | 0.00% | +370+38.0% | Added |
| Barr E S & Co | 1,338 | $220.0K | 0.02% | −47−3.4% | Reduced |
| Coyle Financial Counsel LLC | 1,340 | $220.0K | 0.15% | 00.0% | Unchanged |
| YorkBridge Wealth Partners, LLC | 1,341 | $220.0K | 0.06% | 00.0% | Unchanged |
| ProVise Management Group, LLC | 1,333 | $219.0K | 0.02% | −132−9.0% | Reduced |
| Jag Capital Management, LLC | 1,337 | $219.0K | 0.03% | −50−3.6% | Reduced |
| Hall Laurie J Trustee | 1,330 | $218.0K | 0.11% | 00.0% | Unchanged |
| Next Level Private LLC | 1,220 | $218.0K | 0.19% | +1,220 | New |
| Indie Asset Partners, LLC | 1,320 | $217.0K | 0.22% | 00.0% | Unchanged |
| Bangor Savings Bank | 1,317 | $216.0K | 0.02% | −14−1.1% | Reduced |
| Monarch Capital Management Inc | 1,317 | $216.0K | 0.07% | 00.0% | Unchanged |
| Lake Street Financial LLC | 1,311 | $215.0K | 0.05% | −400−23.4% | Reduced |
| Beaumont Financial Partners, LLC | 1,311 | $215.0K | 0.02% | +53+4.2% | Added |
| Westshore Wealth, LLC | 1,310 | $215.0K | 0.15% | +176+15.5% | Added |
| SJS Investment Consulting Inc. | 1,312 | $215.0K | 0.07% | +1,312 | New |
| Means Investment Co., Inc. | 1,304 | $214.0K | 0.05% | +17+1.3% | Added |
| Sepio Capital, LP | 1,305 | $214.0K | 0.02% | +37+2.9% | Added |
| Marotta Asset Management | 1,303 | $213.8K | 0.06% | −34−2.5% | Reduced |
| Northwest Bancshares, Inc. | 1,300 | $213.0K | 0.05% | −752−36.6% | Reduced |
| Chesley Taft & Associates LLC | 1,295 | $212.0K | 0.02% | +70+5.7% | Added |
| Benedict Financial Advisors Inc | 1,286 | $211.0K | 0.07% | −414−24.4% | Reduced |
| Monterey Private Wealth, Inc. | 1,273 | $211.0K | 0.13% | −126−9.0% | Reduced |
| Herold Advisors, Inc. | 1,288 | $211.0K | 0.10% | +1+0.1% | Added |
| Gilman Hill Asset Management, LLC | 1,280 | $210.0K | 0.05% | +1,280 | New |
| Balboa Wealth Partners | 1,281 | $210.0K | 0.09% | +1,281 | New |
| Eudaimonia Advisors LLC | 1,274 | $209.0K | 0.15% | −76−5.6% | Reduced |
| Grimes & Company, Inc. | 1,274 | $209.0K | 0.01% | −17−1.3% | Reduced |
| Warren Street Wealth Advisors, LLC | 1,276 | $209.0K | 0.21% | +99+8.4% | Added |
| Avestar Capital, LLC | 1,269 | $208.0K | 0.06% | −742−36.9% | Reduced |
| Northern Oak Wealth Management Inc | 1,270 | $208.0K | 0.03% | −194−13.3% | Reduced |
| Graves-Light Private Wealth Management, Inc. | 1,267 | $208.0K | 0.03% | +1+0.1% | Added |
| Lumature Wealth Partners, LLC | 1,266 | $208.0K | 0.11% | +72+6.0% | Added |
| Dentgroup LLC | 1,157 | $208.0K | 0.21% | +1,157 | New |
| Ascent Group, LLC | 960 | $208.0K | 0.03% | +960 | New |
| Cornerstone Advisory, LLC | 1,258 | $207.0K | 0.05% | +3+0.2% | Added |
| Selective Wealth Management, Inc. | 1,259 | $207.0K | 0.09% | +9+0.7% | Added |
| Oliver Luxxe Assets LLC | 1,250 | $205.0K | 0.06% | −28−2.2% | Reduced |
| Martin Capital Advisors, LLP | 1,245 | $204.0K | 0.30% | −1,600−56.2% | Reduced |
| Calamos Wealth Management LLC | 1,244 | $204.0K | 0.02% | +1,244 | New |
| Beacon Financial Advisory LLC | 1,237 | $203.0K | 0.14% | −284−18.7% | Reduced |
| BSW Wealth Partners | 1,239 | $203.0K | 0.05% | −48−3.7% | Reduced |
| Cordatus Wealth Management LLC | 1,235 | $203.0K | 0.21% | 00.0% | Unchanged |
| Sandy Cove Advisors, LLC | 1,235 | $203.0K | 0.18% | +2+0.2% | Added |
| Diversified, LLC | 1,235 | $203.0K | 0.10% | +1,235 | New |
| Birchcreek Wealth Management, LLC | 1,232 | $202.0K | 0.19% | −59−4.6% | Reduced |
| Stelac Advisory Services LLC | 1,230 | $202.0K | 0.09% | 00.0% | Unchanged |
| Tortoise Investment Management, LLC | 1,232 | $202.0K | 0.04% | +1,127+1,073.3% | Added |
| Basepoint Wealth LLC | 1,228 | $201.5K | 0.22% | +37+3.1% | Added |
| Eclectic Associates Inc | 1,226 | $201.0K | 0.13% | 00.0% | Unchanged |
| Resource Consulting Group Inc | 1,223 | $201.0K | 0.06% | 00.0% | Unchanged |
| New England Asset Management Inc | 1,221 | $200.0K | 0.00% | +1,221 | New |
| QVR LLC | 1,203 | $197.0K | 0.18% | −585−32.7% | Reduced |
| Oakworth Capital, Inc. | 1,153 | $189.0K | 0.02% | +18+1.6% | Added |
| Aua Capital Management, LLC | 1,133 | $186.0K | 0.12% | −737−39.4% | Reduced |
| Institutional & Family Asset Management, LLC | 1,101 | $181.0K | 0.03% | +6+0.5% | Added |
| GoalVest Advisory LLC | 1,095 | $180.0K | 0.13% | −4,204−79.3% | Reduced |
| Miller Wealth Advisors, LLC | 1,000 | $179.0K | 0.15% | 00.0% | Unchanged |
| Silvant Capital Management LLC | 1,076 | $177.0K | 0.01% | 00.0% | Unchanged |
| Pacer Advisors, Inc. | 1,076 | $177.0K | 0.00% | +227+26.7% | Added |
| Riverview Trust Co | 1,067 | $175.0K | 0.17% | −49−4.4% | Reduced |
| Quent Capital, LLC | 1,050 | $172.0K | 0.04% | +150+16.7% | Added |
| Paloma Partners Management Co | 1,044 | $171.0K | 0.03% | −1,510−59.1% | Reduced |
| Kessler Investment Group, LLC | 1,034 | $170.0K | 0.14% | +49+5.0% | Added |
| First PREMIER Bank | 1,036 | $170.0K | 0.06% | +936+936.0% | Added |
| Hills Bank & Trust Co | 1,007 | $166.0K | 0.02% | −725−41.9% | Reduced |
| 1832 Asset Management L.P. | 1,004 | $165.0K | 0.00% | +270+36.8% | Added |
| Jupiter Wealth Management LLC | 1,000 | $164.0K | 0.16% | −6,965−87.4% | Reduced |
| Payden & Rygel | 1,000 | $164.0K | 0.01% | 00.0% | Unchanged |
| M&R Capital Management Inc | 1,004 | $164.0K | 0.05% | 00.0% | Unchanged |
| S.A. Mason LLC | 1,000 | $164.0K | 0.13% | 00.0% | Unchanged |
| Magnolia Capital Management Ltd | 1,000 | $164.0K | 0.17% | 00.0% | Unchanged |
| Financial Perspectives, Inc | 980 | $160.8K | 0.09% | 00.0% | Unchanged |