Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2022
Institutional positions in Caterpillar Inc as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,992
- −51 vs. Q2 2022
- Shares held
- 360.1M
- −6.30M (−1.7%) vs. Q2 2022
- Total value
- $59.2B
- −$6.31B (−9.6%) vs. Q2 2022
- New holders
- 92
- 791 more added
- Sold out
- 143
- 729 more reduced
34 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Tyler-Stone Wealth Management | 976 | $160.0K | 0.12% | −597−38.0% | Reduced |
| Eagle Bay Advisors LLC | 974 | $160.0K | 0.10% | +183+23.1% | Added |
| Plante Moran Financial Advisors, LLC | 978 | $160.0K | 0.03% | +891+1,024.1% | Added |
| Castleview Partners, LLC | 977 | $160.0K | 0.15% | −23−2.3% | Reduced |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 948 | $155.0K | 0.01% | +154+19.4% | Added |
| Capital Directions Investment Advisors, LLC | 0 | $152.0K | 0.06% | −928−100.0% | Reduced |
| JTC Employer Solutions Trusteee Ltd | 920 | $152.0K | 0.03% | 00.0% | Unchanged |
| Independence Bank of Kentucky | 917 | $150.0K | 0.07% | +40+4.6% | Added |
| State of Wyoming | 914 | $150.0K | 0.07% | +532+139.3% | Added |
| Tilia Fiduciary Partners, Inc. | 828 | $149.0K | 0.15% | −46−5.3% | Reduced |
| Orion Capital Management LLC | 869 | $143.0K | 0.12% | 00.0% | Unchanged |
| Loring Wolcott & Coolidge Fiduciary Advisors LLP | 860 | $141.0K | 0.00% | −776−47.4% | Reduced |
| Core Alternative Capital | 810 | $133.0K | 0.02% | +572+240.3% | Added |
| Disciplined Investments, LLC | 784 | $129.0K | 0.06% | −2−0.3% | Reduced |
| Cohen & Steers, Inc. | 781 | $128.0K | 0.00% | 00.0% | Unchanged |
| First National Bank of South Miami | 773 | $127.0K | 0.10% | −119−13.3% | Reduced |
| Pinnacle Bancorp, Inc. | 769 | $126.0K | 0.05% | 00.0% | Unchanged |
| Evoke Wealth, LLC | 755 | $124.0K | 0.01% | −48−6.0% | Reduced |
| Sageworth Trust Co | 750 | $123.0K | 0.01% | 00.0% | Unchanged |
| Ten Capital Wealth Advisors, LLC | 729 | $120.0K | 0.05% | +182+33.3% | Added |
| Foster Dykema Cabot & Co Inc | 724 | $119.0K | 0.01% | 00.0% | Unchanged |
| TSFG, LLC | 711 | $117.0K | 0.05% | −4−0.6% | Reduced |
| Ulland Investment Advisors, LLC | 715 | $117.0K | 0.13% | 00.0% | Unchanged |
| Global Financial Private Client, LLC | 681 | $116.6K | 0.07% | 00.0% | Unchanged |
| Pacifica Partners Inc. | 665 | $115.0K | 0.08% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 686 | $113.0K | 0.02% | −2−0.3% | Reduced |
| Endurance Wealth Management, Inc. | 660 | $108.0K | 0.02% | 00.0% | Unchanged |
| Pacific Center for Financial Services | 657 | $108.0K | 0.04% | +3+0.5% | Added |
| Centiva Capital, LP | 651 | $107.0K | 0.01% | −5,644−89.7% | Reduced |
| McIlrath & Eck, LLC | 651 | $107.0K | 0.03% | 00.0% | Unchanged |
| Close Asset Management Ltd | 626 | $103.0K | 0.01% | +255+68.7% | Added |
| Versant Capital Management, Inc | 618 | $101.0K | 0.04% | +106+20.7% | Added |
| Icon Wealth Advisors, LLC | 615 | $101.0K | 0.01% | +615 | New |
| Capital Analysts, LLC | 607 | $100.0K | 0.01% | −66−9.8% | Reduced |
| Covestor Ltd | 602 | $99.0K | 0.09% | −181−23.1% | Reduced |
| Paradigm Asset Management Co LLC | 600 | $98.4K | 0.03% | −200−25.0% | Reduced |
| NVWM, LLC | 600 | $98.0K | 0.04% | −5,976−90.9% | Reduced |
| West Branch Capital LLC | 595 | $98.0K | 0.06% | 00.0% | Unchanged |
| Accel Wealth Management | 539 | $97.0K | 0.05% | −198−26.9% | Reduced |
| CarsonAllaria Wealth Management, Ltd. | 576 | $94.0K | 0.09% | +2+0.3% | Added |
| Laurel Wealth Advisors LLC | 570 | $94.0K | 0.02% | 00.0% | Unchanged |
| Rise Advisors, LLC | 565 | $93.0K | 0.08% | +64+12.8% | Added |
| Dakota Community Bank & Trust NA | 565 | $93.0K | 0.65% | +565 | New |
| Piscataqua Savings Bank | 551 | $90.0K | 0.09% | 00.0% | Unchanged |
| Jefferies Group LLC | 526 | $86.3K | 0.00% | +526 | New |
| Farmers & Merchants Trust Co of Chambersburg PA | 525 | $86.0K | 0.07% | +100+23.5% | Added |
| Atticus Wealth Management, LLC | 477 | $85.0K | 0.04% | 00.0% | Unchanged |
| Livforsakringsbolaget Skandia, Omsesidigt | 513 | $84.0K | 0.01% | −2,300−81.8% | Reduced |
| Oxler Private Wealth LLC | 509 | $83.6K | 0.05% | +3+0.6% | Added |
| DB Wealth Management Group, LLC | 506 | $83.0K | 0.06% | 00.0% | Unchanged |
| Carolinas Wealth Consulting LLC | 502 | $82.0K | 0.02% | −55−9.9% | Reduced |
| Baldwin Brothers Inc | 500 | $82.0K | 0.01% | 00.0% | Unchanged |
| Beaird Harris Wealth Management, LLC | 500 | $82.0K | 0.02% | 00.0% | Unchanged |
| Godsey & Gibb Associates | 500 | $82.0K | 0.07% | +500 | New |
| Almanack Investment Partners, LLC. | 496 | $81.0K | 0.02% | −1,082−68.6% | Reduced |
| Johnson Midwest Financial, LLC | 482 | $79.0K | 0.30% | +2+0.4% | Added |
| BerganKDV Wealth Management, LLC | 478 | $78.0K | 0.01% | −15−3.0% | Reduced |
| AllSquare Wealth Management LLC | 448 | $74.0K | 0.05% | 00.0% | Unchanged |
| Front Row Advisors LLC | 448 | $74.0K | 0.04% | 00.0% | Unchanged |
| Old North State Trust, LLC | 450 | $74.0K | 0.06% | +450 | New |
| Crewe Advisors LLC | 437 | $72.0K | 0.01% | +51+13.2% | Added |
| Bank of New Hampshire | 428 | $70.0K | 0.02% | −50−10.5% | Reduced |
| SRS Capital Advisors, Inc. | 422 | $69.0K | 0.01% | −205−32.7% | Reduced |
| Barrett & Company, Inc. | 282 | $67.7K | 0.05% | +282 | New |
| Sage Private Wealth Group, LLC | 400 | $66.0K | 0.09% | 00.0% | Unchanged |
| HighMark Wealth Management LLC | 378 | $62.0K | 0.05% | 00.0% | Unchanged |
| Mizuho Securities Co. Ltd. | 367 | $60.0K | 0.02% | −270−42.4% | Reduced |
| Heritage Wealth Management, LLC | 366 | $60.0K | 0.02% | +20+5.8% | Added |
| Brown, Lisle/Cummings, Inc. | 365 | $59.9K | 0.03% | 00.0% | Unchanged |
| First Personal Financial Services | 353 | $58.0K | 0.02% | 00.0% | Unchanged |
| Motco | 351 | $58.0K | 0.00% | +43+14.0% | Added |
| Duncker Streett & Co Inc | 345 | $57.0K | 0.01% | 00.0% | Unchanged |
| Centerpoint Advisors, LLC | 340 | $56.0K | 0.03% | −150−30.6% | Reduced |
| Column Capital Advisors, LLC | 343 | $56.0K | 0.01% | 00.0% | Unchanged |
| JJJ Advisors Inc. | 300 | $54.0K | 0.02% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 334 | $54.0K | 0.02% | +2+0.6% | Added |
| JNBA Financial Advisors | 319 | $52.0K | 0.01% | −28−8.1% | Reduced |
| O'Dell Group, LLC | 314 | $52.0K | 0.02% | 00.0% | Unchanged |
| Rock Creek Group, LP | 312 | $51.0K | 0.01% | −118−27.4% | Reduced |
| Coastal Capital Group, Inc. | 306 | $50.0K | 0.01% | +50+19.5% | Added |
| Estabrook Capital Management | 300 | $49.2K | 0.01% | 00.0% | Unchanged |
| Marquette Asset Management, LLC | 300 | $49.0K | 0.02% | 00.0% | Unchanged |
| Estate Counselors, LLC | 303 | $49.0K | 0.01% | 00.0% | Unchanged |
| McClarren Financial Advisors, Inc. | 301 | $49.0K | 0.05% | +301 | New |
| Dividend Assets Capital, LLC | 294 | $48.0K | 0.01% | 00.0% | Unchanged |
| Aspire Private Capital, LLC | 291 | $48.0K | 0.02% | 00.0% | Unchanged |
| Earnest Partners LLC | 286 | $47.0K | 0.00% | 00.0% | Unchanged |
| Wagner Wealth Management, LLC | 273 | $45.0K | 0.03% | −113−29.3% | Reduced |
| Monolith Advisors | 269 | $44.0K | 0.05% | 00.0% | Unchanged |
| Bell Investment Advisors, Inc | 254 | $42.0K | 0.01% | −23−8.3% | Reduced |
| Professional Financial Advisors, LLC | 257 | $42.0K | 0.03% | 00.0% | Unchanged |
| Baldrige Asset Management LLC | 250 | $41.0K | 0.02% | 00.0% | Unchanged |
| Center for Financial Planning, Inc. | 250 | $41.0K | 0.01% | 00.0% | Unchanged |
| Avion Wealth | 246 | $40.0K | 0.01% | −25−9.2% | Reduced |
| Providence Capital Advisors, LLC | 245 | $40.0K | 0.01% | 00.0% | Unchanged |
| Tacita Capital Inc | 245 | $40.0K | 0.03% | 00.0% | Unchanged |
| Clean Yield Group | 245 | $40.0K | 0.02% | +33+15.6% | Added |
| Axiom Investment Management LLC | 234 | $40.0K | 0.08% | +234 | New |
| Pin Oak Investment Advisors Inc | 232 | $38.0K | 0.05% | 00.0% | Unchanged |
| Horrell Capital Management, Inc. | 226 | $37.0K | 0.01% | 00.0% | Unchanged |