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Caterpillar Inc

CAT
Exchange
NYSE
Industry
Construction Machinery & Equip
SEC CIK
0000018230

In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,069 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.

13F holders, Q4 2022

Institutional positions in Caterpillar Inc as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
2,287
+332 vs. Q3 2022
Shares held
363.9M
+5.24M (+1.5%) vs. Q3 2022
Total value
$87.1B
+$28.2B (+47.7%) vs. Q3 2022
New holders
411
757 more added
Sold out
79
791 more reduced

37 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q3 2022: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ4 2022: 2,287 institutions
Q1 2021: 2,015 institutionsQ2 2021: 2,028 institutionsQ3 2021: 1,943 institutionsQ4 2021: 2,161 institutionsQ1 2022: 2,176 institutionsQ2 2022: 2,077 institutionsQ3 2022: 1,992 institutionsQ4 2022: 2,287 institutionsQ1 2023: 2,284 institutionsQ2 2023: 2,329 institutionsQ3 2023: 2,409 institutionsQ4 2023: 2,583 institutionsQ1 2024: 2,714 institutionsQ2 2024: 2,713 institutionsQ3 2024: 2,838 institutionsQ4 2024: 3,010 institutionsQ1 2025: 2,903 institutionsQ2 2025: 3,023 institutionsQ3 2025: 3,150 institutionsQ4 2025: 3,542 institutionsQ1 2026: 3,772 institutionsQ2 2026: 4,069 institutions
Value heldQ4 2022: $87.1B
Q1 2021: $88.0BQ2 2021: $82.0BQ3 2021: $71.1BQ4 2021: $74.9BQ1 2022: $82.0BQ2 2022: $65.6BQ3 2022: $59.2BQ4 2022: $87.1BQ1 2023: $82.6BQ2 2023: $88.0BQ3 2023: $97.3BQ4 2023: $104.6BQ1 2024: $127.6BQ2 2024: $114.5BQ3 2024: $133.6BQ4 2024: $123.4BQ1 2025: $109.0BQ2 2025: $128.0BQ3 2025: $159.0BQ4 2025: $188.7BQ1 2026: $232.0BQ2 2026: $351.1B
Institutions holding CAT and their total value by quarter
QuarterHoldersValue
Q2 20264,069$351.1B
Q1 20263,772$232.0B
Q4 20253,542$188.7B
Q3 20253,150$159.0B
Q2 20253,023$128.0B
Q1 20252,903$109.0B
Q4 20243,010$123.4B
Q3 20242,838$133.6B
Q2 20242,713$114.5B
Q1 20242,714$127.6B
Q4 20232,583$104.6B
Q3 20232,409$97.3B
Q2 20232,329$88.0B
Q1 20232,284$82.6B
Q4 20222,287$87.1B
Q3 20221,992$59.2B
Q2 20222,077$65.6B
Q1 20222,176$82.0B
Q4 20212,161$74.9B
Q3 20211,943$71.1B
Q2 20212,028$82.0B
Q1 20212,015$88.0B

Institutions, Q4 2022

Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2022.

Institutions holding CAT in Q4 2022
InstitutionSharesValue% of portfolioChange in sharesAction
Tfo-TDC, LLC2$4490.00%−77−97.5%Reduced
Highline Wealth Partners LLC3$7190.00%+3New
PEAK6 Investments LLC3$8180.00%−41,783−100.0%Reduced
Semmax Financial Advisors Inc.5$1.00K0.00%00.0%Unchanged
Proffitt & Goodson Inc6$1.32K0.00%00.0%Unchanged
Financial Synergies Wealth Advisors, Inc.8$1.92K0.00%+8New
Mizuho Securities Co. Ltd.10$2.40K0.01%−357−97.3%Reduced
Investment Research & Advisory Group, Inc.10$2.40K0.00%00.0%Unchanged
Red Tortoise LLC11$2.63K0.00%+11New
Strengthening Families & Communities, LLC12$3.00K0.00%00.0%Unchanged
Kayne Anderson Rudnick Investment Management LLC13$3.11K0.00%00.0%Unchanged
Horan Securities, Inc.14$3.37K0.00%+14New
Sanctuary Wealth Management, L.L.C.20$4.79K0.01%+20New
HWG Holdings LP22$5.00K0.00%00.0%Unchanged
New Millennium Group LLC22$5.27K0.01%+3+15.8%Added
Albion Financial Group23$5.51K0.00%00.0%Unchanged
TFC Financial Management24$5.78K0.00%00.0%Unchanged
NewSquare Capital LLC25$5.99K0.00%00.0%Unchanged
Piershale Financial Group, Inc.25$5.99K0.00%+25New
DecisionPoint Financial, LLC25$5.99K0.00%+25New
Tucker Asset Management LLC25$6.00K0.00%00.0%Unchanged
PayPay Securities Corp26$6.23K0.42%+26New
Thomas J. Herzfeld Advisors, Inc.29$6.95K0.00%00.0%Unchanged
Atlas Capital Advisors LLC29$6.95K0.00%00.0%Unchanged
Lam Group, Inc.30$7.19K0.01%+30New
Exchange Traded Concepts, LLC31$7.43K0.00%−20−39.2%Reduced
RWM Asset Management, LLC33$7.91K0.00%00.0%Unchanged
Cadent Capital Advisors, LLC34$8.24K0.00%+34New
Arlington Partners LLC38$9.10K0.00%00.0%Unchanged
Stuart Chaussee & Associates, Inc.40$9.58K0.00%00.0%Unchanged
TD Capital Management LLC41$9.78K0.00%00.0%Unchanged
Affiance Financial, LLC41$9.82K0.00%+41New
Quarry LP43$10.3K0.01%+43New
Cassady Schiller Wealth Management, LLC50$12.0K0.01%+50New
Kelly Financial Services LLC53$12.7K0.01%00.0%Unchanged
Global Wealth Strategies & Associates57$13.7K0.01%+57New
Raffa Wealth Management, LLC59$14.1K0.01%00.0%Unchanged
Abound Wealth Management61$14.6K0.01%+31+103.3%Added
MUFG Securities EMEA plc64$15.0K0.00%−1,280−95.2%Reduced
Bellwether Advisors, LLC66$15.8K0.00%00.0%Unchanged
Credential Qtrade Securities Inc.67$16.1K0.00%00.0%Unchanged
IAG Wealth Partners, LLC69$16.5K0.00%00.0%Unchanged
Paragon Wealth Strategies, LLC70$16.8K0.02%00.0%Unchanged
Loomis Sayles & Co L P73$17.0K0.00%00.0%Unchanged
Belmont Capital, LLC70$17.0K0.02%00.0%Unchanged
Mitsubishi UFJ Morgan Stanley Securities Co., Ltd.70$17.0K0.15%+40+133.3%Added
Annapolis Financial Services, LLC74$17.7K0.01%−20−21.3%Reduced
Financial Management Professionals, Inc.77$18.0K0.00%+9+13.2%Added
Lowe Wealth Advisors, LLC76$18.2K0.01%00.0%Unchanged
Cary Street Partners Asset Management LLC77$18.4K0.00%00.0%Unchanged
Kelly Lawrence W & Associates Inc79$18.9K0.01%00.0%Unchanged
Founders Capital Management80$19.0K0.01%00.0%Unchanged
Macroview Investment Management LLC80$19.2K0.03%+50+166.7%Added
Fortis Capital Advisors, LLC81$19.4K0.01%+81New
Coston, McIsaac & Partners93$22.0K0.01%00.0%Unchanged
Capstone Investment Advisors, LLC96$23.0K0.00%−7,836−98.8%Reduced
TCTC Holdings, LLC100$24.0K0.00%00.0%Unchanged
Twin Lakes Capital Management, LLC100$24.0K0.02%00.0%Unchanged
3Chopt Investment Partners, LLC100$24.0K0.01%+100New
AlphaMark Advisors, LLC100$24.0K0.01%−87−46.5%Reduced
Schubert & Co103$24.7K0.02%+6+6.2%Added
Ossiam106$25.4K0.00%−2,709−96.2%Reduced
QVR LLC108$25.9K0.04%−1,095−91.0%Reduced
Antonetti Capital Management LLC115$27.5K0.04%00.0%Unchanged
Iron Horse Wealth Management, LLC116$28.0K0.02%+86+286.7%Added
Motco120$28.7K0.00%−231−65.8%Reduced
Riggs Asset Managment Co. Inc.122$29.2K0.01%00.0%Unchanged
Bellevue Asset Management, LLC123$29.4K0.02%+1+0.8%Added
CenterStar Asset Management, LLC–$31.0K0.06%–New
Centennial Bank131$31.4K0.02%+131New
Mark Sheptoff Financial Planning, LLC132$31.6K0.02%00.0%Unchanged
Cedar Mountain Advisors, LLC135$32.4K0.01%00.0%Unchanged
Moisand Fitzgerald Tamayo, LLC136$32.6K0.01%+42+44.7%Added
Capital Advisors, Ltd. LLC143$34.0K0.01%+14+10.9%Added
Hoese & Co LLP150$35.0K0.04%00.0%Unchanged
Private Ocean, LLC149$35.5K0.00%+8+5.7%Added
Richard W. Paul & Associates, LLC149$35.7K0.02%+149New
Arcadia Investment Management Corp150$35.9K0.01%00.0%Unchanged
Stephenson National Bank & Trust150$36.0K0.02%00.0%Unchanged
SkyView Investment Advisors, LLC151$36.0K0.01%00.0%Unchanged
Mascoma Wealth Management LLC155$37.1K0.01%00.0%Unchanged
Lee Financial Co158$37.9K0.01%00.0%Unchanged
Koesten, Hirschmann & Crabtree, INC.160$38.3K0.03%+160New
Compass Wealth Management LLC165$39.5K0.01%+165New
Avion Wealth246$40.0K0.01%00.0%Unchanged
HBC Financial Services, PLLC165$40.0K0.03%00.0%Unchanged
DB Fitzpatrick & Co, Inc168$40.2K0.05%00.0%Unchanged
MBM Wealth Consultants, LLC176$42.0K0.02%00.0%Unchanged
New England Capital Financial Advisors LLC171$42.6K0.03%+171New
VitalStone Financial, LLC182$43.0K0.03%+182New
Hillsdale Investment Management Inc.180$43.1K0.00%+80+80.0%Added
Chelsea Counsel Co180$43.1K0.02%+180New
KB Financial Partners, LLC187$45.0K0.02%00.0%Unchanged
Wolff Wiese Magana LLC189$45.3K0.04%−5−2.6%Reduced
Headlands Technologies LLC190$46.0K0.04%+190New
Creative Capital Management Investments LLC190$46.0K0.04%+190New
Morgan Dempsey Capital Management LLC200$47.9K0.01%00.0%Unchanged
Kraematon Investment Advisors, Inc200$47.9K0.05%+200New
Baystate Wealth Management LLC199$48.0K0.00%−20−9.1%Reduced
Financial Connections Group, Inc.207$49.0K0.04%+179+639.3%Added